Capital Southwest Corp
CSWC- Exchange
- Nasdaq
- SEC CIK
- 0000017313
No open-market purchases or sales by Capital Southwest Corp insiders were filed in the last 90 days; 189 institutions reported holding it in 13F filings for Q2 2026, worth $411.8M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Capital Southwest Corp as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- +17 vs. Q4 2024
- Shares held
- 17.3M
- +2.51M (+17.0%) vs. Q4 2024
- Total value
- $385.1M
- +$63.3M (+19.7%) vs. Q4 2024
- New holders
- 36
- 64 more added
- Sold out
- 19
- 44 more reduced
2 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CSWC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 189 | $411.8M |
| Q1 2026 | 168 | $369.5M |
| Q4 2025 | 162 | $332.6M |
| Q3 2025 | 164 | $363.9M |
| Q2 2025 | 177 | $392.9M |
| Q1 2025 | 175 | $385.1M |
| Q4 2024 | 160 | $322.4M |
| Q3 2024 | 149 | $290.1M |
| Q2 2024 | 145 | $289.6M |
| Q1 2024 | 140 | $260.9M |
| Q4 2023 | 136 | $241.5M |
| Q3 2023 | 114 | $196.1M |
| Q2 2023 | 110 | $163.1M |
| Q1 2023 | 101 | $145.3M |
| Q4 2022 | 102 | $154.5M |
| Q3 2022 | 89 | $131.9M |
| Q2 2022 | 101 | $141.0M |
| Q1 2022 | 88 | $143.9M |
| Q4 2021 | 91 | $148.3M |
| Q3 2021 | 83 | $144.7M |
| Q2 2021 | 91 | $139.6M |
| Q1 2021 | 80 | $132.3M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Capital Southwest Corp; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | 32,481 | $725.0K | 0.00% | −826−2.5% | Reduced |
| JPMorgan Chase & Co | 32,951 | $735.5K | 0.00% | −6,308−16.1% | Reduced |
| Verition Fund Management LLC | 33,774 | $753.8K | 0.00% | +33,774 | New |
| Susquehanna International Group, LLP | 37,587 | $838.9K | 0.00% | +20,364+118.2% | Added |
| BNP Paribas Arbitrage, SA | 38,238 | $853.5K | 0.00% | +21,831+133.1% | Added |
| ExodusPoint Capital Management, LP | 39,100 | $873.0K | 0.01% | +39,100 | New |
| Sunbelt Securities, Inc. | 39,229 | $875.6K | 0.08% | +2,014+5.4% | Added |
| FJ Capital Management LLC | 40,081 | $894.6K | 0.09% | +40,081 | New |
| Caldwell Sutter Capital, Inc. | 41,728 | $931.4K | 0.44% | −700−1.6% | Reduced |
| Cornerstone Wealth Management, LLC | 42,319 | $944.6K | 0.06% | +3,153+8.1% | Added |
| Mraz, Amerine & Associates, Inc. | 43,732 | $978.3K | 0.17% | +211+0.5% | Added |
| Virtus Investment Advisers, Inc. | 44,164 | $985.7K | 0.27% | +44,164 | New |
| Envestnet Asset Management Inc | 45,383 | $1.01M | 0.00% | −24,927−35.5% | Reduced |
| SMH Capital Advisors Inc | 45,981 | $1.03M | 2.38% | −1,062−2.3% | Reduced |
| Kestra Advisory Services, LLC | 46,888 | $1.05M | 0.01% | +2,197+4.9% | Added |
| Cozad Asset Management Inc | 47,151 | $1.05M | 0.11% | +5,317+12.7% | Added |
| Great West Life Assurance Co | 48,247 | $1.08M | 0.00% | +13,253+37.9% | Added |
| Redmont Wealth Advisors LLC | 53,623 | $1.20M | 2.33% | −13,316−19.9% | Reduced |
| Cubist Systematic Strategies, LLC | 54,015 | $1.21M | 0.02% | +54,015 | New |
| Total Clarity Wealth Management, Inc. | 56,305 | $1.23M | 0.40% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 60,238 | $1.34M | 0.33% | −2,064−3.3% | Reduced |
| Quantbot Technologies LP | 61,553 | $1.37M | 0.04% | +24,922+68.0% | Added |
| Bank of America Corp | 61,627 | $1.38M | 0.00% | +43,917+248.0% | Added |
| Voloridge Investment Management, LLC | 65,724 | $1.47M | 0.01% | +65,724 | New |
| Royal Bank of Canada | 69,139 | $1.54M | 0.00% | +8,188+13.4% | Added |
| Sovereign's Capital Management, LLC | 70,370 | $1.57M | 0.93% | +2,795+4.1% | Added |
| First Dallas Securities Inc. | 71,925 | $1.60M | 0.67% | +4,817+7.2% | Added |
| Cetera Investment Advisers | 71,944 | $1.61M | 0.00% | +18,420+34.4% | Added |
| Moerus Capital Management LLC | 73,983 | $1.65M | 0.74% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 77,540 | $1.73M | 0.00% | +6,428+9.0% | Added |
| Argent Trust Co | 80,816 | $1.80M | 0.07% | +2,818+3.6% | Added |
| Naviter Wealth, LLC | 81,753 | $1.88M | 0.23% | −1,778−2.1% | Reduced |
| Benjamin Edwards Inc | 84,780 | $1.89M | 0.03% | +2,405+2.9% | Added |
| HRT Financial LP | 87,696 | $1.96M | 0.01% | −39,004−30.8% | Reduced |
| Ameriprise Financial Inc | 90,651 | $2.02M | 0.00% | −586−0.6% | Reduced |
| Hodges Capital Management Inc. | 91,760 | $2.05M | 0.21% | +70.0% | Added |
| Change Path, LLC | 92,019 | $2.05M | 0.06% | +92,019 | New |
| National Asset Management, Inc. | 92,384 | $2.06M | 0.06% | +41,758+82.5% | Added |
| Confluence Investment Management LLC | 101,522 | $2.27M | 0.03% | +1,280+1.3% | Added |
| Foundations Investment Advisors, LLC | 106,671 | $2.38M | 0.04% | +5,437+5.4% | Added |
| Denali Advisors LLC | 116,404 | $2.60M | 0.30% | +11,908+11.4% | Added |
| Schonfeld Strategic Advisors LLC | 117,543 | $2.62M | 0.02% | +14,500+14.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 129,273 | $2.89M | 0.13% | −50,153−28.0% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 134,178 | $2.99M | 0.00% | +31,299+30.4% | Added |
| Muzinich & Co., Inc. | 137,371 | $3.07M | 1.87% | +26,949+24.4% | Added |
| Advisors Asset Management, Inc. | 148,565 | $3.32M | 0.06% | −978−0.7% | Reduced |
| Barclays PLC | 153,470 | $3.43M | 0.00% | +76,034+98.2% | Added |
| Morgan Stanley | 159,798 | $3.57M | 0.00% | −53,650−25.1% | Reduced |
| Grace & White Inc | 176,597 | $3.94M | 0.75% | 00.0% | Unchanged |
| Womack Financial LLC | 189,213 | $4.22M | 3.87% | +1,825+1.0% | Added |
| LPL Financial LLC | 197,678 | $4.41M | 0.00% | +28,624+16.9% | Added |
| Qube Research & Technologies Ltd | 236,766 | $5.28M | 0.01% | +39,137+19.8% | Added |
| Marshall Wace, LLP | 248,748 | $5.55M | 0.01% | +146,263+142.7% | Added |
| Epiq Partners, LLC | 255,400 | $5.70M | 3.01% | +255,400 | New |
| Goldman Sachs Group Inc | 257,672 | $5.75M | 0.00% | +183,313+246.5% | Added |
| BlackRock, Inc. | 261,831 | $5.84M | 0.00% | +28,311+12.1% | Added |
| First Manhattan Co | 287,136 | $6.41M | 0.02% | −14,814−4.9% | Reduced |
| UBS Group AG | 296,877 | $6.63M | 0.00% | +194,471+189.9% | Added |
| Franklin Resources Inc | 298,623 | $6.67M | 0.00% | +91,293+44.0% | Added |
| Raymond James Financial Inc | 300,600 | $6.71M | 0.00% | +105,845+54.3% | Added |
| Legal & General Group Plc | 318,173 | $7.10M | 0.00% | +7,888+2.5% | Added |
| Citadel Advisors LLC | 333,417 | $7.44M | 0.01% | +213,100+177.1% | Added |
| Harbor Capital Advisors, Inc. | 403,826 | $9.01M | 0.41% | +4,939+1.2% | Added |
| Beacon Pointe Advisors, LLC | 414,489 | $9.25M | 0.10% | −75,802−15.5% | Reduced |
| Melia Wealth LLC | 422,308 | $9.43M | 4.86% | +20,727+5.2% | Added |
| Zuckerman Investment Group, LLC | 427,020 | $9.53M | 1.02% | −245,448−36.5% | Reduced |
| Tectonic Advisors LLC | 440,473 | $9.83M | 0.61% | +42,465+10.7% | Added |
| Millennium Management LLC | 488,992 | $10.9M | 0.01% | +231,614+90.0% | Added |
| Sound Income Strategies, LLC | 616,016 | $13.7M | 0.81% | +37,475+6.5% | Added |
| Punch & Associates Investment Management, Inc. | 686,513 | $15.3M | 1.00% | +14,146+2.1% | Added |
| Two Sigma Investments, LP | 798,500 | $17.8M | 0.04% | +124,722+18.5% | Added |
| Balyasny Asset Management LLC | 803,136 | $17.9M | 0.04% | −198,063−19.8% | Reduced |
| Two Sigma Advisers, LP | 1,014,900 | $22.7M | 0.05% | +240,300+31.0% | Added |
| Van Eck Associates Corp | 1,166,932 | $26.0M | 0.03% | −23,272−2.0% | Reduced |
| Sanders Morris Harris LLC | 1,433,064 | $32.0M | 4.94% | +618,480+75.9% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −119,721−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −35,931−100.0% | Sold out |
| Concurrent Investment Advisors, LLC | 0 | $0 | 0.00% | −13,842−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −13,559−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −10,880−100.0% | Sold out |
| Lido Advisors, LLC | 0 | $0 | 0.00% | −9,244−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −5,556−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Brown Brothers Harriman & Co | 0 | $0 | 0.00% | −2,683−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −650−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −425−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −325−100.0% | Sold out |
| Wingate Wealth Advisors, Inc. | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −105−100.0% | Sold out |
| Caitong International Asset Management Co., Ltd | 0 | $0 | 0.00% | −99−100.0% | Sold out |
| Mainstream Capital Management LLC | 0 | $0 | 0.00% | −35−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| WR Wealth Planners, LLC | – | – | – | – | Not filed |