Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 139
- +12 vs. Q3 2023
- Shares held
- 21.5M
- +2.57M (+13.6%) vs. Q3 2023
- Total value
- $275.7M
- −$3.89M (−1.4%) vs. Q3 2023
- New holders
- 26
- 52 more added
- Sold out
- 14
- 44 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $13 | 0.00% | – | – |
| Citigroup Inc | 1 | $13 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $26 | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 32 | $404 | 0.00% | −250−88.7% | Reduced |
| Financial Perspectives, Inc | 35 | $448 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 186 | $2.38K | 0.00% | 00.0% | Unchanged |
| Smartleaf Asset Management LLC | 236 | $3.10K | 0.00% | +236 | New |
| Hazlett, Burt & Watson, Inc. | 315 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 500 | $6.40K | 0.00% | 00.0% | Unchanged |
| Truvestments Capital LLC | 500 | $6.40K | 0.00% | +500 | New |
| Baystate Wealth Management LLC | 608 | $7.79K | 0.00% | +608 | New |
| NBC Securities, Inc. | 1,228 | $15.0K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 1,200 | $15.0K | 0.00% | 00.0% | Unchanged |
| WFA Asset Management Corp | 1,627 | $20.8K | 0.01% | +65+4.2% | Added |
| Oliver Lagore Vanvalin Investment Group | 2,110 | $27.0K | 0.01% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,983 | $29.3K | 0.01% | −17−0.9% | Reduced |
| Global Retirement Partners, LLC | 3,836 | $51.0K | 0.00% | +313+8.9% | Added |
| BOK Financial Private Wealth, Inc. | 4,000 | $51.2K | 0.00% | +4,000 | New |
| FSA Wealth Management LLC | 4,495 | $58.0K | 0.03% | +4,495 | New |
| TSFG, LLC | 5,241 | $67.0K | 0.02% | −4,900−48.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 5,632 | $72.1K | 0.00% | −93,878−94.3% | Reduced |
| Geneos Wealth Management Inc. | 5,907 | $75.6K | 0.00% | −1,067−15.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 6,153 | $79.0K | 0.00% | −220−3.5% | Reduced |
| Wells Fargo & Company | 7,589 | $97.1K | 0.00% | −184,236−96.0% | Reduced |
| Spire Wealth Management | 9,708 | $126.9K | 0.00% | −1,074−10.0% | Reduced |
| Jacobi Capital Management LLC | 10,625 | $136.0K | 0.01% | +10,625 | New |
| Capital CS Group, LLC | 10,709 | $137.1K | 0.15% | +10,709 | New |
| Clear Creek Financial Management, LLC | 11,124 | $142.4K | 0.02% | −650−5.5% | Reduced |
| Perennial Investment Advisors, LLC | 11,419 | $146.2K | 0.02% | +11,419 | New |
| CWA Asset Management Group, LLC | 11,790 | $150.9K | 0.01% | +11,790 | New |
| Sunbelt Securities, Inc. | 11,882 | $152.1K | 0.02% | −3,161−21.0% | Reduced |
| Stifel Financial Corp | 12,439 | $159.2K | 0.00% | +12,439 | New |
| Comerica Bank | 13,126 | $168.0K | 0.00% | +2,628+25.0% | Added |
| Independent Financial Group, LLC | 13,668 | $174.9K | 0.01% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 13,761 | $176.1K | 0.07% | 00.0% | Unchanged |
| Safeguard Financial, LLC | 14,088 | $180.3K | 0.07% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 14,261 | $182.5K | 0.01% | −1,762−11.0% | Reduced |
| Marex Group plc | 14,537 | $186.1K | 0.01% | +14,537 | New |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 14,539 | $186.1K | 0.01% | 00.0% | Unchanged |
| SFI Advisors, LLC | 14,828 | $189.8K | 0.16% | +14,828 | New |
| Advisor Resource Council | 14,902 | $190.7K | 0.02% | +14,902 | New |
| HighTower Advisors, LLC | 15,337 | $196.0K | 0.00% | +21+0.1% | Added |
| Main Street Financial Solutions, LLC | 15,415 | $197.3K | 0.03% | +403+2.7% | Added |
| Landscape Capital Management, L.L.C. | 16,230 | $207.7K | 0.02% | +16,230 | New |
| Nomura Holdings Inc | 16,325 | $209.0K | 0.00% | +16,325 | New |
| Capital Wealth Alliance, LLC | 16,405 | $210.0K | 0.14% | +438+2.7% | Added |
| Level Four Advisory Services, LLC | 16,537 | $211.7K | 0.01% | −18,030−52.2% | Reduced |
| The PNC Financial Services Group, Inc. | 16,682 | $213.5K | 0.00% | +115+0.7% | Added |
| Centaurus Financial, Inc. | 18,232 | $233.0K | 0.02% | −5,046−21.7% | Reduced |
| Vantage Financial Partners, LLC | 19,435 | $248.8K | 0.07% | −408−2.1% | Reduced |
| First Foundation Advisors | 19,450 | $249.0K | 0.01% | −69,300−78.1% | Reduced |
| Advisory Services Network, LLC | 19,487 | $249.4K | 0.01% | −3,899−16.7% | Reduced |
| Aviance Capital Partners, LLC | 20,592 | $263.6K | 0.06% | 00.0% | Unchanged |
| Retirement Planning Group | 20,620 | $263.9K | 0.02% | +980+5.0% | Added |
| LVZ Advisors, Inc. | 21,090 | $270.0K | 0.04% | 00.0% | Unchanged |
| Pension & Wealth Management Advisors, Inc. | 21,410 | $274.1K | 0.17% | −632−2.9% | Reduced |
| Atomi Financial Group, Inc. | 21,573 | $276.1K | 0.04% | −577−2.6% | Reduced |
| Lakeview Capital Partners, LLC | 22,003 | $281.6K | 0.05% | −3,882−15.0% | Reduced |
| 9258 Wealth Management, LLC | 22,179 | $283.9K | 0.05% | −1,201−5.1% | Reduced |
| Harbour Investments, Inc. | 22,944 | $293.7K | 0.01% | −15,875−40.9% | Reduced |
| Cetera Advisors LLC | 23,218 | $297.2K | 0.00% | −63,342−73.2% | Reduced |
| Merit Financial Group, LLC | 24,047 | $307.8K | 0.01% | +211+0.9% | Added |
| JB Capital LLC | 24,201 | $309.8K | 0.02% | +405+1.7% | Added |
| Quad-Cities Investment Group, LLC | 25,324 | $346.4K | 0.21% | +714+2.9% | Added |
| International Assets Investment Management, LLC | 31,486 | $403.0K | 0.05% | −3,470−9.9% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 32,413 | $414.9K | 0.08% | +2,334+7.8% | Added |
| Rockefeller Capital Management L.P. | 32,809 | $420.0K | 0.00% | +2,445+8.1% | Added |
| Kestra Advisory Services, LLC | 33,035 | $422.9K | 0.00% | +18,401+125.7% | Added |
| GPS Wealth Strategies Group, LLC | 33,847 | $433.2K | 0.08% | −6,766−16.7% | Reduced |
| National Asset Management, Inc. | 34,046 | $435.8K | 0.01% | −6,406−15.8% | Reduced |
| Capital Market Strategies LLC | 34,242 | $438.3K | 0.38% | +5,679+19.9% | Added |
| CoreCap Advisors, LLC | 35,070 | $448.9K | 0.03% | +4,283+13.9% | Added |
| Gridiron Partners, LLC | 39,542 | $506.1K | 0.36% | +39,542 | New |
| Jefferies Financial Group Inc. | 42,610 | $545.4K | 0.01% | +42,610 | New |
| Wolverine Asset Management LLC | 45,902 | $587.5K | 0.01% | +45,902 | New |
| Equitable Holdings, Inc. | 46,051 | $589.4K | 0.01% | +599+1.3% | Added |
| Qube Research & Technologies Ltd | 47,090 | $602.8K | 0.00% | +47,090 | New |
| Garden State Investment Advisory Services LLC | 49,273 | $630.7K | 0.26% | −9,010−15.5% | Reduced |
| Davenport & Co LLC | 49,726 | $636.5K | 0.00% | +16,452+49.4% | Added |
| RSM US Wealth Management LLC | 50,000 | $640.0K | 0.02% | +50,000 | New |
| Raymond James Trust N.A. | 50,417 | $645.3K | 0.02% | −13,244−20.8% | Reduced |
| Western Wealth Management, LLC | 54,284 | $694.8K | 0.05% | −21,151−28.0% | Reduced |
| Arlington Capital Management, Inc. | 57,097 | $730.8K | 0.66% | +57,097 | New |
| David J Yvars Group | 57,371 | $734.0K | 0.59% | +185+0.3% | Added |
| Parisi Gray Wealth Management | 57,529 | $736.4K | 0.30% | −98−0.2% | Reduced |
| Tennessee Valley Asset Management Partners | 59,313 | $759.2K | 0.20% | +17,547+42.0% | Added |
| Semus Wealth Partners LLC | 60,436 | $773.6K | 0.63% | −1,415−2.3% | Reduced |
| Elequin Capital LP | 60,645 | $776.3K | 0.23% | +58,845+3,269.2% | Added |
| Mercer Global Advisors Inc | 61,081 | $782.0K | 0.00% | +5,152+9.2% | Added |
| Mutual Advisors, LLC | 63,027 | $806.8K | 0.03% | −1,118−1.7% | Reduced |
| Sowell Financial Services LLC | 64,339 | $824.0K | 0.04% | −337−0.5% | Reduced |
| Founders Financial Alliance, LLC | 65,579 | $839.4K | 0.33% | +914+1.4% | Added |
| Thrivent Financial for Lutherans | 65,921 | $844.0K | 0.00% | +2,444+3.9% | Added |
| Dynamic Advisor Solutions LLC | 63,557 | $858.0K | 0.03% | +8,353+15.1% | Added |
| GWM Advisors LLC | 67,002 | $874.2K | 0.01% | −1,868−2.7% | Reduced |
| Avantax Advisory Services, Inc. | 69,814 | $893.6K | 0.01% | −49,871−41.7% | Reduced |
| Brookstone Capital Management | 72,738 | $931.0K | 0.02% | −179,318−71.1% | Reduced |
| Samalin Investment Counsel, LLC | 73,089 | $935.5K | 0.47% | +73,089 | New |
| Steward Partners Investment Advisory, LLC | 76,863 | $983.8K | 0.01% | +3,552+4.8% | Added |
| Camelot Portfolios, LLC | 78,035 | $998.8K | 0.59% | +78,035 | New |