Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.7K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,610 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Beaton Management Co. Inc. | 5,815 | $6.19M | 2.52% | +82+1.4% | Added |
| Heritage Wealth Management, Inc. | 5,813 | $6.19M | 1.54% | +5,813 | New |
| JFS Wealth Advisors, LLC | 5,812 | $6.19M | 0.31% | −143−2.4% | Reduced |
| Hel Ved Capital Management Ltd | 5,810 | $6.19M | 0.87% | +5,810 | New |
| Wilson & Boucher Capital Management, LLC | 5,802 | $6.18M | 3.63% | −50−0.9% | Reduced |
| Gateway Wealth Partners, LLC | 5,799 | $6.18M | 0.37% | −5,053−46.6% | Reduced |
| Investment House LLC | 5,798 | $6.17M | 0.28% | −10−0.2% | Reduced |
| Compass Financial Management LLC | 6,752 | $6.16M | 0.75% | +6,752 | New |
| Hilltop Holdings Inc. | 5,776 | $6.15M | 0.50% | +419+7.8% | Added |
| Leelyn Smith, LLC | 5,765 | $6.14M | 0.75% | +295+5.4% | Added |
| SeaCrest Wealth Management, LLC | 5,763 | $6.14M | 0.68% | −1,718−23.0% | Reduced |
| Capital Investment Advisory Services, LLC | 5,760 | $6.13M | 0.38% | +276+5.0% | Added |
| Kentucky Trust Co | 5,734 | $6.11M | 2.94% | −90−1.5% | Reduced |
| Cordatus Wealth Management LLC | 5,720 | $6.09M | 1.34% | −60−1.0% | Reduced |
| Am Investment Strategies LLC | 5,719 | $6.09M | 1.17% | −22−0.4% | Reduced |
| Nations Financial Group Inc, | 5,718 | $6.09M | 0.29% | −123−2.1% | Reduced |
| Stone Point Wealth LLC | 5,707 | $6.08M | 1.54% | −438−7.1% | Reduced |
| Family Management Corp | 5,697 | $6.07M | 0.64% | −141−2.4% | Reduced |
| Apella Capital, LLC | 6,429 | $6.04M | 0.09% | +62+1.0% | Added |
| Bragg Financial Advisors, Inc | 5,666 | $6.03M | 0.16% | +14+0.2% | Added |
| First Citizens Bank & Trust Co | 5,666 | $6.03M | 0.09% | +512+9.9% | Added |
| Fairvoy Private Wealth, LLC | 5,666 | $6.03M | 1.22% | +3,845+211.1% | Added |
| Sierra Summit Advisors LLC | 5,652 | $6.02M | 0.67% | +105+1.9% | Added |
| FLC Capital Advisors | 5,638 | $6.00M | 0.98% | −150−2.6% | Reduced |
| Arrow Financial Corp | 5,633 | $6.00M | 0.54% | −286−4.8% | Reduced |
| Sitrin Capital Management LLC | 5,614 | $5.98M | 2.65% | +5,614 | New |
| First National Bank & Trust Co of Newtown | 7,317 | $5.96M | 1.21% | −4−0.1% | Reduced |
| Oxbow Advisors, LLC | 5,587 | $5.95M | 0.48% | +372+7.1% | Added |
| Rexford Capital Inc | 5,585 | $5.95M | 3.65% | −4−0.1% | Reduced |
| Drive Wealth Management, LLC | 5,579 | $5.94M | 1.06% | +204+3.8% | Added |
| Trueblood Wealth Management, LLC | 5,559 | $5.92M | 2.07% | −36−0.6% | Reduced |
| Bartlett & Co. Wealth Management LLC | 5,555 | $5.92M | 0.07% | +157+2.9% | Added |
| Security National Bank | 5,549 | $5.91M | 0.71% | −42−0.8% | Reduced |
| Ocean Capital Management, LLC | 5,513 | $5.87M | 1.09% | −72−1.3% | Reduced |
| Financial Plan, Inc. | 5,511 | $5.87M | 0.56% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 5,483 | $5.84M | 0.40% | −9−0.2% | Reduced |
| Garde Capital, Inc. | 5,482 | $5.84M | 0.26% | +20+0.4% | Added |
| Kinloch Capital, LLC | 5,476 | $5.83M | 2.13% | −592−9.8% | Reduced |
| TD Private Client Wealth LLC | 5,474 | $5.83M | 0.11% | +612+12.6% | Added |
| Permanent Capital Management, LP | 5,465 | $5.82M | 0.78% | −152−2.7% | Reduced |
| Smithfield Trust Co | 5,458 | $5.81M | 0.23% | −5−0.1% | Reduced |
| Colonial Trust Co | 5,451 | $5.81M | 0.74% | +858+18.7% | Added |
| Chapin Davis, Inc. | 5,445 | $5.80M | 1.02% | −780−12.5% | Reduced |
| Silverlake Wealth Management LLC | 5,429 | $5.78M | 1.11% | −54−1.0% | Reduced |
| Gen-Wealth Partners Inc | 5,425 | $5.78M | 1.61% | −191−3.4% | Reduced |
| Mayflower Financial Advisors, LLC | 5,417 | $5.77M | 0.50% | +310+6.1% | Added |
| Parametrica Management Ltd | 5,400 | $5.75M | 4.51% | −1,600−22.9% | Reduced |
| Alaethes Wealth LLC | 5,390 | $5.74M | 1.67% | −45−0.8% | Reduced |
| Papp L Roy & Associates | 5,387 | $5.74M | 0.60% | +270+5.3% | Added |
| Victrix Investment Advisors | 5,385 | $5.73M | 2.40% | −34−0.6% | Reduced |
| CNB Bank | 5,378 | $5.73M | 2.23% | −775−12.6% | Reduced |
| Woodmont Investment Counsel LLC | 5,372 | $5.72M | 0.31% | −56−1.0% | Reduced |
| Norden Group LLC | 5,360 | $5.71M | 0.47% | −10.0% | Reduced |
| Avidian Wealth Solutions, LLC | 5,356 | $5.70M | 0.16% | +145+2.8% | Added |
| Ti-Trust, Inc | 5,344 | $5.69M | 3.06% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 5,291 | $5.63M | 0.12% | +62+1.2% | Added |
| Everhart Financial Group, Inc. | 5,258 | $5.60M | 0.36% | −52−1.0% | Reduced |
| Watershed Private Wealth LLC | 5,254 | $5.59M | 1.58% | −20−0.4% | Reduced |
| Connecticut Wealth Management, LLC | 5,248 | $5.59M | 0.21% | −19−0.4% | Reduced |
| First Horizon Corp | 5,248 | $5.59M | 0.22% | −152−2.8% | Reduced |
| Checchi Capital Advisers, LLC | 5,247 | $5.59M | 0.36% | −33−0.6% | Reduced |
| Redmond Asset Management, LLC | 5,221 | $5.56M | 1.39% | −160−3.0% | Reduced |
| International Assets Investment Management, LLC | 5,602 | $5.55M | 0.33% | −302−5.1% | Reduced |
| Roman Butler Fullerton & Co | 5,948 | $5.54M | 1.32% | +585+10.9% | Added |
| Wealth Architects, LLC | 5,202 | $5.54M | 0.44% | −586−10.1% | Reduced |
| Cypress Capital Group | 5,197 | $5.53M | 0.52% | +972+23.0% | Added |
| Kercheville Advisors, LLC | 5,190 | $5.53M | 1.68% | +2,325+81.2% | Added |
| Root Financial Partners, LLC | 5,180 | $5.52M | 0.21% | +217+4.4% | Added |
| Forum Financial Management, LP | 5,159 | $5.49M | 0.07% | +291+6.0% | Added |
| Compagnie Lombard Odier SCmA | 5,149 | $5.48M | 0.06% | −10−0.2% | Reduced |
| Northern Financial Advisors Inc | 5,147 | $5.48M | 3.63% | −15−0.3% | Reduced |
| Amussen Hunsaker Associates LLC | 5,143 | $5.48M | 0.53% | −20.0% | Reduced |
| True North Advisors, LLC | 5,142 | $5.48M | 0.52% | −23−0.4% | Reduced |
| Joel Isaacson & Co., LLC | 5,136 | $5.47M | 0.16% | +520+11.3% | Added |
| Advisor OS, LLC | 5,133 | $5.47M | 0.36% | +740+16.8% | Added |
| Core Wealth Advisors, Inc. | 5,133 | $5.47M | 1.10% | −20−0.4% | Reduced |
| Stratos Wealth Advisors, LLC | 5,128 | $5.46M | 0.30% | +130+2.6% | Added |
| HHM Wealth Advisors, LLC | 5,112 | $5.44M | 0.55% | +15+0.3% | Added |
| Biltmore Family Office, LLC | 5,108 | $5.44M | 0.71% | −878−14.7% | Reduced |
| Eldridge Investment Advisors, Inc. | 5,105 | $5.44M | 1.08% | −26−0.5% | Reduced |
| WD Rutherford LLC | 5,102 | $5.43M | 1.97% | −149−2.8% | Reduced |
| HCR Wealth Advisors | 5,099 | $5.43M | 0.49% | +39+0.8% | Added |
| ARS Wealth Advisors Group, LLC | 5,097 | $5.43M | 0.42% | +51+1.0% | Added |
| Orleans Capital Management Corp | 5,091 | $5.42M | 2.80% | +213+4.4% | Added |
| Left Brain Wealth Management, LLC | 5,078 | $5.41M | 1.63% | +368+7.8% | Added |
| Beacon Investment Advisors LLC | 5,073 | $5.40M | 1.70% | −5−0.1% | Reduced |
| BOS Asset Management, LLC | 5,064 | $5.39M | 1.25% | −639−11.2% | Reduced |
| Itau Unibanco Holding S.A. | 5,062 | $5.39M | 0.11% | 00.0% | Unchanged |
| RMR Wealth Builders | 5,057 | $5.39M | 0.33% | +3,213+174.2% | Added |
| Catalyst Financial Partners LLC | 5,050 | $5.38M | 0.53% | +11+0.2% | Added |
| Diversify Wealth Management, LLC | 6,151 | $5.37M | 0.09% | +670+12.2% | Added |
| Diversify Advisory Services, LLC | 6,151 | $5.37M | 0.09% | +4,901+392.1% | Added |
| Xcel Wealth Management, LLC | 5,042 | $5.37M | 1.28% | −34−0.7% | Reduced |
| Tortoise Capital Advisors, L.L.C. | 5,036 | $5.36M | 0.05% | +2,280+82.7% | Added |
| Crown Oak Advisors, LLC | 5,034 | $5.36M | 2.50% | −787−13.5% | Reduced |
| Isthmus Partners, LLC | 5,022 | $5.35M | 0.52% | −23−0.5% | Reduced |
| PCM Encore, LLC | 5,019 | $5.34M | 0.94% | −92−1.8% | Reduced |
| Zions Bancorporation, National Association | 5,001 | $5.33M | 0.32% | +2,349+88.6% | Added |
| Alight Capital Management LP | 5,000 | $5.32M | 0.87% | −5,000−50.0% | Reduced |
| Gryphon Financial Partners LLC | 5,000 | $5.32M | 0.47% | +918+22.5% | Added |