Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,773
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Scott & Selber, Inc. | 550 | $389.7K | 0.10% | 00.0% | Unchanged |
| Wakefield Asset Management LLLP | 550 | $389.7K | 0.10% | 00.0% | Unchanged |
| North Forty Two & Co. | 550 | $389.7K | 0.36% | 00.0% | Unchanged |
| United Bank | 550 | $389.7K | 0.05% | +550 | New |
| TD Capital Management LLC | 550 | $390.0K | 0.04% | +1+0.2% | Added |
| Stonebridge Financial Group, LLC | 553 | $391.5K | 0.33% | −76−12.1% | Reduced |
| Cascade Investment Group, Inc. | 553 | $391.8K | 0.26% | −8−1.4% | Reduced |
| Borer Denton & Associates, Inc. | 553 | $391.8K | 0.14% | 00.0% | Unchanged |
| Axis Wealth Partners, LLC | 554 | $392.6K | 0.21% | +18+3.4% | Added |
| Affiance Financial, LLC | 555 | $393.2K | 0.06% | +47+9.3% | Added |
| Beaird Harris Wealth Management, LLC | 555 | $393.2K | 0.03% | −118−17.5% | Reduced |
| Acorn Creek Capital LLC | 555 | $393.3K | 0.14% | −14−2.5% | Reduced |
| IPG Investment Advisors LLC | 556 | $393.9K | 0.07% | 00.0% | Unchanged |
| PKS Advisory Services, LLC | 554 | $394.3K | 0.09% | +37+7.2% | Added |
| Van Diest Capital, LLC | 556 | $394.4K | 0.31% | +556 | New |
| Cloud Capital Management, LLC | 559 | $395.0K | 0.17% | −11−1.9% | Reduced |
| Ipsen Advisor Group LLC | 558 | $395.1K | 0.28% | −17−3.0% | Reduced |
| Lynch & Associates | 558 | $395.3K | 0.07% | 00.0% | Unchanged |
| McKinney Capital Management, LLC | 558 | $395.3K | 0.34% | +558 | New |
| HF Advisory Group, LLC | 558 | $395.7K | 0.13% | −67−10.7% | Reduced |
| Financial Security Advisor, Inc. | 559 | $395.9K | 0.07% | +51+10.0% | Added |
| McMillan Office, Inc. | 559 | $396.0K | 0.05% | +3+0.5% | Added |
| Capitol Family Office, Inc. | 692 | $396.4K | 0.47% | 00.0% | Unchanged |
| Board of the Pension Protection Fund | 560 | $396.7K | 0.36% | +560 | New |
| Strategic Financial Services, Inc, | 563 | $398.9K | 0.02% | 00.0% | Unchanged |
| Consolidated Planning Corp | 564 | $399.6K | 0.06% | −17,106−96.8% | Reduced |
| TigerOak Management, L.L.C. | 564 | $399.6K | 0.13% | 00.0% | Unchanged |
| Ifrah Financial Services, Inc. | 565 | $400.0K | 0.11% | −18−3.1% | Reduced |
| Estate Planners Group, LLC | 565 | $400.5K | 0.19% | −3−0.5% | Reduced |
| Asio Capital, LLC | 566 | $401.0K | 0.06% | 00.0% | Unchanged |
| Alpha Omega Wealth Management LLC | 567 | $401.7K | 0.07% | −1−0.2% | Reduced |
| Consilio Wealth Advisors, LLC | 567 | $401.7K | 0.12% | +3+0.5% | Added |
| Diversified Portfolios, Inc. | 570 | $403.8K | 0.03% | −23−3.9% | Reduced |
| 4WEALTH Advisors, Inc. | 606 | $404.7K | 0.35% | −104−14.6% | Reduced |
| One Day In July LLC | 572 | $405.2K | 0.03% | +21+3.8% | Added |
| Arlington Trust Co LLC | 572 | $405.2K | 0.04% | +132+30.0% | Added |
| Dakota Community Bank & Trust NA | 573 | $405.9K | 1.37% | −40−6.5% | Reduced |
| Motive Wealth Advisors | 573 | $405.9K | 0.19% | +3+0.5% | Added |
| TradeWell Securities, LLC. | 573 | $406.1K | 0.17% | +1+0.2% | Added |
| Simplify Asset Management Inc. | 574 | $406.7K | 0.01% | +574 | New |
| Orion Investment Co | 575 | $407.4K | 0.13% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 576 | $408.1K | 0.05% | −7−1.2% | Reduced |
| Cerro Pacific Wealth Advisors LLC | 576 | $408.1K | 0.11% | −1−0.2% | Reduced |
| Capital Asset Managemnet, LLC | 576 | $408.1K | 0.46% | 00.0% | Unchanged |
| Caerus Investment Advisors, LLC | 578 | $409.5K | 0.17% | +2+0.3% | Added |
| Floyd Financial Group LLC | 533 | $410.1K | 0.27% | +13+2.5% | Added |
| Oak Associates, Ltd | 579 | $410.2K | 0.03% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 579 | $410.2K | 0.12% | 00.0% | Unchanged |
| Halter Ferguson Financial Inc. | 579 | $410.2K | 0.09% | 00.0% | Unchanged |
| OneAscent Investment Solutions LLC | 580 | $410.9K | 0.41% | −1−0.2% | Reduced |
| Strategic Financial Concepts, LLC | 571 | $411.3K | 0.10% | +571 | New |
| Himension Fund | 582 | $412.3K | 0.03% | +582 | New |
| North Dallas Bank & Trust Co | 583 | $413.0K | 0.28% | −25−4.1% | Reduced |
| Greatmark Investment Partners, Inc. | 583 | $413.0K | 0.05% | 00.0% | Unchanged |
| Aspen Capital Management, LLC | 584 | $413.7K | 0.10% | 00.0% | Unchanged |
| DKM Wealth Management, Inc. | 585 | $414.2K | 0.30% | 00.0% | Unchanged |
| Blalock Williams, LLC | 586 | $415.2K | 0.32% | +14+2.4% | Added |
| Quarry LP | 587 | $415.9K | 0.08% | −841−58.9% | Reduced |
| Integral Investment Advisors, Inc. | 587 | $415.9K | 0.10% | 00.0% | Unchanged |
| Colorado Capital Management, Inc. | 587 | $416.0K | 0.16% | 00.0% | Unchanged |
| Krane Financial Solutions LLC | 587 | $416.1K | 0.28% | +587 | New |
| First Business Financial Services, Inc. | 589 | $417.3K | 0.04% | −83−12.4% | Reduced |
| Value Investment Professionals, LLC | 589 | $417.4K | 0.92% | +1+0.2% | Added |
| Franklin, Parlapiano, Turner & Welch, LLC | 500 | $417.6K | 0.10% | 00.0% | Unchanged |
| Newport Capital Group, LLC | 590 | $418.1K | 0.25% | +154+35.3% | Added |
| Hilltop Partners LLC | 591 | $418.5K | 0.11% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Long Beach | 591 | $418.7K | 0.10% | +117+24.7% | Added |
| TrustWell Financial Advisors, LLC | 591 | $418.7K | 0.39% | −590−50.0% | Reduced |
| Fortitude Family Office, LLC | 592 | $419.4K | 0.09% | +207+53.8% | Added |
| Cheviot Value Management, LLC | 593 | $420.1K | 0.04% | 00.0% | Unchanged |
| Main Street Group, LTD | 594 | $420.4K | 0.12% | +4+0.7% | Added |
| Peak Retirement Planning, Inc. | 594 | $420.6K | 0.09% | +91+18.1% | Added |
| Symmetry Partners, LLC | 595 | $421.5K | 0.02% | +16+2.8% | Added |
| Alternative Investment Advisors, LLC. | 594 | $421.7K | 0.19% | +32+5.7% | Added |
| LifeGoal Wealth Advisors | 578 | $422.1K | 0.24% | +1+0.2% | Added |
| Nova R Wealth, Inc. | 596 | $422.4K | 0.13% | +13+2.2% | Added |
| TSA Wealth Managment LLC | 597 | $423.0K | 0.14% | +597 | New |
| Phillips Financial Management, LLC | 598 | $423.7K | 0.03% | −133−18.2% | Reduced |
| Tolleson Wealth Management, Inc. | 600 | $425.1K | 0.06% | 00.0% | Unchanged |
| Blue Rock Wealth Management LLC | 600 | $425.1K | 0.27% | 00.0% | Unchanged |
| Bedminster, LLC | 600 | $425.1K | 0.40% | 00.0% | Unchanged |
| Reicon Wealth Advisors, LLC | 600 | $425.1K | 0.33% | +600 | New |
| Correct Capital Wealth Management | 601 | $425.8K | 0.08% | +41+7.3% | Added |
| Roehl & Yi Investment Advisors, LLC | 601 | $425.9K | 0.16% | −12−2.0% | Reduced |
| AlphaGrep UK Ltd | 603 | $427.2K | 0.13% | −243−28.7% | Reduced |
| Jmac Enterprises LLC | 604 | $427.9K | 0.08% | 00.0% | Unchanged |
| Bernicke Wealth Management, Ltd. | 604 | $428.0K | 0.06% | +604 | New |
| Unison Asset Management LLC | 606 | $429.3K | 0.20% | 00.0% | Unchanged |
| Granite Harbor Advisors, Inc. | 607 | $430.0K | 0.19% | −16−2.6% | Reduced |
| Moody Aldrich Partners LLC | 607 | $430.0K | 0.08% | +172+39.5% | Added |
| Kapstone Financial Advisors LLC | 607 | $430.0K | 0.21% | +607 | New |
| E6 Portfolios, LLC | 609 | $431.7K | 0.45% | +49+8.8% | Added |
| Capital Counsel LLC | 611 | $432.9K | 0.02% | 00.0% | Unchanged |
| Spectrum Asset Management, Inc. (NB/CA) | 611 | $433.0K | 0.14% | +201+49.0% | Added |
| Kerntke Otto McGlone Wealth Management Group | 612 | $433.4K | 0.30% | −5−0.8% | Reduced |
| Sunburst Financial Group, LLC | 612 | $433.6K | 0.08% | +21+3.6% | Added |
| Northwest & Ethical Investments L.P. | 602 | $434.2K | 0.01% | +602 | New |
| Brightwater Advisory LLC | 613 | $434.3K | 0.29% | +1+0.2% | Added |
| Anfield Capital Management, LLC | 613 | $434.3K | 0.12% | +548+843.1% | Added |
| Clarus Group, Inc. | 613 | $434.5K | 0.16% | −106−14.7% | Reduced |