Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in Capital Southwest Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 162
- +1 vs. Q3 2025
- Shares held
- 15.0M
- −1.74M (−10.4%) vs. Q3 2025
- Total value
- $332.6M
- −$30.8M (−8.5%) vs. Q3 2025
- New holders
- 26
- 46 more added
- Sold out
- 25
- 60 more reduced
3 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cornerstone Wealth Management, LLC | 40,835 | $904.5K | 0.05% | −2,248−5.2% | Reduced |
| Kestra Advisory Services, LLC | 44,378 | $983.0K | 0.00% | −2,161−4.6% | Reduced |
| Zuckerman Investment Group, LLC | 44,930 | $995.2K | 0.09% | −370,506−89.2% | Reduced |
| Northern Trust Corp | 47,217 | $1.05M | 0.00% | −3,026−6.0% | Reduced |
| Catalyst Capital Advisors LLC | 49,000 | $1.09M | 0.02% | +29,000+145.0% | Added |
| Bank of America Corp | 50,458 | $1.12M | 0.00% | +25,396+101.3% | Added |
| Change Path, LLC | 50,840 | $1.13M | 0.03% | −46,193−47.6% | Reduced |
| Cozad Asset Management Inc | 52,380 | $1.16M | 0.09% | +2,704+5.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 57,913 | $1.28M | 0.04% | −3,254−5.3% | Reduced |
| Moerus Capital Management LLC | 61,698 | $1.37M | 0.59% | −12,285−16.6% | Reduced |
| State Street Corp | 62,507 | $1.38M | 0.00% | +11,909+23.5% | Added |
| HRT Financial LP | 63,145 | $1.40M | 0.00% | −195,825−75.6% | Reduced |
| Atom Investors LP | 65,809 | $1.46M | 0.12% | +65,809 | New |
| Legacy Capital Wealth Partners, LLC | 66,218 | $1.47M | 0.31% | +7,579+12.9% | Added |
| National Asset Management, Inc. | 69,675 | $1.54M | 0.07% | −20,837−23.0% | Reduced |
| Great West Life Assurance Co | 71,781 | $1.59M | 0.00% | +2,837+4.1% | Added |
| Denali Advisors LLC | 76,284 | $1.69M | 0.19% | −11,522−13.1% | Reduced |
| Sovereign's Capital Management, LLC | 76,522 | $1.69M | 1.03% | 00.0% | Unchanged |
| Jane Street Group, LLC | 77,937 | $1.73M | 0.00% | +60,898+357.4% | Added |
| SMH Capital Advisors Inc | 78,404 | $1.74M | 3.53% | +1,895+2.5% | Added |
| Royal Bank of Canada | 79,556 | $1.76M | 0.00% | −44,270−35.8% | Reduced |
| Confluence Investment Management LLC | 83,810 | $1.86M | 0.03% | −2,855−3.3% | Reduced |
| Verition Fund Management LLC | 88,378 | $1.96M | 0.01% | +55,416+168.1% | Added |
| Benjamin Edwards Inc | 89,709 | $1.99M | 0.02% | +279+0.3% | Added |
| First Dallas Securities Inc. | 89,911 | $1.99M | 0.74% | +5,880+7.0% | Added |
| Commonwealth Equity Services, LLC | 92,347 | $2.05M | 0.00% | −1,354−1.4% | Reduced |
| FJ Capital Management LLC | 92,685 | $2.05M | 0.23% | +92,685 | New |
| Neuberger Berman Group LLC | 94,785 | $2.10M | 0.00% | −10,907−10.3% | Reduced |
| Barclays PLC | 97,739 | $2.16M | 0.00% | +97,739 | New |
| Naviter Wealth, LLC | 99,245 | $2.20M | 0.29% | −3,512−3.4% | Reduced |
| Advisors Asset Management, Inc. | 103,463 | $2.29M | 0.04% | −19,172−15.6% | Reduced |
| Hodges Capital Management Inc. | 108,462 | $2.40M | 0.21% | +6,821+6.7% | Added |
| Closed-End Fund Advisors, Inc. | 113,731 | $2.52M | 1.49% | +113,731 | New |
| GraniteShares Advisors LLC | 122,472 | $2.71M | 1.65% | +122,472 | New |
| Foundations Investment Advisors, LLC | 129,848 | $2.88M | 0.04% | −536−0.4% | Reduced |
| Grace & White Inc | 164,697 | $3.65M | 0.65% | −3,200−1.9% | Reduced |
| Voloridge Investment Management, LLC | 169,858 | $3.76M | 0.01% | −50,509−22.9% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 188,921 | $4.18M | 0.01% | +188,921 | New |
| Beacon Pointe Advisors, LLC | 195,018 | $4.32M | 0.03% | 00.0% | Unchanged |
| Millennium Management LLC | 197,168 | $4.37M | 0.00% | +67,116+51.6% | Added |
| First Manhattan Co | 206,002 | $4.56M | 0.01% | −12,903−5.9% | Reduced |
| LPL Financial LLC | 214,780 | $4.76M | 0.00% | +20,045+10.3% | Added |
| Womack Financial LLC | 217,125 | $4.81M | 3.55% | +10,771+5.2% | Added |
| Goldman Sachs Group Inc | 229,086 | $5.07M | 0.00% | −2,019−0.9% | Reduced |
| Morgan Stanley | 238,264 | $5.28M | 0.00% | +4,521+1.9% | Added |
| Franklin Resources Inc | 262,299 | $5.81M | 0.00% | −48,931−15.7% | Reduced |
| Raymond James Financial Inc | 281,013 | $6.22M | 0.00% | −21,840−7.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 284,778 | $6.31M | 0.00% | +64,706+29.4% | Added |
| Epiq Partners, LLC | 310,965 | $6.89M | 3.21% | +15,536+5.3% | Added |
| Columbus Macro, LLC | 345,520 | $7.65M | 0.84% | +26,633+8.4% | Added |
| Envestnet Asset Management Inc | 386,138 | $8.55M | 0.00% | +21,236+5.8% | Added |
| Legal & General Group Plc | 389,580 | $8.64M | 0.00% | +57,679+17.4% | Added |
| BlackRock, Inc. | 422,257 | $9.35M | 0.00% | −2,131−0.5% | Reduced |
| Cetera Investment Advisers | 424,631 | $9.41M | 0.01% | +14,664+3.6% | Added |
| Muzinich & Co., Inc. | 425,322 | $9.42M | 2.96% | +152,057+55.6% | Added |
| Melia Wealth LLC | 502,988 | $11.1M | 5.15% | +12,537+2.6% | Added |
| UBS Group AG | 817,148 | $18.1M | 0.00% | +38,987+5.0% | Added |
| Sound Income Strategies, LLC | 885,967 | $21.0M | 0.99% | +129,181+17.1% | Added |
| Two Sigma Investments, LP | 1,049,382 | $23.2M | 0.03% | +157,029+17.6% | Added |
| Two Sigma Advisers, LP | 1,062,917 | $23.5M | 0.05% | +68,111+6.8% | Added |
| Van Eck Associates Corp | 1,380,316 | $30.6M | 0.03% | −76,830−5.3% | Reduced |
| Union Bancaire Privee, UBP SA | 7,265 | – | – | −2,084−22.3% | Reduced |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −1,368,607−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −252,245−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −207,150−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −88,930−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −68,256−100.0% | Sold out |
| DRW Securities, LLC | 0 | $0 | 0.00% | −46,161−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −42,372−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −13,352−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −13,192−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −12,890−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −12,513−100.0% | Sold out |
| Bard Associates Inc | 0 | $0 | 0.00% | −12,373−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,154−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −10,798−100.0% | Sold out |
| Colony Group, LLC | 0 | $0 | 0.00% | −10,772−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −10,605−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −10,358−100.0% | Sold out |
| Kingstone Capital Partners Texas, LLC | 0 | $0 | 0.00% | −9,678−100.0% | Sold out |
| Argent Trust Co | 0 | $0 | 0.00% | −9,294−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −5,763−100.0% | Sold out |
| Wealthspire Advisors, LLC | 0 | $0 | 0.00% | −1,418−100.0% | Sold out |
| Principal Securities, Inc. | 0 | $0 | 0.00% | −462−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| JFS Wealth Advisors, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| FCG Investment Co | – | – | – | – | Not filed |
| Cubist Systematic Strategies, LLC | – | – | – | – | Not filed |
| Promus Capital, LLC | – | – | – | – | Not filed |