Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 9 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +348 vs. Q1 2026
- Shares held
- 330.6M
- −493.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 452
- 1,440 more added
- Sold out
- 104
- 1,610 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Flagship Harbor Advisors, LLC | 4,448 | $4.74M | 0.18% | +8+0.2% | Added |
| Old West Investment Management, LLC | 4,458 | $4.75M | 0.50% | 00.0% | Unchanged |
| SS&H Financial Advisors, Inc. | 4,475 | $4.76M | 1.22% | +4,475 | New |
| Trust Point Inc. | 4,478 | $4.77M | 0.40% | +210+4.9% | Added |
| First Foundation Advisors | 4,478 | $4.77M | 0.17% | +374+9.1% | Added |
| Wealth Alliance Advisory Group, LLC | 4,490 | $4.78M | 0.69% | +671+17.6% | Added |
| Platinum Investment Management Ltd | 4,500 | $4.79M | 1.18% | −4,000−47.1% | Reduced |
| Lawood & Co | 4,507 | $4.80M | 3.25% | −399−8.1% | Reduced |
| LSV Asset Management | 4,517 | $4.81M | 0.01% | +10.0% | Added |
| RKL Wealth Management LLC | 4,521 | $4.81M | 0.38% | +140+3.2% | Added |
| Boston Family Office LLC | 4,528 | $4.82M | 0.29% | −34−0.7% | Reduced |
| LOM Asset Management Ltd | 4,531 | $4.83M | 1.25% | −985−17.9% | Reduced |
| Norway Savings Bank | 4,557 | $4.85M | 2.03% | −229−4.8% | Reduced |
| DB&C Advisors, LLC | 4,562 | $4.86M | 5.26% | +4+0.1% | Added |
| New Republic Capital, LLC | 4,563 | $4.86M | 1.12% | +2,496+120.8% | Added |
| Carnegie Capital Asset Management, LLC | 4,563 | $4.86M | 0.10% | +602+15.2% | Added |
| Quintet Private Bank (Europe) S.A. | 4,565 | $4.86M | 0.30% | −91−2.0% | Reduced |
| SCS Capital Management LLC | 4,569 | $4.87M | 0.05% | −396−8.0% | Reduced |
| Krilogy Financial LLC | 4,572 | $4.87M | 0.14% | −170−3.6% | Reduced |
| Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies | 4,573 | $4.87M | 3.83% | 00.0% | Unchanged |
| Valmark Advisers, Inc. | 4,580 | $4.88M | 0.05% | −26−0.6% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,586 | $4.88M | 3.37% | −65−1.4% | Reduced |
| RS Crum Inc. | 4,589 | $4.89M | 0.92% | +159+3.6% | Added |
| Patriot Financial Group Insurance Agency, LLC | 4,599 | $4.90M | 0.50% | −4,369−48.7% | Reduced |
| West Branch Capital LLC | 4,606 | $4.90M | 1.14% | +130+2.9% | Added |
| Csenge Advisory Group | 4,610 | $4.91M | 0.20% | −211−4.4% | Reduced |
| Capital Advisors Inc | 4,618 | $4.92M | 0.07% | +244+5.6% | Added |
| Beck Capital Management, LLC | 4,622 | $4.92M | 0.91% | +177+4.0% | Added |
| Resources Management Corp | 4,650 | $4.95M | 0.62% | −230−4.7% | Reduced |
| Apollon Financial, LLC | 4,662 | $4.96M | 0.59% | +6+0.1% | Added |
| Westover Capital Advisors, LLC | 4,676 | $4.98M | 0.83% | 00.0% | Unchanged |
| Fulton Bank, N.A. | 4,676 | $4.98M | 0.15% | +515+12.4% | Added |
| Edmond de Rothschild Holding S.A. | 4,677 | $4.98M | 0.07% | +670+16.7% | Added |
| Atlas Brown,Inc. | 4,680 | $4.98M | 1.34% | −121−2.5% | Reduced |
| EPG Wealth Management LLC | 4,685 | $4.99M | 1.20% | −13−0.3% | Reduced |
| Cooper Financial Group | 4,694 | $5.00M | 0.41% | +346+8.0% | Added |
| Glen Eagle Advisors, LLC | 4,714 | $5.02M | 0.63% | −8−0.2% | Reduced |
| CFM Wealth Partners LLC | 4,738 | $5.05M | 0.64% | −50−1.0% | Reduced |
| Delta Investment Management, LLC | 4,743 | $5.05M | 0.83% | +763+19.2% | Added |
| WBH Advisory Inc | 4,745 | $5.05M | 0.34% | −133−2.7% | Reduced |
| Vision Retirement, LLC | 4,753 | $5.06M | 1.22% | +247+5.5% | Added |
| Rossmore Private Capital | 4,759 | $5.07M | 0.41% | +3+0.1% | Added |
| MASTERINVEST Kapitalanlage GmbH | 4,772 | $5.08M | 0.44% | −476−9.1% | Reduced |
| Camden Capital, LLC | 4,773 | $5.08M | 0.25% | −141−2.9% | Reduced |
| Thompson Siegel & Walmsley LLC | 4,790 | $5.10M | 0.09% | −936−16.3% | Reduced |
| Haverford Trust Co | 4,792 | $5.10M | 0.04% | +190+4.1% | Added |
| Guardian Investment Management | 4,800 | $5.11M | 3.50% | 00.0% | Unchanged |
| Princeton Capital Management LLC | 4,801 | $5.11M | 1.15% | 00.0% | Unchanged |
| Westpac Banking Corp | 4,802 | $5.11M | 0.31% | −1,126−19.0% | Reduced |
| Benedict Financial Advisors Inc | 4,826 | $5.14M | 1.00% | −103−2.1% | Reduced |
| Perkins Coie Trust Co | 4,828 | $5.14M | 0.85% | −491−9.2% | Reduced |
| Myriad Asset Management Advisors LLC | 4,836 | $5.15M | 1.22% | −1,142−19.1% | Reduced |
| Journey Advisory Group, LLC | 4,838 | $5.15M | 0.39% | +114+2.4% | Added |
| Stanley-Laman Group, Ltd. | 4,839 | $5.15M | 0.52% | 00.0% | Unchanged |
| Bahl & Gaynor Inc | 4,859 | $5.17M | 0.02% | −19−0.4% | Reduced |
| Harbor Group, Inc. | 4,869 | $5.18M | 0.61% | −11−0.2% | Reduced |
| Precedent Wealth Partners, LLC | 4,871 | $5.19M | 0.86% | +420+9.4% | Added |
| Arbor Trust Wealth Advisors, LLC | 4,871 | $5.19M | 2.09% | −255−5.0% | Reduced |
| Pallas Capital Advisors LLC | 4,875 | $5.19M | 0.16% | +22+0.5% | Added |
| Elite Wealth Management, Inc. | 4,882 | $5.20M | 1.54% | +2,310+89.8% | Added |
| TIAA Wealth Investment Management LLC | 4,887 | $5.20M | 0.03% | +238+5.1% | Added |
| Vaquero Private Wealth, Ltd | 4,890 | $5.21M | 1.07% | +4,890 | New |
| Q3 Asset Management | 4,913 | $5.23M | 0.96% | +4,913 | New |
| Hollencrest Capital Management | 4,929 | $5.25M | 0.34% | +3,563+260.8% | Added |
| Next Century Growth Investors LLC | 4,932 | $5.25M | 0.28% | −2,062−29.5% | Reduced |
| Ledyard National Bank | 4,946 | $5.27M | 0.42% | −6,153−55.4% | Reduced |
| United Bank | 4,949 | $5.27M | 1.60% | +32+0.7% | Added |
| Qtron Investments LLC | 4,951 | $5.27M | 0.70% | −806−14.0% | Reduced |
| Capital International Ltd | 4,986 | $5.31M | 0.17% | −11,182−69.2% | Reduced |
| E Fund Management Co., Ltd. | 4,998 | $5.32M | 0.12% | +82+1.7% | Added |
| Gryphon Financial Partners LLC | 5,000 | $5.32M | 0.47% | +918+22.5% | Added |
| Alight Capital Management LP | 5,000 | $5.32M | 0.87% | −5,000−50.0% | Reduced |
| Zions Bancorporation, National Association | 5,001 | $5.33M | 0.32% | +2,349+88.6% | Added |
| PCM Encore, LLC | 5,019 | $5.34M | 0.94% | −92−1.8% | Reduced |
| Isthmus Partners, LLC | 5,022 | $5.35M | 0.52% | −23−0.5% | Reduced |
| Crown Oak Advisors, LLC | 5,034 | $5.36M | 2.50% | −787−13.5% | Reduced |
| Tortoise Capital Advisors, L.L.C. | 5,036 | $5.36M | 0.05% | +2,280+82.7% | Added |
| Xcel Wealth Management, LLC | 5,042 | $5.37M | 1.28% | −34−0.7% | Reduced |
| Diversify Wealth Management, LLC | 6,151 | $5.37M | 0.09% | +670+12.2% | Added |
| Diversify Advisory Services, LLC | 6,151 | $5.37M | 0.09% | +4,901+392.1% | Added |
| Catalyst Financial Partners LLC | 5,050 | $5.38M | 0.53% | +11+0.2% | Added |
| RMR Wealth Builders | 5,057 | $5.39M | 0.33% | +3,213+174.2% | Added |
| Itau Unibanco Holding S.A. | 5,062 | $5.39M | 0.11% | 00.0% | Unchanged |
| BOS Asset Management, LLC | 5,064 | $5.39M | 1.25% | −639−11.2% | Reduced |
| Beacon Investment Advisors LLC | 5,073 | $5.40M | 1.70% | −5−0.1% | Reduced |
| Left Brain Wealth Management, LLC | 5,078 | $5.41M | 1.63% | +368+7.8% | Added |
| Orleans Capital Management Corp | 5,091 | $5.42M | 2.80% | +213+4.4% | Added |
| ARS Wealth Advisors Group, LLC | 5,097 | $5.43M | 0.42% | +51+1.0% | Added |
| HCR Wealth Advisors | 5,099 | $5.43M | 0.49% | +39+0.8% | Added |
| WD Rutherford LLC | 5,102 | $5.43M | 1.97% | −149−2.8% | Reduced |
| Eldridge Investment Advisors, Inc. | 5,105 | $5.44M | 1.08% | −26−0.5% | Reduced |
| Biltmore Family Office, LLC | 5,108 | $5.44M | 0.71% | −878−14.7% | Reduced |
| HHM Wealth Advisors, LLC | 5,112 | $5.44M | 0.55% | +15+0.3% | Added |
| Stratos Wealth Advisors, LLC | 5,128 | $5.46M | 0.30% | +130+2.6% | Added |
| Core Wealth Advisors, Inc. | 5,133 | $5.47M | 1.10% | −20−0.4% | Reduced |
| Advisor OS, LLC | 5,133 | $5.47M | 0.36% | +740+16.8% | Added |
| Joel Isaacson & Co., LLC | 5,136 | $5.47M | 0.16% | +520+11.3% | Added |
| True North Advisors, LLC | 5,142 | $5.48M | 0.52% | −23−0.4% | Reduced |
| Amussen Hunsaker Associates LLC | 5,143 | $5.48M | 0.53% | −20.0% | Reduced |
| Northern Financial Advisors Inc | 5,147 | $5.48M | 3.63% | −15−0.3% | Reduced |