Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 22 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nisa Investment Advisors, LLC | 162,826 | $173.4M | 0.54% | −4,788−2.9% | Reduced |
| Polar Capital Holdings Plc | 167,175 | $178.0M | 0.50% | +21,819+15.0% | Added |
| Empower Advisory Group, LLC | 171,332 | $182.5M | 0.44% | −558−0.3% | Reduced |
| Two Sigma Investments, LP | 171,574 | $182.7M | 0.14% | −30,296−15.0% | Reduced |
| Westfield Capital Management Co LP | 174,620 | $186.0M | 0.61% | +142,295+440.2% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 175,084 | $186.4M | 0.89% | −12,480−6.7% | Reduced |
| Atalanta Sosnoff Capital, LLC | 176,008 | $187.4M | 3.30% | +33,767+23.7% | Added |
| Robeco Institutional Asset Management B.V. | 178,121 | $189.7M | 0.23% | +47,130+36.0% | Added |
| Public Employees Retirement System of Ohio | 179,718 | $191.4M | 0.56% | −13,433−7.0% | Reduced |
| Fayez Sarofim & Co | 179,790 | $191.5M | 0.45% | +111,599+163.7% | Added |
| Public Employees Retirement Association of Colorado | 180,688 | $192.4M | 0.66% | +59,141+48.7% | Added |
| Northwestern Mutual Wealth Management Co | 180,921 | $192.7M | 0.10% | +4,005+2.3% | Added |
| TD Waterhouse Canada Inc. | 194,396 | $192.8M | 0.51% | +15,342+8.6% | Added |
| Swiss Life Asset Management Ltd | 183,734 | $195.7M | 0.81% | −7,249−3.8% | Reduced |
| Truist Financial Corp | 184,451 | $196.4M | 0.24% | −24,712−11.8% | Reduced |
| Sequoia Financial Advisors, LLC | 188,272 | $200.5M | 1.00% | +9,512+5.3% | Added |
| Mercer Global Advisors Inc | 189,337 | $201.6M | 0.25% | +32,591+20.8% | Added |
| Teacher Retirement System of Texas | 189,582 | $201.9M | 0.54% | +10,753+6.0% | Added |
| AustralianSuper Pty Ltd | 189,616 | $201.9M | 0.87% | +161,374+571.4% | Added |
| Toronto Dominion Bank | 193,657 | $206.2M | 0.34% | +44,939+30.2% | Added |
| Daiwa Securities Group Inc. | 194,149 | $206.7M | 0.47% | +19,564+11.2% | Added |
| 1832 Asset Management L.P. | 194,962 | $207.6M | 0.25% | +731+0.4% | Added |
| M&T Bank Corp | 196,206 | $208.9M | 0.61% | +4,262+2.2% | Added |
| Treasurer of the State of North Carolina | 199,374 | $212.3M | 0.55% | +1,136+0.6% | Added |
| Handelsbanken Fonder AB | 205,152 | $218.5M | 0.62% | +76,641+59.6% | Added |
| Susquehanna International Group, LLP | 207,310 | $220.8M | 0.20% | −33,932−14.1% | Reduced |
| Menora Mivtachim Holdings Ltd. | 207,500 | $221.0M | 0.86% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 208,164 | $221.7M | 0.72% | −11,422−5.2% | Reduced |
| Rathbone Brothers plc | 211,108 | $224.8M | 0.83% | −20,531−8.9% | Reduced |
| GWM Advisors LLC | 212,215 | $226.0M | 0.67% | −2,849−1.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 214,076 | $228.0M | 0.51% | +3,454+1.6% | Added |
| Swedbank AB | 215,096 | $229.1M | 0.20% | +8,193+4.0% | Added |
| DekaBank Deutsche Girozentrale | 326,603 | $230.5M | 0.39% | 00.0% | Unchanged |
| Alecta Pensionsforsakring, Omsesidigt | 219,600 | $233.8M | 0.98% | −28,900−11.6% | Reduced |
| Vanguard Investments Australia, Ltd. | 222,477 | $236.9M | 0.59% | +4,429+2.0% | Added |
| Chevy Chase Trust Holdings, Inc. | 226,408 | $241.1M | 0.62% | −6,665−2.9% | Reduced |
| Ensign Peak Advisors, Inc | 227,255 | $242.0M | 0.40% | −4,189−1.8% | Reduced |
| Toroso Investments, LLC | 228,796 | $243.6M | 0.59% | +30,805+15.6% | Added |
| Retirement Systems of Alabama | 230,879 | $245.9M | 0.74% | −2,049−0.9% | Reduced |
| KBC Group NV | 231,511 | $246.5M | 0.53% | +2,214+1.0% | Added |
| Bollard Group LLC | 234,170 | $249.4M | 7.59% | +5,118+2.2% | Added |
| Jane Street Group, LLC | 234,892 | $250.1M | 0.16% | +202,253+619.7% | Added |
| Russell Investments Group, Ltd. | 235,664 | $250.2M | 0.22% | +34,175+17.0% | Added |
| Captrust Financial Advisors | 236,355 | $251.7M | 0.39% | +27,055+12.9% | Added |
| Keybank National Association | 236,765 | $252.1M | 0.83% | −4,864−2.0% | Reduced |
| National Bank of Canada | 242,726 | $258.3M | 0.23% | −37,519−13.4% | Reduced |
| Royal London Asset Management Ltd | 243,317 | $259.1M | 0.48% | −5,600−2.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 244,746 | $260.6M | 0.50% | −13,280−5.1% | Reduced |
| Danske Bank A/S | 244,864 | $260.8M | 0.52% | +35,764+17.1% | Added |
| State of Wisconsin Investment Board | 248,082 | $264.2M | 0.53% | −5,787−2.3% | Reduced |
| SG Americas Securities, LLC | 252,162 | $268.5M | 0.15% | −53,269−17.4% | Reduced |
| Allianz Asset Management GmbH | 254,402 | $270.9M | 0.25% | +51,614+25.5% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 256,848 | $273.5M | 0.60% | −11,390−4.2% | Reduced |
| FIL Ltd | 264,010 | $281.1M | 0.20% | +8,305+3.2% | Added |
| Nordea Investment Management AB | 264,718 | $282.6M | 0.23% | −8,398−3.1% | Reduced |
| Commerce Bank | 270,388 | $287.9M | 1.26% | +10,906+4.2% | Added |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 281,908 | $294.5M | 0.45% | −583−0.2% | Reduced |
| Cerity Partners LLC | 279,238 | $297.3M | 0.36% | +3,824+1.4% | Added |
| Alphinity Investment Management Pty Ltd | 283,348 | $301.7M | 5.02% | −68,277−19.4% | Reduced |
| Agf Management Ltd | 284,409 | $302.9M | 1.18% | −1,187−0.4% | Reduced |
| Janney Montgomery Scott LLC | 284,923 | $303.4M | 0.59% | −4,478−1.5% | Reduced |
| Colony Group, LLC | 285,159 | $303.6M | 0.31% | −52,872−15.6% | Reduced |
| Zacks Investment Management | 285,444 | $304.0M | 2.16% | −132,820−31.8% | Reduced |
| Jones Financial Companies LLLP | 307,274 | $306.7M | 0.12% | +77,567+33.8% | Added |
| SEI Investments Co | 290,919 | $309.8M | 0.27% | +81,689+39.0% | Added |
| Cetera Investment Advisers | 292,059 | $311.0M | 0.28% | −3,752−1.3% | Reduced |
| Bank of Nova Scotia | 294,412 | $313.5M | 0.47% | −47,267−13.8% | Reduced |
| Rockefeller Capital Management L.P. | 298,639 | $318.0M | 0.49% | +4,463+1.5% | Added |
| Baird Financial Group, Inc. | 300,443 | $319.9M | 0.44% | −6,416−2.1% | Reduced |
| Manufacturers Life Insurance Company, The | 306,110 | $326.0M | 0.25% | −9,098−2.9% | Reduced |
| Thrivent Financial for Lutherans | 308,430 | $328.4M | 0.55% | −203,822−39.8% | Reduced |
| Mariner, LLC | 308,771 | $328.8M | 0.35% | −11,938−3.7% | Reduced |
| Commonwealth Equity Services, LLC | 309,841 | $330.0M | 0.41% | −19,996−6.1% | Reduced |
| Advisor Group Holdings, Inc. | 310,135 | $330.6M | 0.39% | +14,969+5.1% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 313,099 | $333.4M | 2.30% | −3,135−1.0% | Reduced |
| Asset Management One Co.,Ltd. | 320,025 | $340.8M | 0.87% | +508+0.2% | Added |
| Great West Life Assurance Co | 324,751 | $345.3M | 0.55% | +7,862+2.5% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 328,650 | $350.0M | 2.67% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 336,898 | $358.8M | 0.18% | −6,362−1.9% | Reduced |
| Korea Investment CORP | 337,463 | $359.4M | 0.68% | −37,196−9.9% | Reduced |
| Pictet Asset Management Holding SA | 344,659 | $367.0M | 0.35% | −29,974−8.0% | Reduced |
| Winslow Capital Management, LLC | 350,774 | $373.5M | 1.29% | +350,774 | New |
| New York State Teachers Retirement System | 355,409 | $378.5M | 0.70% | −15,002−4.1% | Reduced |
| Citadel Advisors LLC | 355,861 | $379.0M | 0.22% | +46,332+15.0% | Added |
| Quantinno Capital Management LP | 358,789 | $382.1M | 0.46% | +50,259+16.3% | Added |
| Nomura Asset Management Co Ltd | 361,458 | $384.9M | 0.82% | −1,352−0.4% | Reduced |
| Mackenzie Financial Corp | 363,903 | $387.5M | 0.39% | −62,981−14.8% | Reduced |
| Adage Capital Partners GP, L.L.C. | 367,704 | $391.6M | 0.55% | −19,100−4.9% | Reduced |
| ProShare Advisors LLC | 369,208 | $393.2M | 0.57% | −70,198−16.0% | Reduced |
| Envestnet Asset Management Inc | 370,141 | $394.2M | 0.09% | −53,436−12.6% | Reduced |
| Eurizon Capital SGR S.p.A. | 382,287 | $404.2M | 1.08% | +35,235+10.2% | Added |
| Creative Planning | 379,703 | $404.3M | 0.24% | +13,934+3.8% | Added |
| State Board of Administration of Florida Retirement System | 390,457 | $415.8M | 0.69% | −17,422−4.3% | Reduced |
| Natixis Advisors, L.P. | 415,152 | $442.1M | 0.50% | +73,940+21.7% | Added |
| Aviva PLC | 425,977 | $453.6M | 0.67% | +8,676+2.1% | Added |
| Schroder Investment Management Group | 454,925 | $484.4M | 0.34% | −40,001−8.1% | Reduced |
| US Bancorp | 473,894 | $504.7M | 0.55% | −5,591−1.2% | Reduced |
| Victory Capital Management Inc | 481,112 | $512.3M | 0.29% | −29,400−5.8% | Reduced |
| AQR Capital Management LLC | 505,020 | $533.2M | 0.19% | +238,056+89.2% | Added |
| TD Asset Management Inc | 501,053 | $533.6M | 0.46% | −84,430−14.4% | Reduced |