Skip to main content
Livermore
Livermore
ZHEN

Guggenheim Strategic Opportunities Fund

GOF
Exchange
NYSE
SEC CIK
0001380936

No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.

13F holders, Q4 2023

Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
139
+12 vs. Q3 2023
Shares held
21.5M
+2.57M (+13.6%) vs. Q3 2023
Total value
$275.7M
−$3.89M (−1.4%) vs. Q3 2023
New holders
26
52 more added
Sold out
14
44 more reduced

1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 139 institutions
Q1 2021: 74 institutionsQ2 2021: 76 institutionsQ3 2021: 84 institutionsQ4 2021: 116 institutionsQ1 2022: 125 institutionsQ2 2022: 122 institutionsQ3 2022: 123 institutionsQ4 2022: 131 institutionsQ1 2023: 128 institutionsQ2 2023: 124 institutionsQ3 2023: 128 institutionsQ4 2023: 139 institutionsQ1 2024: 141 institutionsQ2 2024: 153 institutionsQ3 2024: 154 institutionsQ4 2024: 174 institutionsQ1 2025: 176 institutionsQ2 2025: 175 institutionsQ3 2025: 186 institutionsQ4 2025: 197 institutionsQ1 2026: 202 institutionsQ2 2026: 212 institutions
Value heldQ4 2023: $275.7M
Q1 2021: $142.0MQ2 2021: $149.1MQ3 2021: $155.3MQ4 2021: $282.8MQ1 2022: $268.5MQ2 2022: $228.2MQ3 2022: $236.1MQ4 2022: $255.0MQ1 2023: $270.2MQ2 2023: $284.8MQ3 2023: $280.5MQ4 2023: $275.7MQ1 2024: $326.8MQ2 2024: $337.7MQ3 2024: $368.5MQ4 2024: $365.9MQ1 2025: $428.2MQ2 2025: $419.3MQ3 2025: $480.8MQ4 2025: $553.3MQ1 2026: $491.5MQ2 2026: $537.1M
Institutions holding GOF and their total value by quarter
QuarterHoldersValue
Q2 2026212$537.1M
Q1 2026202$491.5M
Q4 2025197$553.3M
Q3 2025186$480.8M
Q2 2025175$419.3M
Q1 2025176$428.2M
Q4 2024174$365.9M
Q3 2024154$368.5M
Q2 2024153$337.7M
Q1 2024141$326.8M
Q4 2023139$275.7M
Q3 2023128$280.5M
Q2 2023124$284.8M
Q1 2023128$270.2M
Q4 2022131$255.0M
Q3 2022123$236.1M
Q2 2022122$228.2M
Q1 2022125$268.5M
Q4 2021116$282.8M
Q3 202184$155.3M
Q2 202176$149.1M
Q1 202174$142.0M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2023.

Institutions holding GOF in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management14,539$186.1K0.01%00.0%Unchanged
Marex Group plc14,537$186.1K0.01%+14,537New
IHT Wealth Management, LLC14,261$182.5K0.01%−1,762−11.0%Reduced
Safeguard Financial, LLC14,088$180.3K0.07%00.0%Unchanged
Gill Capital Partners, LLC13,761$176.1K0.07%00.0%Unchanged
Independent Financial Group, LLC13,668$174.9K0.01%00.0%Unchanged
Comerica Bank13,126$168.0K0.00%+2,628+25.0%Added
Stifel Financial Corp12,439$159.2K0.00%+12,439New
Sunbelt Securities, Inc.11,882$152.1K0.02%−3,161−21.0%Reduced
CWA Asset Management Group, LLC11,790$150.9K0.01%+11,790New
Perennial Investment Advisors, LLC11,419$146.2K0.02%+11,419New
Clear Creek Financial Management, LLC11,124$142.4K0.02%−650−5.5%Reduced
Capital CS Group, LLC10,709$137.1K0.15%+10,709New
Jacobi Capital Management LLC10,625$136.0K0.01%+10,625New
Spire Wealth Management9,708$126.9K0.00%−1,074−10.0%Reduced
Wells Fargo & Company7,589$97.1K0.00%−184,236−96.0%Reduced
Benjamin F. Edwards & Company, Inc.6,153$79.0K0.00%−220−3.5%Reduced
Geneos Wealth Management Inc.5,907$75.6K0.00%−1,067−15.3%Reduced
Northwestern Mutual Wealth Management Co5,632$72.1K0.00%−93,878−94.3%Reduced
TSFG, LLC5,241$67.0K0.02%−4,900−48.3%Reduced
FSA Wealth Management LLC4,495$58.0K0.03%+4,495New
BOK Financial Private Wealth, Inc.4,000$51.2K0.00%+4,000New
Global Retirement Partners, LLC3,836$51.0K0.00%+313+8.9%Added
Beacon Capital Management, LLC1,983$29.3K0.01%−17−0.9%Reduced
Oliver Lagore Vanvalin Investment Group2,110$27.0K0.01%00.0%Unchanged
WFA Asset Management Corp1,627$20.8K0.01%+65+4.2%Added
NBC Securities, Inc.1,228$15.0K0.00%00.0%Unchanged
Householder Group Estate & Retirement Specialist, LLC1,200$15.0K0.00%00.0%Unchanged
Baystate Wealth Management LLC608$7.79K0.00%+608New
Tucker Asset Management LLC500$6.40K0.00%00.0%Unchanged
Truvestments Capital LLC500$6.40K0.00%+500New
Hazlett, Burt & Watson, Inc.315$4.00K0.00%00.0%Unchanged
Smartleaf Asset Management LLC236$3.10K0.00%+236New
US Bancorp186$2.38K0.00%00.0%Unchanged
Financial Perspectives, Inc35$4480.00%00.0%Unchanged
Creative Financial Designs Inc32$4040.00%−250−88.7%Reduced
FMR LLC2$260.00%00.0%Unchanged
Huntington National Bank–$130.00%––
Citigroup Inc1$130.00%00.0%Unchanged
Valeo Financial Advisors, LLC0$00.00%−31,239−100.0%Sold out
Strategic Financial Concepts, LLC0$00.00%−29,576−100.0%Sold out
Northern Trust Corp0$00.00%−23,072−100.0%Sold out
Citadel Advisors LLC0$00.00%−18,840−100.0%Sold out
Walleye Capital LLC0$00.00%−18,397−100.0%Sold out
CI Private Wealth, LLC0$00.00%−18,384−100.0%Sold out
Creative Planning0$00.00%−13,538−100.0%Sold out
Ieq Capital, LLC0$00.00%−12,816−100.0%Sold out
Koshinski Asset Management, Inc.0$00.00%−10,975−100.0%Sold out
Sound Income Strategies, LLC0$00.00%−3,375−100.0%Sold out
Buck Wealth Strategies, LLC0$00.00%−3,171−100.0%Sold out
ORG Partners LLC0$00.00%−1,336−100.0%Sold out
JPMorgan Chase & Co0$00.00%−386−100.0%Sold out
Allworth Financial LP0$00.00%−342−100.0%Sold out
Cornerstone Retirement Group, Inc.––––Not filed