Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 22 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Credit Agricole S A | 69,299 | $73.8M | 0.19% | −100,870−59.3% | Reduced |
| British Columbia Investment Management Corp | 69,783 | $74.3M | 0.47% | +5,285+8.2% | Added |
| Oppenheimer & Co Inc | 71,470 | $76.1M | 0.81% | −96−0.1% | Reduced |
| Empowered Funds, LLC | 72,272 | $77.0M | 0.41% | −3,009−4.0% | Reduced |
| Rakuten Investment Management, Inc. | 75,605 | $78.1M | 0.23% | +6,417+9.3% | Added |
| Varma Mutual Pension Insurance Co | 74,116 | $78.9M | 0.42% | −2,300−3.0% | Reduced |
| Public Sector Pension Investment Board | 74,176 | $79.0M | 0.21% | −465−0.6% | Reduced |
| Commerzbank Aktiengesellschaft | 75,042 | $79.9M | 1.60% | −38,047−33.6% | Reduced |
| NEOS Investment Management LLC | 75,223 | $80.1M | 0.30% | +7,840+11.6% | Added |
| Aware Super Pty Ltd as trustee of Aware Super | 75,743 | $80.7M | 1.14% | −946−1.2% | Reduced |
| CBOE Vest Financial, LLC | 76,066 | $81.0M | 0.85% | −19,326−20.3% | Reduced |
| Wealthfront Advisers LLC | 76,480 | $81.4M | 0.16% | +1,716+2.3% | Added |
| Lido Advisors, LLC | 76,670 | $81.6M | 0.29% | −774−1.0% | Reduced |
| Clearstead Advisors, LLC | 77,286 | $82.3M | 0.78% | −14,908−16.2% | Reduced |
| D.A. Davidson & Co. | 77,686 | $82.7M | 0.46% | −2,680−3.3% | Reduced |
| Country Trust Bank | 78,146 | $83.2M | 1.46% | +5,720+7.9% | Added |
| Tocqueville Asset Management L.P. | 79,281 | $84.4M | 1.12% | −342−0.4% | Reduced |
| Allworth Financial LP | 79,655 | $84.8M | 0.36% | −4,746−5.6% | Reduced |
| Fort Washington Investment Advisors Inc | 82,247 | $87.6M | 0.44% | −18,425−18.3% | Reduced |
| Ofi Invest Asset Management | 93,536 | $87.7M | 0.88% | +31,121+49.9% | Added |
| Nomura Asset Management International Inc. | 82,481 | $87.8M | 0.13% | +57,830+234.6% | Added |
| Macquarie Group Ltd | 83,172 | $88.5M | 0.38% | +32,372+63.7% | Added |
| Vontobel Holding Ltd. | 83,551 | $89.0M | 0.30% | +380+0.5% | Added |
| Federation des caisses Desjardins du Quebec | 84,327 | $89.8M | 0.27% | +22,998+37.5% | Added |
| JustInvest LLC | 84,762 | $90.3M | 0.74% | +3,632+4.5% | Added |
| Old Republic International Corporation | 85,500 | $90.6M | 3.40% | 00.0% | Unchanged |
| Walleye Capital LLC | 85,858 | $91.4M | 0.43% | +75,870+759.6% | Added |
| Steward Partners Investment Advisory, LLC | 86,006 | $91.6M | 0.47% | −10,194−10.6% | Reduced |
| Busey Wealth Management | 86,659 | $92.3M | 2.24% | −3,666−4.1% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 87,055 | $92.7M | 0.74% | −8,584−9.0% | Reduced |
| Mesirow Financial Investment Management, Inc. | 89,291 | $95.1M | 1.49% | −649−0.7% | Reduced |
| Beacon Pointe Advisors, LLC | 90,687 | $96.6M | 0.45% | −3,299−3.5% | Reduced |
| Capital International Inc | 90,941 | $96.8M | 0.68% | −17,465−16.1% | Reduced |
| Cresset Asset Management, LLC | 91,417 | $97.4M | 0.35% | −4,351−4.5% | Reduced |
| Amalgamated Bank | 92,658 | $98.7M | 0.68% | +3,157+3.5% | Added |
| Gateway Investment Advisers LLC | 92,976 | $99.0M | 0.98% | −39,172−29.6% | Reduced |
| S&CO Inc | 94,076 | $100.2M | 5.79% | −4,751−4.8% | Reduced |
| Warren Averett Asset Management, LLC | 94,324 | $100.4M | 0.58% | −9,929−9.5% | Reduced |
| Adviser Investments LLC | 94,652 | $100.8M | 0.97% | −4,614−4.6% | Reduced |
| Pinebridge Investments LLC | 95,344 | $101.5M | 0.84% | +13,997+17.2% | Added |
| Gabelli Funds LLC | 96,182 | $102.4M | 0.65% | −9,350−8.9% | Reduced |
| Brown Advisory Inc | 96,807 | $103.1M | 0.16% | +9,233+10.5% | Added |
| Van Eck Associates Corp | 97,286 | $103.6M | 0.06% | −20,245−17.2% | Reduced |
| Prospera Financial Services Inc | 97,568 | $103.9M | 1.51% | +2,124+2.2% | Added |
| Mirae Asset Global ETFs Holdings Ltd. | 98,218 | $104.1M | 0.12% | +9,291+10.4% | Added |
| Meyer Handelman Co | 98,242 | $104.6M | 2.96% | −6,244−6.0% | Reduced |
| Wesleyan Assurance Society | 99,679 | $106.1M | 5.36% | −700−0.7% | Reduced |
| Paralel Advisors LLC | 100,000 | $106.5M | 4.11% | 00.0% | Unchanged |
| Woodline Partners LP | 100,798 | $107.3M | 0.33% | +9,557+10.5% | Added |
| Bradley Foster & Sargent Inc | 100,822 | $107.4M | 1.52% | −2,837−2.7% | Reduced |
| Clark Capital Management Group, Inc. | 101,595 | $108.2M | 0.59% | −10,774−9.6% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 101,732 | $108.3M | 0.53% | −6,653−6.1% | Reduced |
| Capital Fund Management S.A. | 104,146 | $110.9M | 0.79% | +23,698+29.5% | Added |
| Heritage Investors Management Corp | 104,402 | $111.2M | 3.08% | −11,994−10.3% | Reduced |
| IFM Investors Pty Ltd | 105,075 | $111.9M | 0.74% | +9,919+10.4% | Added |
| Gotham Asset Management, LLC | 105,101 | $111.9M | 0.26% | −11,995−10.2% | Reduced |
| QRG Capital Management, Inc. | 108,049 | $115.1M | 0.94% | +12,132+12.6% | Added |
| Jennison Associates LLC | 109,244 | $116.3M | 0.07% | −20,662−15.9% | Reduced |
| Pinnacle Associates Ltd | 110,066 | $117.2M | 1.28% | −1,006−0.9% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 110,167 | $117.6M | 0.48% | +1,924+1.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 182,074 | $120.5M | 0.20% | +8,613+5.0% | Added |
| Employees Retirement System of Texas | 114,114 | $121.5M | 0.97% | +52,666+85.7% | Added |
| State of Michigan Retirement System | 117,972 | $125.6M | 0.56% | −11,600−9.0% | Reduced |
| Balyasny Asset Management LLC | 119,098 | $126.8M | 0.23% | −117,051−49.6% | Reduced |
| Jupiter Topco LLC | 119,462 | $127.2M | 0.05% | +119,462 | New |
| Caisse de Depot Et Placement du Quebec | 119,896 | $127.7M | 0.18% | −268,830−69.2% | Reduced |
| Nomura Holdings Inc | 120,838 | $128.7M | 0.54% | +108,377+869.7% | Added |
| Blair William & Co | 121,522 | $129.4M | 0.34% | +3,021+2.5% | Added |
| Xponance, Inc. | 122,094 | $130.0M | 0.80% | +36,620+42.8% | Added |
| Worldquant Millennium Advisors LLC | 122,579 | $130.5M | 0.45% | +55,697+83.3% | Added |
| MetLife Investment Management | 123,114 | $131.1M | 0.59% | +11,857+10.7% | Added |
| Sanctuary Advisors, LLC | 123,693 | $131.7M | 0.61% | −3,538−2.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 124,100 | $132.2M | 0.62% | −13,439−9.8% | Reduced |
| D. E. Shaw & Co., Inc. | 124,461 | $132.5M | 0.08% | +71,057+133.1% | Added |
| Lazard Asset Management LLC | 126,876 | $135.1M | 0.20% | +64,515+103.5% | Added |
| Acadian Asset Management LLC | 127,025 | $135.3M | 0.16% | −36,844−22.5% | Reduced |
| CIBC Asset Management Inc | 127,048 | $135.3M | 0.30% | +6,068+5.0% | Added |
| SEB Asset Management AB | 127,876 | $136.2M | 0.51% | +6,169+5.1% | Added |
| Arizona State Retirement System | 129,108 | $137.5M | 0.69% | +856+0.7% | Added |
| Czech National Bank | 131,102 | $139.6M | 0.76% | +4,383+3.5% | Added |
| Mediolanum International Funds Ltd | 136,412 | $140.9M | 1.21% | +22,880+20.2% | Added |
| Huntington National Bank | 132,993 | $141.6M | 0.69% | −3,147−2.3% | Reduced |
| Banco Santander, S.A. | 133,742 | $142.4M | 0.89% | +12,747+10.5% | Added |
| MML Investors Services, LLC | 134,132 | $142.8M | 0.29% | +10,607+8.6% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 134,492 | $143.2M | 0.20% | +64,268+91.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 138,332 | $147.3M | 0.28% | +8,289+6.4% | Added |
| Zurich Insurance Group Ltd | 138,646 | $147.6M | 1.02% | +18,794+15.7% | Added |
| Resona Asset Management Co.,Ltd. | 140,484 | $148.6M | 0.70% | −13,022−8.5% | Reduced |
| Lansforsakringar Fondforvaltning AB (publ) | 139,794 | $148.9M | 0.67% | −8,126−5.5% | Reduced |
| Temasek Holdings (Private) Ltd | 140,673 | $149.8M | 0.41% | +88,120+167.7% | Added |
| Midwest Trust Co | 142,243 | $151.5M | 1.72% | −13,563−8.7% | Reduced |
| Tredje AP-fonden | 144,911 | $154.3M | 0.70% | +15,378+11.9% | Added |
| Calamos Advisors LLC | 150,261 | $160.0M | 0.58% | +15,578+11.6% | Added |
| State of New Jersey Common Pension Fund D | 150,411 | $160.2M | 0.55% | −10,557−6.6% | Reduced |
| Nykredit A/S | 152,708 | $162.6M | 0.62% | +152,708 | New |
| First Trust Advisors LP | 154,020 | $164.0M | 0.10% | +951+0.6% | Added |
| STRS Ohio | 155,449 | $165.5M | 0.62% | −11,263−6.8% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 156,246 | $166.4M | 0.17% | −119,345−43.3% | Reduced |
| State of Tennessee, Treasury Department | 161,321 | $171.8M | 0.51% | −3,878−2.3% | Reduced |
| CIBC World Markets Inc. | 161,547 | $172.0M | 0.29% | −6,765−4.0% | Reduced |