Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 22 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +349 vs. Q1 2026
- Shares held
- 330.6M
- −492.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 453
- 1,440 more added
- Sold out
- 104
- 1,609 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Banque Cantonale Vaudoise | 26,812 | $28.6M | 1.11% | −1,025−3.7% | Reduced |
| Kanawha Capital Management LLC | 26,940 | $28.7M | 1.87% | −438−1.6% | Reduced |
| BLB&B Advisors, LLC | 27,011 | $28.8M | 1.05% | −362−1.3% | Reduced |
| Erste Asset Management GmbH | 27,844 | $28.8M | 0.22% | −3,583−11.4% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 27,092 | $28.9M | 0.09% | −212−0.8% | Reduced |
| Exchange Traded Concepts, LLC | 27,397 | $29.2M | 0.14% | +1,997+7.9% | Added |
| Simplicity Wealth,LLC | 27,639 | $29.4M | 0.99% | +23,563+578.1% | Added |
| Drexel Morgan & Co. | 27,886 | $29.7M | 4.13% | 00.0% | Unchanged |
| Crossmark Global Holdings, Inc. | 27,898 | $29.7M | 0.39% | +1,129+4.2% | Added |
| Vinva Investment Management Ltd | 29,344 | $30.3M | 0.20% | +9,688+49.3% | Added |
| Trexquant Investment LP | 28,498 | $30.3M | 0.19% | +28,498 | New |
| Dearborn Partners LLC | 28,618 | $30.5M | 1.73% | −25−0.1% | Reduced |
| Whittier Trust Co of Nevada Inc | 32,644 | $30.7M | 0.57% | −832−2.5% | Reduced |
| Wealth High Governance Asset Management Ltda. | 28,960 | $30.8M | 3.28% | +28,960 | New |
| LS Investment Advisors, LLC | 29,101 | $31.0M | 4.20% | −748−2.5% | Reduced |
| Kentucky Retirement Systems | 29,232 | $31.1M | 0.77% | −23,307−44.4% | Reduced |
| Illinois Municipal Retirement Fund | 29,437 | $31.3M | 0.35% | +2,399+8.9% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 29,516 | $31.4M | 2.57% | −618−2.1% | Reduced |
| Stockman Wealth Management, Inc. | 29,686 | $31.6M | 3.27% | −4,205−12.4% | Reduced |
| Telemark Asset Management, LLC | 30,000 | $31.9M | 2.31% | 00.0% | Unchanged |
| iA Global Asset Management Inc. | 30,128 | $32.1M | 0.38% | −4,719−13.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 32,457 | $32.2M | 0.05% | −552−1.7% | Reduced |
| Atlantic Union Bankshares Corp | 30,372 | $32.3M | 0.54% | +1,955+6.9% | Added |
| Harvest Portfolios Group Inc. | 30,465 | $32.4M | 0.46% | −10,436−25.5% | Reduced |
| Horizon Investments, LLC | 30,577 | $32.5M | 0.36% | +7,717+33.8% | Added |
| Abn Amro Investment Solutions | 30,796 | $32.8M | 0.28% | +4,881+18.8% | Added |
| Freestone Capital Holdings, LLC | 30,915 | $32.9M | 0.86% | +1,174+3.9% | Added |
| Cutler Investment Counsel LLC | 30,925 | $32.9M | 3.10% | −6,898−18.2% | Reduced |
| Independent Advisor Alliance | 31,375 | $33.4M | 0.78% | −755−2.3% | Reduced |
| Mission Wealth Management, LP | 31,425 | $33.5M | 0.42% | +21,348+211.8% | Added |
| Eagle Global Advisors LLC | 31,587 | $33.6M | 1.11% | −70.0% | Reduced |
| Jacobs & Co | 31,867 | $33.9M | 2.91% | −2,109−6.2% | Reduced |
| Adams Diversified Equity Fund, Inc. | 32,000 | $34.1M | 1.04% | +32,000 | New |
| SlateStone Wealth, LLC | 32,129 | $34.2M | 2.62% | −2,178−6.3% | Reduced |
| Pittenger & Anderson Inc | 32,619 | $34.7M | 1.24% | −900−2.7% | Reduced |
| Park Avenue Securities LLC | 32,641 | $34.8M | 0.22% | +2,517+8.4% | Added |
| Norinchukin Bank, The | 32,691 | $34.8M | 0.34% | −3,901−10.7% | Reduced |
| Quilter Plc | 32,701 | $34.8M | 0.52% | −1,381−4.1% | Reduced |
| Jamison Private Wealth Management, Inc. | 32,765 | $34.9M | 3.62% | −209−0.6% | Reduced |
| Soros Capital Management LLC | 32,800 | $34.9M | 6.25% | +16,300+98.8% | Added |
| Meridian Wealth Management, LLC | 33,139 | $35.3M | 1.09% | +363+1.1% | Added |
| Valeo Financial Advisors, LLC | 33,191 | $35.3M | 0.75% | +11,087+50.2% | Added |
| Equitable Holdings, Inc. | 33,278 | $35.4M | 0.21% | −2,896−8.0% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 33,517 | $35.7M | 0.83% | +1,427+4.4% | Added |
| Lee Danner & Bass Inc | 33,931 | $36.1M | 2.08% | −2,353−6.5% | Reduced |
| Turtle Creek Wealth Advisors, LLC | 34,662 | $36.9M | 1.95% | +815+2.4% | Added |
| EP Wealth Advisors, LLC | 34,715 | $37.0M | 0.14% | +12,306+54.9% | Added |
| First National Trust Co | 35,011 | $37.3M | 1.27% | −5,972−14.6% | Reduced |
| Capital Investment Advisors, LLC | 35,169 | $37.5M | 0.49% | −463−1.3% | Reduced |
| Allianz SE | 35,209 | $37.5M | 0.40% | −1,584−4.3% | Reduced |
| Central Trust Co | 35,266 | $37.6M | 0.68% | −343−1.0% | Reduced |
| Pacer Advisors, Inc. | 35,646 | $38.0M | 0.10% | +7,020+24.5% | Added |
| Bokf, NA | 35,958 | $38.3M | 0.53% | +7,195+25.0% | Added |
| Mizuho Securities USA LLC | 36,059 | $38.4M | 0.62% | +7,930+28.2% | Added |
| Lyell Wealth Management, LP | 36,103 | $38.4M | 2.36% | −891−2.4% | Reduced |
| Gulf International Bank (UK) Ltd | 36,242 | $38.6M | 0.76% | +56+0.2% | Added |
| Elo Mutual Pension Insurance Co | 36,253 | $38.6M | 0.50% | +13,783+61.3% | Added |
| Prime Capital Investment Advisors, LLC | 36,374 | $38.7M | 0.38% | +6,759+22.8% | Added |
| Integrated Wealth Concepts LLC | 36,447 | $38.8M | 0.25% | +12,124+49.8% | Added |
| Panagora Asset Management Inc | 36,548 | $38.9M | 0.12% | +24,763+210.1% | Added |
| Teachers Retirement System of the State of Kentucky | 36,669 | $39.0M | 0.27% | −375−1.0% | Reduced |
| Summit Financial, LLC | 37,003 | $39.4M | 0.43% | +138+0.4% | Added |
| Kestra Private Wealth Services, LLC | 37,023 | $39.4M | 0.43% | −2,000−5.1% | Reduced |
| King Luther Capital Management Corp | 37,034 | $39.4M | 0.16% | −861−2.3% | Reduced |
| Kepler Cheuvreux (Suisse) SA | 37,181 | $39.6M | 2.27% | +6,551+21.4% | Added |
| Citizens Financial Group Inc | 37,369 | $39.8M | 0.48% | +1,213+3.4% | Added |
| Clear Harbor Asset Management, LLC | 37,448 | $39.9M | 2.49% | −562−1.5% | Reduced |
| Clifford Swan Investment Counsel LLC | 37,571 | $40.0M | 1.29% | −229−0.6% | Reduced |
| Ieq Capital, LLC | 37,710 | $40.2M | 0.19% | +5,898+18.5% | Added |
| Culbertson A N & Co Inc | 37,820 | $40.3M | 4.69% | −1,862−4.7% | Reduced |
| Atwater Malick LLC | 37,866 | $40.3M | 8.78% | −155−0.4% | Reduced |
| Harbour Investments, Inc. | 37,977 | $40.4M | 0.54% | +509+1.4% | Added |
| Parsons Capital Management Inc | 38,140 | $40.6M | 1.84% | +485+1.3% | Added |
| Welch Group, LLC | 38,163 | $40.6M | 1.39% | −945−2.4% | Reduced |
| Farther Finance Advisors, LLC | 38,184 | $40.6M | 0.32% | +4,280+12.6% | Added |
| Brookstone Capital Management | 38,296 | $40.8M | 0.41% | −22,324−36.8% | Reduced |
| Raiffeisen Bank International AG | 39,500 | $40.8M | 0.48% | +27,444+227.6% | Added |
| NBT Bank N A | 38,438 | $40.9M | 2.71% | −1,639−4.1% | Reduced |
| Park National Corp | 38,487 | $41.0M | 1.15% | −3,209−7.7% | Reduced |
| Candriam Luxembourg S.C.A. | 38,579 | $41.0M | 0.18% | −392−1.0% | Reduced |
| Birmingham Capital Management Co Inc | 38,575 | $41.1M | 15.62% | −548−1.4% | Reduced |
| Fideuram Asset Management (Ireland) dac | 44,899 | $41.1M | 0.80% | +36,080+409.1% | Added |
| Associated Banc-Corp | 38,746 | $41.3M | 0.98% | −1,236−3.1% | Reduced |
| Intech Investment Management LLC | 39,037 | $41.6M | 0.38% | −14,828−27.5% | Reduced |
| Silvercrest Asset Management Group LLC | 39,240 | $41.8M | 0.27% | −6,124−13.5% | Reduced |
| Moran Wealth Management, LLC | 39,277 | $41.8M | 1.14% | −8,046−17.0% | Reduced |
| Sanibel Captiva Trust Company, Inc. | 39,383 | $41.9M | 1.04% | +206+0.5% | Added |
| Dodge & Cox | 39,404 | $42.0M | 0.02% | −590−1.5% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 39,506 | $42.1M | 3.99% | −10,248−20.6% | Reduced |
| Callahan Advisors, LLC | 39,578 | $42.1M | 3.18% | −4,862−10.9% | Reduced |
| Benjamin Edwards Inc | 39,839 | $42.4M | 0.39% | −1,220−3.0% | Reduced |
| Rheos Capital Works Inc. | 40,000 | $42.6M | 2.43% | −30,000−42.9% | Reduced |
| Braun Stacey Associates Inc | 40,049 | $42.6M | 1.21% | +1,220+3.1% | Added |
| Noesis Capital Mangement Corp | 40,173 | $42.8M | 5.14% | −643−1.6% | Reduced |
| Wharton Business Group, LLC | 40,314 | $42.9M | 1.44% | −6,765−14.4% | Reduced |
| LaFleur & Godfrey LLC | 40,343 | $43.0M | 5.10% | −5,738−12.5% | Reduced |
| Omers Administration Corp | 40,416 | $43.0M | 0.26% | +919+2.3% | Added |
| Stillwater Capital Advisors, LLC | 40,469 | $43.1M | 4.39% | −389−1.0% | Reduced |
| Summit Trail Advisors, LLC | 40,488 | $43.1M | 0.54% | −759−1.8% | Reduced |
| Advisory Services Network, LLC | 40,635 | $43.3M | 0.49% | −185−0.5% | Reduced |