Guggenheim Strategic Opportunities Fund

GOF

Exchange: NYSE
SEC CIK: 0001380936

SEC filings (opens in a new tab)

No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.

Q4 2023 vs. Q3 2023

How the institutions holding Guggenheim Strategic Opportunities Fund changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of GOF: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Of which not filed for Q4 2023	Q4 2023	Change
Holders	128	1	139	+12
Shares	19.0M	66.7K	21.5M	+2.57M (+13.6%)
Value	$280.5M	$987.0K	$275.7M	−$3.89M (−1.4%)

1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (26)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to GOF in Q4 2023
Institution	Shares	Value	% of portfolio
Significant Wealth Partners LLC	172,083	$2.20M	1.60%
Focus Financial Network Inc	96,114	$1.23M	0.05%
Principal Securities, Inc.	85,307	$1.09M	0.04%
Camelot Portfolios, LLC	78,035	$998.8K	0.59%
Samalin Investment Counsel, LLC	73,089	$935.5K	0.47%
Arlington Capital Management, Inc.	57,097	$730.8K	0.66%
RSM US Wealth Management LLC	50,000	$640.0K	0.02%
Qube Research & Technologies Ltd	47,090	$602.8K	0.00%
Wolverine Asset Management LLC	45,902	$587.5K	0.01%
Jefferies Financial Group Inc.	42,610	$545.4K	0.01%
Gridiron Partners, LLC	39,542	$506.1K	0.36%
Nomura Holdings Inc	16,325	$209.0K	0.00%
Landscape Capital Management, L.L.C.	16,230	$207.7K	0.02%
Advisor Resource Council	14,902	$190.7K	0.02%
SFI Advisors, LLC	14,828	$189.8K	0.16%
Marex Group plc	14,537	$186.1K	0.01%
Stifel Financial Corp	12,439	$159.2K	0.00%
CWA Asset Management Group, LLC	11,790	$150.9K	0.01%
Perennial Investment Advisors, LLC	11,419	$146.2K	0.02%
Capital CS Group, LLC	10,709	$137.1K	0.15%
Jacobi Capital Management LLC	10,625	$136.0K	0.01%
FSA Wealth Management LLC	4,495	$58.0K	0.03%
BOK Financial Private Wealth, Inc.	4,000	$51.2K	0.00%
Baystate Wealth Management LLC	608	$7.79K	0.00%
Truvestments Capital LLC	500	$6.40K	0.00%
Smartleaf Asset Management LLC	236	$3.10K	0.00%

Sold out (14)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of GOF in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Valeo Financial Advisors, LLC	31,239	$462.0K
Strategic Financial Concepts, LLC	29,576	$437.4K
Northern Trust Corp	23,072	$341.2K
Citadel Advisors LLC	18,840	$278.6K
Walleye Capital LLC	18,397	$272.1K
CI Private Wealth, LLC	18,384	$271.9K
Creative Planning	13,538	$200.2K
Ieq Capital, LLC	12,816	$189.6K
Koshinski Asset Management, Inc.	10,975	$162.3K
Sound Income Strategies, LLC	3,375	$49.9K
Buck Wealth Strategies, LLC	3,171	$46.9K
ORG Partners LLC	1,336	$19.8K
JPMorgan Chase & Co	386	$5.71K
Allworth Financial LP	342	$5.06K

Not filed for Q4 2023 yet (1)

Institutions that held Guggenheim Strategic Opportunities Fund at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding GOF in Q3 2023 that haven't filed for Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Cornerstone Retirement Group, Inc.	66,737	$987.0K