Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 9 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +348 vs. Q1 2026
- Shares held
- 330.6M
- −493.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 452
- 1,440 more added
- Sold out
- 104
- 1,610 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Compagnie Lombard Odier SCmA | 5,149 | $5.48M | 0.06% | −10−0.2% | Reduced |
| Forum Financial Management, LP | 5,159 | $5.49M | 0.07% | +291+6.0% | Added |
| Root Financial Partners, LLC | 5,180 | $5.52M | 0.21% | +217+4.4% | Added |
| Kercheville Advisors, LLC | 5,190 | $5.53M | 1.68% | +2,325+81.2% | Added |
| Cypress Capital Group | 5,197 | $5.53M | 0.52% | +972+23.0% | Added |
| Wealth Architects, LLC | 5,202 | $5.54M | 0.44% | −586−10.1% | Reduced |
| Roman Butler Fullerton & Co | 5,948 | $5.54M | 1.32% | +585+10.9% | Added |
| International Assets Investment Management, LLC | 5,602 | $5.55M | 0.33% | −302−5.1% | Reduced |
| Redmond Asset Management, LLC | 5,221 | $5.56M | 1.39% | −160−3.0% | Reduced |
| Checchi Capital Advisers, LLC | 5,247 | $5.59M | 0.36% | −33−0.6% | Reduced |
| First Horizon Corp | 5,248 | $5.59M | 0.22% | −152−2.8% | Reduced |
| Connecticut Wealth Management, LLC | 5,248 | $5.59M | 0.21% | −19−0.4% | Reduced |
| Watershed Private Wealth LLC | 5,254 | $5.59M | 1.58% | −20−0.4% | Reduced |
| Everhart Financial Group, Inc. | 5,258 | $5.60M | 0.36% | −52−1.0% | Reduced |
| Grimes & Company, Inc. | 5,291 | $5.63M | 0.12% | +62+1.2% | Added |
| Ti-Trust, Inc | 5,344 | $5.69M | 3.06% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 5,356 | $5.70M | 0.16% | +145+2.8% | Added |
| Norden Group LLC | 5,360 | $5.71M | 0.47% | −10.0% | Reduced |
| Woodmont Investment Counsel LLC | 5,372 | $5.72M | 0.31% | −56−1.0% | Reduced |
| CNB Bank | 5,378 | $5.73M | 2.23% | −775−12.6% | Reduced |
| Victrix Investment Advisors | 5,385 | $5.73M | 2.40% | −34−0.6% | Reduced |
| Papp L Roy & Associates | 5,387 | $5.74M | 0.60% | +270+5.3% | Added |
| Alaethes Wealth LLC | 5,390 | $5.74M | 1.67% | −45−0.8% | Reduced |
| Parametrica Management Ltd | 5,400 | $5.75M | 4.51% | −1,600−22.9% | Reduced |
| Mayflower Financial Advisors, LLC | 5,417 | $5.77M | 0.50% | +310+6.1% | Added |
| Gen-Wealth Partners Inc | 5,425 | $5.78M | 1.61% | −191−3.4% | Reduced |
| Silverlake Wealth Management LLC | 5,429 | $5.78M | 1.11% | −54−1.0% | Reduced |
| Chapin Davis, Inc. | 5,445 | $5.80M | 1.02% | −780−12.5% | Reduced |
| Colonial Trust Co | 5,451 | $5.81M | 0.74% | +858+18.7% | Added |
| Smithfield Trust Co | 5,458 | $5.81M | 0.23% | −5−0.1% | Reduced |
| Permanent Capital Management, LP | 5,465 | $5.82M | 0.78% | −152−2.7% | Reduced |
| TD Private Client Wealth LLC | 5,474 | $5.83M | 0.11% | +612+12.6% | Added |
| Kinloch Capital, LLC | 5,476 | $5.83M | 2.13% | −592−9.8% | Reduced |
| Garde Capital, Inc. | 5,482 | $5.84M | 0.26% | +20+0.4% | Added |
| Parkside Financial Bank & Trust | 5,483 | $5.84M | 0.40% | −9−0.2% | Reduced |
| Financial Plan, Inc. | 5,511 | $5.87M | 0.56% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 5,513 | $5.87M | 1.09% | −72−1.3% | Reduced |
| Security National Bank | 5,549 | $5.91M | 0.71% | −42−0.8% | Reduced |
| Bartlett & Co. Wealth Management LLC | 5,555 | $5.92M | 0.07% | +157+2.9% | Added |
| Trueblood Wealth Management, LLC | 5,559 | $5.92M | 2.07% | −36−0.6% | Reduced |
| Drive Wealth Management, LLC | 5,579 | $5.94M | 1.06% | +204+3.8% | Added |
| Rexford Capital Inc | 5,585 | $5.95M | 3.65% | −4−0.1% | Reduced |
| Oxbow Advisors, LLC | 5,587 | $5.95M | 0.48% | +372+7.1% | Added |
| First National Bank & Trust Co of Newtown | 7,317 | $5.96M | 1.21% | −4−0.1% | Reduced |
| Sitrin Capital Management LLC | 5,614 | $5.98M | 2.65% | +5,614 | New |
| Arrow Financial Corp | 5,633 | $6.00M | 0.54% | −286−4.8% | Reduced |
| FLC Capital Advisors | 5,638 | $6.00M | 0.98% | −150−2.6% | Reduced |
| Sierra Summit Advisors LLC | 5,652 | $6.02M | 0.67% | +105+1.9% | Added |
| Fairvoy Private Wealth, LLC | 5,666 | $6.03M | 1.22% | +3,845+211.1% | Added |
| First Citizens Bank & Trust Co | 5,666 | $6.03M | 0.09% | +512+9.9% | Added |
| Bragg Financial Advisors, Inc | 5,666 | $6.03M | 0.16% | +14+0.2% | Added |
| Apella Capital, LLC | 6,429 | $6.04M | 0.09% | +62+1.0% | Added |
| Family Management Corp | 5,697 | $6.07M | 0.64% | −141−2.4% | Reduced |
| Stone Point Wealth LLC | 5,707 | $6.08M | 1.54% | −438−7.1% | Reduced |
| Nations Financial Group Inc, | 5,718 | $6.09M | 0.29% | −123−2.1% | Reduced |
| Am Investment Strategies LLC | 5,719 | $6.09M | 1.17% | −22−0.4% | Reduced |
| Cordatus Wealth Management LLC | 5,720 | $6.09M | 1.34% | −60−1.0% | Reduced |
| Kentucky Trust Co | 5,734 | $6.11M | 2.94% | −90−1.5% | Reduced |
| Capital Investment Advisory Services, LLC | 5,760 | $6.13M | 0.38% | +276+5.0% | Added |
| SeaCrest Wealth Management, LLC | 5,763 | $6.14M | 0.68% | −1,718−23.0% | Reduced |
| Leelyn Smith, LLC | 5,765 | $6.14M | 0.75% | +295+5.4% | Added |
| Hilltop Holdings Inc. | 5,776 | $6.15M | 0.50% | +419+7.8% | Added |
| Compass Financial Management LLC | 6,752 | $6.16M | 0.75% | +6,752 | New |
| Investment House LLC | 5,798 | $6.17M | 0.28% | −10−0.2% | Reduced |
| Gateway Wealth Partners, LLC | 5,799 | $6.18M | 0.37% | −5,053−46.6% | Reduced |
| Wilson & Boucher Capital Management, LLC | 5,802 | $6.18M | 3.63% | −50−0.9% | Reduced |
| Hel Ved Capital Management Ltd | 5,810 | $6.19M | 0.87% | +5,810 | New |
| JFS Wealth Advisors, LLC | 5,812 | $6.19M | 0.31% | −143−2.4% | Reduced |
| Heritage Wealth Management, Inc. | 5,813 | $6.19M | 1.54% | +5,813 | New |
| Beaton Management Co. Inc. | 5,815 | $6.19M | 2.52% | +82+1.4% | Added |
| Financial Enhancement Group LLC | 5,851 | $6.23M | 0.74% | −1,423−19.6% | Reduced |
| BCM Advisors, LLC | 7,049 | $6.26M | 1.22% | +10.0% | Added |
| Ar Asset Management Inc | 5,900 | $6.28M | 1.15% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 5,911 | $6.29M | 0.21% | 00.0% | Unchanged |
| Cornerstone Planning, LLC | 5,926 | $6.31M | 1.46% | −12−0.2% | Reduced |
| Milestone Asset Management, LLC | 5,933 | $6.32M | 0.99% | −978−14.2% | Reduced |
| First Manhattan Co | 5,942 | $6.33M | 0.02% | −26−0.4% | Reduced |
| Trust Investment Advisors | 5,966 | $6.35M | 3.03% | −21−0.4% | Reduced |
| Cove Private Wealth, LLC | 5,968 | $6.36M | 1.23% | +1,330+28.7% | Added |
| Osborne Partners Capital Management, LLC | 5,970 | $6.36M | 0.35% | −175−2.8% | Reduced |
| Brady Family Wealth, LLC | 5,978 | $6.37M | 1.84% | −91−1.5% | Reduced |
| Clear Street Group Inc. | 5,984 | $6.37M | 0.02% | +5,984 | New |
| Nwam LLC | 5,995 | $6.38M | 0.32% | +502+9.1% | Added |
| Frank, Rimerman Advisors LLC | 6,001 | $6.39M | 0.36% | +40+0.7% | Added |
| Berkshire Bank | 6,009 | $6.40M | 1.22% | −323−5.1% | Reduced |
| Fisher Funds Management LTD | 6,023 | $6.41M | 0.18% | −4,000−39.9% | Reduced |
| Seizert Capital Partners, LLC | 6,023 | $6.41M | 0.26% | 00.0% | Unchanged |
| Bridges Investment Management Inc | 6,029 | $6.42M | 0.08% | +78+1.3% | Added |
| Bernard Wealth Management Corp. | 6,033 | $6.42M | 2.37% | −213−3.4% | Reduced |
| Allegheny Financial Group LTD | 6,086 | $6.48M | 0.69% | −236−3.7% | Reduced |
| Verition Fund Management LLC | 6,101 | $6.50M | 0.05% | +1,109+22.2% | Added |
| Umpqua Bank | 6,115 | $6.51M | 1.46% | −127−2.0% | Reduced |
| Massachusetts Wealth Management | 6,141 | $6.54M | 2.49% | −5−0.1% | Reduced |
| IFC Advisors LLC | 6,145 | $6.54M | 0.83% | −383−5.9% | Reduced |
| Ellis Investment Partners, LLC | 6,148 | $6.55M | 0.99% | +123+2.0% | Added |
| Nan Shan Life Insurance Co., Ltd. | 6,149 | $6.55M | 0.21% | +6,149 | New |
| Crawford Investment Counsel Inc | 6,150 | $6.55M | 0.11% | −28−0.5% | Reduced |
| Triangle Securities Wealth Management | 6,161 | $6.56M | 1.30% | −192−3.0% | Reduced |
| Courier Capital LLC | 6,161 | $6.56M | 0.33% | −193−3.0% | Reduced |
| Hixon Zuercher, LLC | 6,162 | $6.56M | 1.93% | −3,362−35.3% | Reduced |