Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2026
Institutional positions in Caterpillar Inc as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
Q3 2026 data is still coming in: 9 institutions have reported holding CAT so far. See Q3 2026
- Institutional holders
- 4,070
- +348 vs. Q1 2026
- Shares held
- 330.6M
- −493.2K (−0.1%) vs. Q1 2026
- Total value
- $351.1B
- +$119.4B (+51.5%) vs. Q1 2026
- New holders
- 452
- 1,440 more added
- Sold out
- 104
- 1,610 more reduced
51 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Continuum Advisory, LLC | 3,824 | $4.07M | 0.33% | −40−1.0% | Reduced |
| Institute for Wealth Management, LLC. | 3,838 | $4.09M | 0.36% | −602−13.6% | Reduced |
| Everett Harris & Co | 3,842 | $4.09M | 0.05% | −60−1.5% | Reduced |
| City State Bank | 3,843 | $4.09M | 0.94% | −37−1.0% | Reduced |
| FCG Investment Co | 3,843 | $4.09M | 1.42% | +2,406+167.4% | Added |
| Citizens & Northern Corp | 3,846 | $4.10M | 0.94% | −641−14.3% | Reduced |
| LRI Investments, LLC | 3,857 | $4.11M | 0.33% | −91−2.3% | Reduced |
| Prosperity Consulting Group, LLC | 3,858 | $4.11M | 0.16% | −396−9.3% | Reduced |
| Banque Transatlantique SA | 7,129 | $4.12M | 0.09% | +122+1.7% | Added |
| Ballast, Inc. | 3,881 | $4.13M | 0.78% | +100+2.6% | Added |
| Bath Savings Trust Co | 3,888 | $4.14M | 0.43% | +703+22.1% | Added |
| Texas Yale Capital Corp. | 3,896 | $4.15M | 0.09% | 00.0% | Unchanged |
| Berkshire Asset Management LLC | 3,912 | $4.17M | 0.16% | −20−0.5% | Reduced |
| Goldstone Financial Group, LLC | 3,926 | $4.18M | 0.38% | −117−2.9% | Reduced |
| Howard Capital Management Inc. | 3,930 | $4.19M | 0.05% | +1,661+73.2% | Added |
| Horizon Kinetics Asset Management LLC | 3,931 | $4.19M | 0.05% | −186−4.5% | Reduced |
| Founders Financial Securities LLC | 3,934 | $4.19M | 0.21% | −58−1.5% | Reduced |
| RD Lewis Holdings, Inc. | 4,896 | $4.19M | 3.11% | −54−1.1% | Reduced |
| Cladis Investment Advisory, LLC | 3,938 | $4.19M | 1.96% | −327−7.7% | Reduced |
| Univest Financial Corp | 3,939 | $4.19M | 0.21% | −107−2.6% | Reduced |
| Carlson Financial, Inc. | 3,935 | $4.20M | 2.14% | −59−1.5% | Reduced |
| Fundamentun, LLC | 3,956 | $4.21M | 0.15% | −379−8.7% | Reduced |
| Richards, Merrill & Peterson, Inc. | 3,976 | $4.23M | 1.34% | +107+2.8% | Added |
| Tower Bridge Advisors | 3,983 | $4.24M | 0.38% | −17−0.4% | Reduced |
| Promethium Advisors,llc | 3,986 | $4.24M | 2.04% | −80−2.0% | Reduced |
| Kathmere Capital Management, LLC | 3,988 | $4.25M | 0.23% | +316+8.6% | Added |
| Charles Schwab Trust Co | 3,989 | $4.25M | 0.24% | +87+2.2% | Added |
| TrustBank | 3,995 | $4.25M | 1.44% | −30−0.7% | Reduced |
| Viking Fund Management LLC | 4,000 | $4.26M | 0.38% | 00.0% | Unchanged |
| Garrison Point Advisors, LLC | 4,006 | $4.27M | 1.73% | −85−2.1% | Reduced |
| Allen Capital Group, LLC | 4,017 | $4.28M | 0.35% | −3−0.1% | Reduced |
| Keudell/Morrison Wealth Management | 4,025 | $4.29M | 0.81% | −40−1.0% | Reduced |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 4,025 | $4.29M | 0.21% | −71−1.7% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 4,029 | $4.29M | 0.48% | +1,554+62.8% | Added |
| Birch Hill Investment Advisors LLC | 4,029 | $4.29M | 0.17% | −15−0.4% | Reduced |
| Westhampton Capital, LLC | 4,050 | $4.31M | 1.79% | −100−2.4% | Reduced |
| CORDA Investment Management, LLC. | 4,060 | $4.32M | 0.27% | +303+8.1% | Added |
| BankPlus Trust Department | 4,063 | $4.33M | 1.01% | −223−5.2% | Reduced |
| TKG Advisors, LLC | 4,064 | $4.33M | 1.50% | −110−2.6% | Reduced |
| Ingalls & Snyder LLC | 4,069 | $4.33M | 0.12% | −111−2.7% | Reduced |
| Amarillo National Bank | 4,076 | $4.34M | 0.70% | 00.0% | Unchanged |
| Highview Capital Management LLC | 4,082 | $4.35M | 1.25% | +616+17.8% | Added |
| Rodgers Brothers Inc. | 4,085 | $4.35M | 0.42% | −320−7.3% | Reduced |
| Guerra Pan Advisors, LLC | 4,090 | $4.36M | 2.43% | −443−9.8% | Reduced |
| EverSource Wealth Advisors, LLC | 4,098 | $4.36M | 0.15% | −500−10.9% | Reduced |
| First National Bank Sioux Falls | 5,651 | $4.37M | 1.19% | 00.0% | Unchanged |
| Washington Trust Co | 4,101 | $4.37M | 0.14% | −26−0.6% | Reduced |
| Evelyn Partners Group Ltd | 4,109 | $4.38M | 0.08% | +4,109 | New |
| Premier Path Wealth Partners, LLC | 4,115 | $4.38M | 0.50% | +329+8.7% | Added |
| Gibson Capital, LLC | 4,117 | $4.38M | 0.72% | 00.0% | Unchanged |
| Burford Brothers, Inc. | 4,122 | $4.39M | 1.61% | +97+2.4% | Added |
| Deseret Mutual Benefit Administrators | 4,123 | $4.39M | 1.43% | −451−9.9% | Reduced |
| RNC Capital Management LLC | 4,124 | $4.39M | 0.18% | −77−1.8% | Reduced |
| Hazlett, Burt & Watson, Inc. | 4,135 | $4.40M | 1.17% | +318+8.3% | Added |
| SBI Securities Co., Ltd. | 4,140 | $4.41M | 0.10% | +240+6.2% | Added |
| 71 West Capital Partners | 4,145 | $4.41M | 0.15% | +1,169+39.3% | Added |
| Solstein Capital, LLC | 4,149 | $4.42M | 1.51% | −125−2.9% | Reduced |
| Mainstay Capital Management LLC | 4,152 | $4.42M | 0.33% | −248−5.6% | Reduced |
| Ellsworth Advisors, LLC | 4,839 | $4.42M | 0.73% | +213+4.6% | Added |
| Silvant Capital Management LLC | 4,157 | $4.43M | 0.13% | +276+7.1% | Added |
| Woodard & Co Asset Management Group Inc | 4,164 | $4.43M | 0.64% | +40+1.0% | Added |
| DSG Capital Advisors, LLC | 4,751 | $4.43M | 0.63% | +3,021+174.6% | Added |
| Wealthspan Partners, LLC | 4,184 | $4.46M | 1.40% | −22−0.5% | Reduced |
| Altshuler Shaham Ltd | 4,187 | $4.46M | 0.06% | −909−17.8% | Reduced |
| NBC Securities, Inc. | 4,198 | $4.47M | 0.30% | +21+0.5% | Added |
| Cynosure Management, LLC | 4,210 | $4.48M | 0.67% | −1,252−22.9% | Reduced |
| Werlinich Asset Management, LLC | 4,217 | $4.49M | 1.72% | 00.0% | Unchanged |
| Catalytic Wealth RIA, LLC | 4,222 | $4.50M | 0.26% | −258−5.8% | Reduced |
| M&G Plc | 4,224 | $4.50M | 0.02% | −5,220−55.3% | Reduced |
| Kachkovsky & Fisher, Inc. | 4,232 | $4.51M | 4.33% | +4,232 | New |
| First Heartland Consultants, Inc. | 4,264 | $4.54M | 0.29% | −97−2.2% | Reduced |
| Charter Research & Investment Group, Inc. | 4,280 | $4.56M | 2.77% | 00.0% | Unchanged |
| Camarda Financial Advisors, LLC | 4,280 | $4.56M | 1.38% | +1,675+64.3% | Added |
| Frec Markets, Inc. | 4,281 | $4.56M | 0.41% | +1,601+59.7% | Added |
| 180 Wealth Advisors, LLC | 4,293 | $4.57M | 0.46% | +114+2.7% | Added |
| Widmann Financial Services, Inc. | 4,300 | $4.58M | 2.46% | −75−1.7% | Reduced |
| Sit Investment Associates Inc | 4,300 | $4.58M | 0.09% | 00.0% | Unchanged |
| Great Diamond Partners, LLC | 4,300 | $4.58M | 0.79% | −26−0.6% | Reduced |
| Cigna Investments Inc | 4,316 | $4.60M | 0.60% | −103−2.3% | Reduced |
| Ticino Wealth | 4,318 | $4.60M | 1.45% | +58+1.4% | Added |
| IronBridge Private Wealth, LLC | 4,318 | $4.60M | 1.51% | −147−3.3% | Reduced |
| Weaver Capital Management LLC | 6,491 | $4.60M | 1.01% | 00.0% | Unchanged |
| AlphaCore Capital LLC | 4,331 | $4.61M | 0.08% | +392+10.0% | Added |
| Oak Asset Management, LLC | 4,332 | $4.61M | 1.48% | −55−1.3% | Reduced |
| Acorn Wealth Advisors, LLC | 4,335 | $4.62M | 1.12% | +118+2.8% | Added |
| Investment Research & Advisory Group, Inc. | 4,335 | $4.63M | 1.44% | +37+0.9% | Added |
| G&S Capital LLC | 4,359 | $4.64M | 1.35% | −139−3.1% | Reduced |
| Perfromance Wealth Partners, LLC | 4,362 | $4.65M | 0.12% | +1,927+79.1% | Added |
| Simon Quick Advisors, LLC | 4,372 | $4.66M | 0.19% | +87+2.0% | Added |
| Facet Wealth, Inc. | 4,373 | $4.66M | 0.07% | +1,004+29.8% | Added |
| Hardy Reed LLC | 4,378 | $4.66M | 0.30% | +122+2.9% | Added |
| Burke & Herbert Bank & Trust Co | 4,387 | $4.67M | 1.16% | −9−0.2% | Reduced |
| Total Clarity Wealth Management, Inc. | 4,389 | $4.67M | 0.91% | −176−3.9% | Reduced |
| Ellenbecker Investment Group | 4,396 | $4.68M | 0.54% | −634−12.6% | Reduced |
| Azimuth Capital Investment Management LLC | 4,415 | $4.70M | 0.16% | −5,780−56.7% | Reduced |
| MOKAN Wealth Management Inc. | 4,406 | $4.70M | 1.80% | +120+2.8% | Added |
| Diamant Asset Management, Inc. | 4,433 | $4.72M | 3.21% | −3,136,170−99.9% | Reduced |
| Essex Savings Bank | 4,440 | $4.73M | 1.02% | −568−11.3% | Reduced |
| Wolff Financial Management LLC | 4,440 | $4.73M | 0.94% | −508−10.3% | Reduced |
| Emprise Bank | 4,445 | $4.73M | 1.74% | −47−1.0% | Reduced |