Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Capital Southwest Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +10 vs. Q4 2025
- Shares held
- 16.7M
- +1.79M (+12.0%) vs. Q4 2025
- Total value
- $369.5M
- +$37.7M (+11.3%) vs. Q4 2025
- New holders
- 32
- 54 more added
- Sold out
- 22
- 47 more reduced
4 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Apollon Wealth Management, LLC | 24,648 | $545.2K | 0.01% | −20−0.1% | Reduced |
| Greenland Capital Management LP | 26,000 | $575.1K | 0.11% | +26,000 | New |
| Invesco Ltd. | 26,318 | $582.2K | 0.00% | −8,258−23.9% | Reduced |
| Northern Trust Corp | 26,651 | $589.5K | 0.00% | −20,566−43.6% | Reduced |
| Guggenheim Capital LLC | 29,217 | $646.3K | 0.01% | +1,756+6.4% | Added |
| Closed-End Fund Advisors, Inc. | 30,588 | $676.6K | 0.69% | −83,143−73.1% | Reduced |
| AlphaCore Capital LLC | 30,996 | $685.6K | 0.02% | +30,996 | New |
| Mariner, LLC | 31,895 | $705.5K | 0.00% | +11,839+59.0% | Added |
| Militia Capital Management LLC | 35,000 | $774.2K | 0.17% | +35,000 | New |
| Caldwell Sutter Capital, Inc. | 37,018 | $818.8K | 0.33% | −1,066−2.8% | Reduced |
| Sunbelt Securities, Inc. | 37,030 | $819.1K | 0.05% | +1,530+4.3% | Added |
| Symphony Financial, Ltd. Co. | 40,969 | $891.9K | 0.12% | +1,528+3.9% | Added |
| Cornerstone Wealth Management, LLC | 40,588 | $897.8K | 0.04% | −247−0.6% | Reduced |
| Bank of America Corp | 41,774 | $924.0K | 0.00% | −8,684−17.2% | Reduced |
| Catalyst Capital Advisors LLC | 49,000 | $1.08M | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 55,028 | $1.22M | 0.00% | −37,319−40.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 55,815 | $1.24M | 0.00% | +17,736+46.6% | Added |
| BNP Paribas Arbitrage, SA | 56,578 | $1.25M | 0.00% | +56,578 | New |
| Kestra Advisory Services, LLC | 56,864 | $1.26M | 0.00% | +12,486+28.1% | Added |
| Cozad Asset Management Inc | 59,867 | $1.32M | 0.10% | +7,487+14.3% | Added |
| Moerus Capital Management LLC | 61,698 | $1.36M | 0.50% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 63,745 | $1.41M | 0.05% | +5,832+10.1% | Added |
| Great West Life Assurance Co | 65,606 | $1.46M | 0.00% | −6,175−8.6% | Reduced |
| National Asset Management, Inc. | 69,760 | $1.50M | 0.10% | +85+0.1% | Added |
| State Street Corp | 69,062 | $1.53M | 0.00% | +6,555+10.5% | Added |
| Legacy Capital Wealth Partners, LLC | 71,174 | $1.57M | 0.32% | +4,956+7.5% | Added |
| Truvestments Capital LLC | 72,746 | $1.61M | 0.29% | +72,746 | New |
| Denali Advisors LLC | 75,847 | $1.68M | 0.19% | −437−0.6% | Reduced |
| SMH Capital Advisors Inc | 78,364 | $1.73M | 4.90% | −40−0.1% | Reduced |
| Jane Street Group, LLC | 78,975 | $1.75M | 0.00% | +1,038+1.3% | Added |
| Benjamin Edwards Inc | 88,225 | $1.95M | 0.02% | −1,484−1.7% | Reduced |
| First Dallas Securities Inc. | 89,691 | $1.98M | 0.73% | −220−0.2% | Reduced |
| Balyasny Asset Management LLC | 90,908 | $2.01M | 0.00% | +77,498+577.9% | Added |
| Neuberger Berman Group LLC | 92,473 | $2.05M | 0.00% | −2,312−2.4% | Reduced |
| HRT Financial LP | 93,416 | $2.07M | 0.01% | +30,271+47.9% | Added |
| Confluence Investment Management LLC | 95,339 | $2.11M | 0.03% | +11,529+13.8% | Added |
| Ameriprise Financial Inc | 105,475 | $2.35M | 0.00% | +85,369+424.6% | Added |
| Advisors Asset Management, Inc. | 108,400 | $2.40M | 0.04% | +4,937+4.8% | Added |
| GraniteShares Advisors LLC | 109,894 | $2.43M | 1.75% | −12,578−10.3% | Reduced |
| Hodges Capital Management Inc. | 110,275 | $2.44M | 0.20% | +1,813+1.7% | Added |
| Naviter Wealth, LLC | 124,570 | $2.76M | 0.34% | +25,325+25.5% | Added |
| Foundations Investment Advisors, LLC | 135,453 | $3.00M | 0.04% | +5,605+4.3% | Added |
| Voloridge Investment Management, LLC | 147,319 | $3.26M | 0.01% | −22,539−13.3% | Reduced |
| Grace & White Inc | 164,697 | $3.64M | 0.64% | 00.0% | Unchanged |
| Morgan Stanley | 184,028 | $4.07M | 0.00% | −54,236−22.8% | Reduced |
| First Manhattan Co | 188,859 | $4.18M | 0.01% | −17,143−8.3% | Reduced |
| Beacon Pointe Advisors, LLC | 196,768 | $4.35M | 0.02% | +1,750+0.9% | Added |
| Millennium Management LLC | 204,548 | $4.52M | 0.00% | +7,380+3.7% | Added |
| LPL Financial LLC | 231,713 | $5.13M | 0.00% | +16,933+7.9% | Added |
| Womack Financial LLC | 232,275 | $5.14M | 3.78% | +15,150+7.0% | Added |
| Raymond James Financial Inc | 264,659 | $5.85M | 0.00% | −16,354−5.8% | Reduced |
| BlackRock, Inc. | 276,490 | $6.12M | 0.00% | −145,767−34.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 284,778 | $6.30M | 0.00% | 00.0% | Unchanged |
| Epiq Partners, LLC | 312,326 | $6.91M | 3.23% | +1,361+0.4% | Added |
| Franklin Resources Inc | 329,121 | $7.28M | 0.00% | +66,822+25.5% | Added |
| Columbus Macro, LLC | 357,781 | $7.91M | 0.85% | +12,261+3.5% | Added |
| Envestnet Asset Management Inc | 402,926 | $8.91M | 0.00% | +16,788+4.3% | Added |
| Muzinich & Co., Inc. | 426,243 | $9.43M | 3.30% | +921+0.2% | Added |
| Legal & General Group Plc | 443,138 | $9.80M | 0.00% | +53,558+13.7% | Added |
| Cetera Investment Advisers | 452,698 | $10.0M | 0.01% | +28,067+6.6% | Added |
| Melia Wealth LLC | 515,478 | $11.4M | 5.52% | +12,490+2.5% | Added |
| Empirical Finance, LLC | 618,866 | $13.7M | 0.64% | +618,866 | New |
| Empowered Funds, LLC | 619,098 | $13.7M | 0.09% | +619,098 | New |
| UBS Group AG | 854,131 | $18.9M | 0.00% | +36,983+4.5% | Added |
| Sound Income Strategies, LLC | 903,329 | $19.8M | 0.96% | +17,362+2.0% | Added |
| Sanders Morris Harris LLC | 1,111,173 | $24.6M | 3.90% | +1,111,173 | New |
| Van Eck Associates Corp | 1,127,561 | $24.9M | 0.02% | −252,755−18.3% | Reduced |
| Two Sigma Investments, LP | 2,349,648 | $52.0M | 0.04% | +1,300,266+123.9% | Added |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −1,062,917−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −229,086−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −188,921−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −97,739−100.0% | Sold out |
| FJ Capital Management LLC | 0 | $0 | 0.00% | −92,685−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −88,378−100.0% | Sold out |
| Sovereign's Capital Management, LLC | 0 | $0 | 0.00% | −76,522−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −65,809−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −35,950−100.0% | Sold out |
| Caxton Associates LLP | 0 | $0 | 0.00% | −26,267−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −22,564−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −13,784−100.0% | Sold out |
| Catalina Capital Group, LLC | 0 | $0 | 0.00% | −11,897−100.0% | Sold out |
| Grimes & Company, Inc. | 0 | $0 | 0.00% | −9,261−100.0% | Sold out |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 0 | $0 | 0.00% | −3,677−100.0% | Sold out |
| TCTC Holdings, LLC | 0 | $0 | 0.00% | −2,136−100.0% | Sold out |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −1,551−100.0% | Sold out |
| 1620 Investment Advisors, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −447−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −109−100.0% | Sold out |
| CX Institutional | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Essential Partners LLC | 0 | $0 | 0.00% | −82−100.0% | Sold out |
| Vantage Financial Partners, LLC | – | – | – | – | Not filed |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |
| Redmont Wealth Advisors LLC | – | – | – | – | Not filed |