Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 22 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Segment Wealth Management, LLC | 40,795 | $43.4M | 2.25% | −495−1.2% | Reduced |
| Whittier Trust Co | 45,019 | $43.7M | 0.43% | −667−1.5% | Reduced |
| ING Groep NV | 41,292 | $44.0M | 0.21% | −100,754−70.9% | Reduced |
| Congress Asset Management Co | 41,651 | $44.4M | 0.27% | −1,537−3.6% | Reduced |
| Integrated Advisors Network LLC | 41,670 | $44.4M | 2.04% | −1,002−2.3% | Reduced |
| Conning Inc. | 41,798 | $44.5M | 1.33% | −11,230−21.2% | Reduced |
| Glenmede Trust Co NA | 41,962 | $44.7M | 0.20% | +472+1.1% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 42,119 | $44.9M | 0.08% | −79,199−65.3% | Reduced |
| La Banque Postale Asset Management SA | 42,175 | $44.9M | 0.45% | +22,741+117.0% | Added |
| Massmutual Trust Co FSB | 42,523 | $45.3M | 1.17% | −5,663−11.8% | Reduced |
| SRS Capital Advisors, Inc. | 42,605 | $45.3M | 0.30% | +38,827+1,027.7% | Added |
| Davenport & Co LLC | 43,321 | $46.1M | 0.24% | −1,195−2.7% | Reduced |
| Vestor Capital, LLC | 122,835 | $46.4M | 3.93% | +98,036+395.3% | Added |
| CCM Investment Advisers LLC | 43,761 | $46.6M | 3.61% | −5,095−10.4% | Reduced |
| Henshaw Capital LLC | 43,975 | $46.8M | 1.52% | −360−0.8% | Reduced |
| United Capital Financial Advisers, LLC | 44,175 | $47.0M | 0.26% | −194−0.4% | Reduced |
| Vise Technologies, Inc. | 44,237 | $47.1M | 0.53% | +20,449+86.0% | Added |
| Virginia Retirement Systems Et Al | 44,632 | $47.5M | 0.28% | −140−0.3% | Reduced |
| Hamilton Capital Partners Inc. | 44,737 | $47.6M | 1.38% | −4,012−8.2% | Reduced |
| Brinker Capital Investments, LLC | 44,911 | $47.8M | 0.37% | +4,625+11.5% | Added |
| American Assets Investment Management, LLC | 45,000 | $47.9M | 2.90% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 45,130 | $48.1M | 0.48% | −1,588−3.4% | Reduced |
| Rafferty Asset Management, LLC | 45,132 | $48.1M | 0.11% | +14,836+49.0% | Added |
| HB Wealth Management, LLC | 45,445 | $48.4M | 0.27% | −1,443−3.1% | Reduced |
| Charter Trust Co | 45,699 | $48.7M | 2.61% | −436−0.9% | Reduced |
| Freestone Grove Partners LP | 46,029 | $49.0M | 0.32% | −45,135−49.5% | Reduced |
| Concurrent Investment Advisors, LLC | 46,157 | $49.2M | 0.42% | +5,425+13.3% | Added |
| Americana Partners, LLC | 46,206 | $49.2M | 1.11% | +878+1.9% | Added |
| Dakota Wealth Management | 47,042 | $50.1M | 0.96% | −9,666−17.0% | Reduced |
| Kames Capital plc | 47,152 | $50.2M | 0.54% | +47,152 | New |
| Guggenheim Capital LLC | 47,405 | $50.5M | 0.33% | −1,034−2.1% | Reduced |
| CTC LLC | 47,638 | $50.7M | 2.98% | +47,638 | New |
| Natixis | 47,798 | $50.9M | 0.24% | +36,936+340.0% | Added |
| Baker Avenue Asset Management, LP | 48,161 | $51.3M | 0.98% | +6,720+16.2% | Added |
| Tema ETFs LLC | 48,566 | $51.7M | 1.67% | +7,080+17.1% | Added |
| Salem Investment Counselors Inc | 48,741 | $51.9M | 1.29% | −181−0.4% | Reduced |
| Merit Financial Group, LLC | 48,985 | $52.2M | 0.32% | +2,715+5.9% | Added |
| Allstate Corp | 49,013 | $52.2M | 0.52% | +780+1.6% | Added |
| Richard C. Young & CO., LTD. | 49,495 | $52.7M | 3.88% | −1,020−2.0% | Reduced |
| Savant Capital, LLC | 49,781 | $52.8M | 0.15% | +817+1.7% | Added |
| KCM Investment Advisors LLC | 49,787 | $53.0M | 1.57% | +512+1.0% | Added |
| Generali Asset Management SPA SGR | 49,801 | $53.0M | 0.96% | +3,868+8.4% | Added |
| Kempen Capital Management N.V. | 50,195 | $53.5M | 0.41% | −1,235−2.4% | Reduced |
| UniSuper Management Pty Ltd | 50,234 | $53.5M | 0.28% | +16,791+50.2% | Added |
| Vident Advisory, LLC | 50,496 | $53.8M | 0.40% | −140.0% | Reduced |
| Beacon Investment Advisory Services, Inc. | 50,514 | $53.8M | 2.00% | −1,822−3.5% | Reduced |
| NorthCrest Asset Manangement, LLC | 57,682 | $54.1M | 1.39% | +2,333+4.2% | Added |
| Marshall Wace, LLP | 51,689 | $55.0M | 0.05% | +23,190+81.4% | Added |
| OP Asset Management Ltd | 52,380 | $55.8M | 0.59% | −29,580−36.1% | Reduced |
| Delta Asset Management LLC | 53,594 | $57.1M | 4.94% | −870−1.6% | Reduced |
| Mutual of America Capital Management LLC | 53,985 | $57.5M | 0.56% | −748−1.4% | Reduced |
| Investment Management Corp of Ontario | 54,182 | $57.7M | 0.73% | −845−1.5% | Reduced |
| Nippon Life Global Investors Americas, Inc. | 54,360 | $57.9M | 2.30% | −2,240−4.0% | Reduced |
| Willis Investment Counsel | 54,570 | $58.1M | 2.77% | +4,884+9.8% | Added |
| Groupe la Francaise | 55,840 | $59.0M | 0.73% | +1,620+3.0% | Added |
| AE Wealth Management LLC | 55,707 | $59.3M | 0.28% | +30,157+118.0% | Added |
| Federated Hermes, Inc. | 55,734 | $59.4M | 0.09% | +52,636+1,699.0% | Added |
| Westchester Capital Management, Inc. | 55,808 | $59.4M | 10.70% | −3,054−5.2% | Reduced |
| HM Payson & Co | 56,006 | $59.6M | 0.79% | −53,259−48.7% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 56,008 | $59.6M | 0.39% | −2,570−4.4% | Reduced |
| USS Investment Management Ltd | 56,034 | $59.6M | 0.24% | −2,320−4.0% | Reduced |
| Nichols & Pratt Advisers LLP | 56,535 | $60.2M | 3.66% | −1,186−2.1% | Reduced |
| Oregon Public Employees Retirement Fund | 56,630 | $60.3M | 0.65% | +3,301+6.2% | Added |
| TCW Group Inc | 56,805 | $60.5M | 0.41% | +10,748+23.3% | Added |
| Stephens Inc | 56,857 | $60.5M | 0.68% | +551+1.0% | Added |
| Pinnacle Financial Partners, Inc. | 57,226 | $60.9M | 0.42% | −531−0.9% | Reduced |
| Fiduciary Trust Co | 57,923 | $61.7M | 0.67% | −3,389−5.5% | Reduced |
| Aptus Capital Advisors, LLC | 58,020 | $61.8M | 0.45% | −20,765−26.4% | Reduced |
| Blackhill Capital Inc | 59,500 | $63.4M | 2.63% | 00.0% | Unchanged |
| Ethic Inc. | 59,981 | $63.9M | 0.80% | +3,826+6.8% | Added |
| CSM Advisors, LLC | 60,087 | $64.0M | 1.37% | −10,545−14.9% | Reduced |
| Oppenheimer Asset Management Inc. | 60,788 | $64.7M | 0.67% | +512+0.8% | Added |
| Vaughan David Investments LLC | 61,062 | $65.0M | 1.29% | −4,980−7.5% | Reduced |
| Ossiam | 61,630 | $65.6M | 0.87% | +61,630 | New |
| ASR Vermogensbeheer N.V. | 61,741 | $65.7M | 0.68% | +5,166+9.1% | Added |
| Main Street Research LLC | 61,759 | $65.8M | 3.10% | +649+1.1% | Added |
| Yousif Capital Management, LLC | 62,531 | $66.6M | 0.75% | −6,526−9.5% | Reduced |
| Artisan Partners Limited Partnership | 62,605 | $66.7M | 0.11% | −87,078−58.2% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 62,731 | $66.8M | 0.58% | +2,590+4.3% | Added |
| Scotia Capital Inc. | 63,204 | $67.3M | 0.25% | −1,134−1.8% | Reduced |
| Levin Capital Strategies, L.P. | 63,309 | $67.4M | 4.53% | −1,091−1.7% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 63,457 | $67.6M | 1.18% | +2,861+4.7% | Added |
| Nissay Asset Management Corp | 63,656 | $67.8M | 0.29% | +1,537+2.5% | Added |
| Factory Mutual Insurance Co | 64,000 | $68.2M | 0.64% | −100−0.2% | Reduced |
| Peapack Gladstone Financial Corp | 64,086 | $68.2M | 0.78% | −1,182−1.8% | Reduced |
| New York Life Investment Management LLC | 64,152 | $68.3M | 0.48% | −467−0.7% | Reduced |
| MAI Capital Management | 65,076 | $69.3M | 0.26% | +7,242+12.5% | Added |
| Private Advisor Group, LLC | 65,219 | $69.5M | 0.32% | −19,296−22.8% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 65,500 | $69.8M | 0.47% | −3,300−4.8% | Reduced |
| Regions Financial Corp | 66,531 | $70.8M | 0.42% | −998−1.5% | Reduced |
| Marco Investment Management LLC | 67,255 | $71.6M | 4.71% | −2,370−3.4% | Reduced |
| Glenview Trust Co | 67,529 | $71.9M | 0.99% | −384−0.6% | Reduced |
| CWM Advisors, LLC | 67,536 | $71.9M | 2.95% | +2,150+3.3% | Added |
| Ausdal Financial Partners, Inc. | 67,574 | $72.0M | 2.82% | −446−0.7% | Reduced |
| Union Bancaire Privee, UBP SA | 65,464 | $72.3M | 1.12% | +12,416+23.4% | Added |
| Umb Bank N A | 68,125 | $72.5M | 0.92% | −770−1.1% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 68,246 | $72.7M | 0.55% | −3,032−4.3% | Reduced |
| Pathstone Holdings, LLC | 68,433 | $73.1M | 0.21% | +3,680+5.7% | Added |
| Advisors Capital Management, LLC | 68,734 | $73.2M | 0.77% | −3,892−5.4% | Reduced |
| Utah Retirement Systems | 68,969 | $73.4M | 0.70% | −6,313−8.4% | Reduced |