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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2026

Institutional positions in Caterpillar Inc as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders
22
+2 vs. Q2 2026
Shares held
87.0K
+19.8K (+29.4%) vs. Q2 2026
Total value
$70.6M
−$933.4K (−1.3%) vs. Q2 2026
New holders
2
6 more added
Sold out
0
11 more reduced

4,050 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value held
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2026.

Institutions holding CAT in Q3 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Rheos Capital Works Inc.––––Not filed
Benjamin Edwards Inc––––Not filed
Callahan Advisors, LLC––––Not filed
Minneapolis Portfolio Management Group, LLC––––Not filed
Dodge & Cox––––Not filed
Sanibel Captiva Trust Company, Inc.––––Not filed
Moran Wealth Management, LLC––––Not filed
Silvercrest Asset Management Group LLC––––Not filed
Intech Investment Management LLC––––Not filed
Associated Banc-Corp––––Not filed
Fideuram Asset Management (Ireland) dac––––Not filed
Birmingham Capital Management Co Inc––––Not filed
Candriam Luxembourg S.C.A.––––Not filed
Park National Corp––––Not filed
NBT Bank N A––––Not filed
Raiffeisen Bank International AG––––Not filed
Brookstone Capital Management––––Not filed
Farther Finance Advisors, LLC––––Not filed
Welch Group, LLC––––Not filed
Parsons Capital Management Inc––––Not filed
Harbour Investments, Inc.––––Not filed
Atwater Malick LLC––––Not filed
Culbertson A N & Co Inc––––Not filed
Ieq Capital, LLC––––Not filed
Clifford Swan Investment Counsel LLC––––Not filed
Clear Harbor Asset Management, LLC––––Not filed
Citizens Financial Group Inc––––Not filed
Kepler Cheuvreux (Suisse) SA––––Not filed
King Luther Capital Management Corp––––Not filed
Kestra Private Wealth Services, LLC––––Not filed
Summit Financial, LLC––––Not filed
Teachers Retirement System of the State of Kentucky––––Not filed
Panagora Asset Management Inc––––Not filed
Integrated Wealth Concepts LLC––––Not filed
Prime Capital Investment Advisors, LLC––––Not filed
Elo Mutual Pension Insurance Co––––Not filed
Gulf International Bank (UK) Ltd––––Not filed
Lyell Wealth Management, LP––––Not filed
Mizuho Securities USA LLC––––Not filed
Bokf, NA––––Not filed
Pacer Advisors, Inc.––––Not filed
Central Trust Co––––Not filed
Allianz SE––––Not filed
Capital Investment Advisors, LLC––––Not filed
First National Trust Co––––Not filed
EP Wealth Advisors, LLC––––Not filed
Turtle Creek Wealth Advisors, LLC––––Not filed
Lee Danner & Bass Inc––––Not filed
Dai-Ichi Life Insurance Company, Ltd––––Not filed
Equitable Holdings, Inc.––––Not filed
Valeo Financial Advisors, LLC––––Not filed
Meridian Wealth Management, LLC––––Not filed
Soros Capital Management LLC––––Not filed
Jamison Private Wealth Management, Inc.––––Not filed
Quilter Plc––––Not filed
Norinchukin Bank, The––––Not filed
Park Avenue Securities LLC––––Not filed
Pittenger & Anderson Inc––––Not filed
SlateStone Wealth, LLC––––Not filed
Adams Diversified Equity Fund, Inc.––––Not filed
Jacobs & Co––––Not filed
Eagle Global Advisors LLC––––Not filed
Mission Wealth Management, LP––––Not filed
Independent Advisor Alliance––––Not filed
Cutler Investment Counsel LLC––––Not filed
Freestone Capital Holdings, LLC––––Not filed
Abn Amro Investment Solutions––––Not filed
Horizon Investments, LLC––––Not filed
Harvest Portfolios Group Inc.––––Not filed
Atlantic Union Bankshares Corp––––Not filed
Allspring Global Investments Holdings, LLC––––Not filed
iA Global Asset Management Inc.––––Not filed
Telemark Asset Management, LLC––––Not filed
Stockman Wealth Management, Inc.––––Not filed
Folger Nolan Fleming Douglas Capital Management, Inc––––Not filed
Illinois Municipal Retirement Fund––––Not filed
Kentucky Retirement Systems––––Not filed
LS Investment Advisors, LLC––––Not filed
Wealth High Governance Asset Management Ltda.––––Not filed
Whittier Trust Co of Nevada Inc––––Not filed
Dearborn Partners LLC––––Not filed
Trexquant Investment LP––––Not filed
Vinva Investment Management Ltd––––Not filed
Crossmark Global Holdings, Inc.––––Not filed
Drexel Morgan & Co.––––Not filed
Simplicity Wealth,LLC––––Not filed
Exchange Traded Concepts, LLC––––Not filed
Kayne Anderson Rudnick Investment Management LLC––––Not filed
Erste Asset Management GmbH––––Not filed
BLB&B Advisors, LLC––––Not filed
Kanawha Capital Management LLC––––Not filed
Banque Cantonale Vaudoise––––Not filed
American National Bank––––Not filed
Voleon Capital Management LP––––Not filed
Independent Wealth Network Inc.––––Not filed
Bleakley Financial Group, LLC––––Not filed
Fifth Third Wealth Advisors LLC––––Not filed
MidFirst Bank––––Not filed
Capitolis Liquid Global Markets LLC––––Not filed
Miracle Mile Advisors, LLC––––Not filed