Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in Capital Southwest Corp as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- −10 vs. Q2 2025
- Shares held
- 16.7M
- −1.09M (−6.1%) vs. Q2 2025
- Total value
- $363.9M
- −$28.5M (−7.3%) vs. Q2 2025
- New holders
- 23
- 70 more added
- Sold out
- 33
- 42 more reduced
3 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Qube Research & Technologies Ltd | 42,372 | $926.3K | 0.00% | −21,102−33.2% | Reduced |
| Cornerstone Wealth Management, LLC | 43,083 | $941.8K | 0.05% | +78+0.2% | Added |
| Sunbelt Securities, Inc. | 45,100 | $985.9K | 0.07% | +7,871+21.1% | Added |
| DRW Securities, LLC | 46,161 | $1.01M | 0.05% | +21,176+84.8% | Added |
| Kestra Advisory Services, LLC | 46,539 | $1.02M | 0.00% | +683+1.5% | Added |
| Cozad Asset Management Inc | 49,676 | $1.09M | 0.09% | +515+1.0% | Added |
| Northern Trust Corp | 50,243 | $1.10M | 0.00% | +4,553+10.0% | Added |
| State Street Corp | 50,598 | $1.11M | 0.00% | +1,374+2.8% | Added |
| Legacy Capital Wealth Partners, LLC | 58,639 | $1.28M | 0.28% | −385−0.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 61,167 | $1.34M | 0.05% | −18,344−23.1% | Reduced |
| Quantbot Technologies LP | 63,316 | $1.38M | 0.04% | −12,230−16.2% | Reduced |
| Redmont Wealth Advisors LLC | 67,876 | $1.48M | 2.07% | +110.0% | Added |
| Prevail Innovative Wealth Advisors, LLC | 68,256 | $1.49M | 0.29% | +11,861+21.0% | Added |
| Great West Life Assurance Co | 68,944 | $1.51M | 0.00% | +17,926+35.1% | Added |
| Point72 Asset Management, L.P. | 69,900 | $1.53M | 0.00% | −8,908−11.3% | Reduced |
| SMH Capital Advisors Inc | 76,509 | $1.55M | 3.17% | +31,294+69.2% | Added |
| Moerus Capital Management LLC | 73,983 | $1.62M | 0.66% | 00.0% | Unchanged |
| Sovereign's Capital Management, LLC | 76,522 | $1.67M | 0.91% | −526−0.7% | Reduced |
| First Dallas Securities Inc. | 84,031 | $1.84M | 0.69% | +6,929+9.0% | Added |
| Confluence Investment Management LLC | 86,665 | $1.89M | 0.03% | −15,442−15.1% | Reduced |
| Denali Advisors LLC | 87,806 | $1.92M | 0.22% | −26,044−22.9% | Reduced |
| Engineers Gate Manager LP | 88,930 | $1.94M | 0.02% | +47,551+114.9% | Added |
| Benjamin Edwards Inc | 89,430 | $1.95M | 0.02% | +1,665+1.9% | Added |
| National Asset Management, Inc. | 90,512 | $1.98M | 0.10% | −1,651−1.8% | Reduced |
| Commonwealth Equity Services, LLC | 93,701 | $2.05M | 0.00% | +13,913+17.4% | Added |
| Change Path, LLC | 97,033 | $2.12M | 0.05% | −1,841−1.9% | Reduced |
| Hodges Capital Management Inc. | 101,641 | $2.22M | 0.19% | −4,404−4.2% | Reduced |
| Naviter Wealth, LLC | 102,757 | $2.25M | 0.26% | +2,652+2.6% | Added |
| Neuberger Berman Group LLC | 105,692 | $2.31M | 0.00% | +105,692 | New |
| Advisors Asset Management, Inc. | 122,635 | $2.68M | 0.05% | +10,124+9.0% | Added |
| Royal Bank of Canada | 123,826 | $2.71M | 0.00% | −25,229−16.9% | Reduced |
| Millennium Management LLC | 130,052 | $2.84M | 0.00% | −396,682−75.3% | Reduced |
| Foundations Investment Advisors, LLC | 130,384 | $2.85M | 0.04% | +12,188+10.3% | Added |
| Grace & White Inc | 167,897 | $3.67M | 0.65% | −6,700−3.8% | Reduced |
| LPL Financial LLC | 194,735 | $4.26M | 0.00% | −10,905−5.3% | Reduced |
| Beacon Pointe Advisors, LLC | 195,018 | $4.26M | 0.04% | −31,194−13.8% | Reduced |
| Womack Financial LLC | 206,354 | $4.51M | 3.42% | +7,031+3.5% | Added |
| Citadel Advisors LLC | 207,150 | $4.53M | 0.00% | −202,091−49.4% | Reduced |
| First Manhattan Co | 218,905 | $4.79M | 0.01% | −40,081−15.5% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 220,072 | $4.81M | 0.00% | +47,475+27.5% | Added |
| Voloridge Investment Management, LLC | 220,367 | $4.82M | 0.02% | +139,726+173.3% | Added |
| Trexquant Investment LP | 221,689 | $4.85M | 0.05% | +175,059+375.4% | Added |
| Goldman Sachs Group Inc | 231,105 | $5.05M | 0.00% | +18,324+8.6% | Added |
| Morgan Stanley | 233,743 | $5.11M | 0.00% | +6,347+2.8% | Added |
| Marshall Wace, LLP | 252,245 | $5.51M | 0.01% | +105,083+71.4% | Added |
| HRT Financial LP | 258,970 | $5.66M | 0.02% | +16,890+7.0% | Added |
| Muzinich & Co., Inc. | 273,265 | $5.97M | 2.32% | +47,475+21.0% | Added |
| Epiq Partners, LLC | 295,429 | $6.46M | 3.05% | +28,629+10.7% | Added |
| Raymond James Financial Inc | 302,853 | $6.62M | 0.00% | +16,256+5.7% | Added |
| Franklin Resources Inc | 311,230 | $6.80M | 0.00% | +20,468+7.0% | Added |
| Columbus Macro, LLC | 318,887 | $6.97M | 0.79% | +28,183+9.7% | Added |
| Legal & General Group Plc | 331,901 | $7.25M | 0.00% | −845−0.3% | Reduced |
| Envestnet Asset Management Inc | 364,902 | $7.98M | 0.00% | +29,184+8.7% | Added |
| Cetera Investment Advisers | 409,967 | $8.96M | 0.01% | +48,245+13.3% | Added |
| Zuckerman Investment Group, LLC | 415,436 | $9.08M | 0.84% | −44,939−9.8% | Reduced |
| BlackRock, Inc. | 424,388 | $9.28M | 0.00% | +103,668+32.3% | Added |
| Melia Wealth LLC | 490,451 | $10.7M | 4.69% | +25,478+5.5% | Added |
| Sound Income Strategies, LLC | 756,786 | $15.1M | 0.82% | +54,585+7.8% | Added |
| UBS Group AG | 778,161 | $17.0M | 0.00% | −4,899−0.6% | Reduced |
| Two Sigma Investments, LP | 892,353 | $19.5M | 0.03% | +131,132+17.2% | Added |
| Two Sigma Advisers, LP | 994,806 | $21.7M | 0.04% | +11,306+1.1% | Added |
| Sanders Morris Harris LLC | 1,368,607 | $29.9M | 3.95% | −21,732−1.6% | Reduced |
| Van Eck Associates Corp | 1,457,146 | $31.9M | 0.03% | +109,846+8.2% | Added |
| Union Bancaire Privee, UBP SA | 9,349 | – | – | −5,000−34.8% | Reduced |
| Tectonic Advisors LLC | 0 | $0 | 0.00% | −521,686−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −69,501−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −66,243−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −48,215−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −35,219−100.0% | Sold out |
| FJ Capital Management LLC | 0 | $0 | 0.00% | −35,067−100.0% | Sold out |
| Omers Administration Corp | 0 | $0 | 0.00% | −34,900−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −26,960−100.0% | Sold out |
| Autumn Glory Partners, LLC | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −25,907−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −24,975−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −24,717−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −21,139−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −19,751−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −11,822−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −11,613−100.0% | Sold out |
| PharVision Advisers, LLC | 0 | $0 | 0.00% | −11,249−100.0% | Sold out |
| Quantinno Capital Management LP | 0 | $0 | 0.00% | −10,893−100.0% | Sold out |
| Palisade Capital Management LLC | 0 | $0 | 0.00% | −10,747−100.0% | Sold out |
| Summit Trail Advisors, LLC | 0 | $0 | 0.00% | −10,630−100.0% | Sold out |
| Independent Financial Group, LLC | 0 | $0 | 0.00% | −10,485−100.0% | Sold out |
| Mutual Advisors, LLC | 0 | $0 | 0.00% | −9,244−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −9,114−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −3,715−100.0% | Sold out |
| Garde Capital, Inc. | 0 | $0 | 0.00% | −2,401−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −2,189−100.0% | Sold out |
| Point72 Asia (Singapore) Pte. Ltd. | 0 | $0 | 0.00% | −1,894−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1,877−100.0% | Sold out |
| Fortitude Family Office, LLC | 0 | $0 | 0.00% | −1,400−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −639−100.0% | Sold out |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −475−100.0% | Sold out |
| Atlantic Edge Private Wealth Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Avantax Advisory Services, Inc. | – | – | – | – | Not filed |
| Atria Wealth Solutions, Inc. | – | – | – | – | Not filed |
| First Horizon Advisors, Inc. | – | – | – | – | Not filed |