Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,773
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Johnson Bixby & Associates, LLC | 494 | $350.0K | 0.04% | −27−5.2% | Reduced |
| Blackston Financial Advisory Group, LLC | 494 | $350.0K | 0.22% | +494 | New |
| Eddie Patel Inc | 494 | $350.2K | 0.27% | +1+0.2% | Added |
| Safeguard Investment Advisory Group, LLC | 495 | $350.5K | 0.10% | −22−4.3% | Reduced |
| JMN Financial LLC | 495 | $350.7K | 0.34% | +77+18.4% | Added |
| Alliance Wealth Advisors, LLC | 496 | $351.2K | 0.17% | 00.0% | Unchanged |
| Sutton Place Investors LLC | 496 | $351.4K | 0.19% | +7+1.4% | Added |
| Steinberganna Wealth Management | 497 | $351.8K | 0.17% | +4+0.8% | Added |
| Breakthru Advisory Services, LLC | 497 | $352.1K | 0.56% | −53−9.6% | Reduced |
| ONE Advisory Partners, LLC | 498 | $352.7K | 0.11% | +7+1.4% | Added |
| Betterment LLC | 498 | $353.0K | 0.00% | +112+29.0% | Added |
| Orin Green Financial, LLC | 499 | $353.5K | 0.15% | 00.0% | Unchanged |
| Abundance Wealth Counselors | 499 | $353.5K | 0.05% | +499 | New |
| Bourne Lent Asset Management Inc | 500 | $354.2K | 0.13% | −118−19.1% | Reduced |
| Hudson Value Partners, LLC | 500 | $354.2K | 0.11% | −5−1.0% | Reduced |
| Jackson, Grant Investment Advisers, Inc. | 500 | $354.2K | 0.12% | 00.0% | Unchanged |
| Baugh & Associates, LLC | 500 | $354.2K | 0.15% | 00.0% | Unchanged |
| Landmark Wealth Management, Inc. | 500 | $354.2K | 0.13% | 00.0% | Unchanged |
| DORVAL Corp | 500 | $354.2K | 0.11% | 00.0% | Unchanged |
| Parvin Asset Management, LLC | 500 | $354.2K | 0.26% | 00.0% | Unchanged |
| Adirondack Capital Advisors, LLC | 500 | $354.2K | 0.23% | 00.0% | Unchanged |
| Round Rock Advisors, LLC | 500 | $354.2K | 0.05% | +500 | New |
| Lincoln Capital Corp | 501 | $354.9K | 0.13% | −3−0.6% | Reduced |
| KWMG, LLC | 501 | $354.9K | 0.03% | −2−0.4% | Reduced |
| Golden Reserve Retirement LLC | 502 | $355.6K | 0.07% | −75−13.0% | Reduced |
| Sovereign Investment Advisors, LLC | 502 | $355.6K | 0.08% | +502 | New |
| Owen LaRue, LLC | 502 | $355.8K | 0.14% | +1+0.2% | Added |
| Onyx Bridge Wealth Group LLC | 504 | $357.1K | 0.04% | +504 | New |
| Kane Investment Management, Inc. | 504 | $357.2K | 0.18% | +504 | New |
| Element Wealth, LLC | 505 | $358.1K | 0.15% | −45−8.2% | Reduced |
| Brandywine Oak Private Wealth LLC | 506 | $358.5K | 0.03% | +13+2.6% | Added |
| Marotta Asset Management | 491 | $358.6K | 0.07% | 00.0% | Unchanged |
| Nvest Financial, LLC | 507 | $359.0K | 0.13% | +74+17.1% | Added |
| Idaho Trust Bank | 507 | $359.2K | 0.12% | 00.0% | Unchanged |
| SC&H Financial Advisors, Inc. | 507 | $359.3K | 0.05% | 00.0% | Unchanged |
| Clarendon Private LLC | 508 | $359.6K | 0.28% | +508 | New |
| Avenue 1 Advisors, LLC | 509 | $360.6K | 0.11% | +88+20.9% | Added |
| Tanager Wealth Management LLP | 509 | $360.6K | 0.03% | +96+23.2% | Added |
| Silicon Valley Capital Partners | 509 | $360.9K | 0.04% | +317+165.1% | Added |
| Security National Bank of So Dak | 510 | $361.3K | 0.17% | 00.0% | Unchanged |
| Great Waters Wealth Management | 510 | $361.4K | 0.04% | 00.0% | Unchanged |
| Darden Wealth Group Inc | 510 | $361.5K | 0.18% | 00.0% | Unchanged |
| Cambridge Financial Group, LLC | 510 | $361.6K | 0.12% | −143−21.9% | Reduced |
| Brio Consultants, LLC | 401 | $362.7K | 0.04% | −94−19.0% | Reduced |
| Fielder Capital Group LLC | 514 | $363.9K | 0.08% | −409−44.3% | Reduced |
| Decision Investments, Inc | 514 | $364.1K | 0.41% | +44+9.4% | Added |
| Plan A Wealth LLC | 515 | $364.9K | 0.17% | −73−12.4% | Reduced |
| Invenio Wealth Partners LLC | 517 | $366.3K | 0.15% | +517 | New |
| Bond & Devick Financial Network, Inc. | 517 | $366.5K | 0.10% | +34+7.0% | Added |
| Twin Peaks Wealth Advisors, LLC | 518 | $366.9K | 0.09% | +48+10.2% | Added |
| IMG Wealth Management, Inc. | 518 | $367.0K | 0.23% | −12−2.3% | Reduced |
| CogentBlue Wealth Advisors, LLC | 518 | $367.0K | 0.25% | 00.0% | Unchanged |
| Weaver Consulting Group | 518 | $367.0K | 0.09% | +13+2.6% | Added |
| Octavia Wealth Advisors, LLC | 518 | $367.2K | 0.04% | −38−6.8% | Reduced |
| Morton Community Bank | 519 | $367.7K | 0.08% | 00.0% | Unchanged |
| Passive Capital Management, LLC. | 519 | $367.7K | 0.11% | +11+2.2% | Added |
| Kendall Capital Management | 520 | $368.4K | 0.08% | −16−3.0% | Reduced |
| Chung Wu Investment Group, LLC | 520 | $368.4K | 0.32% | +520 | New |
| Patron Partners Advisors, LLC | 520 | $368.4K | 0.16% | 00.0% | Unchanged |
| Kirtland Hills Capital Management, LLC | 454 | $368.5K | 0.12% | +454 | New |
| Shakespeare Wealth Management, Inc. | 520 | $368.7K | 0.09% | 00.0% | Unchanged |
| Gallacher Capital Management LLC | 521 | $369.0K | 0.14% | 00.0% | Unchanged |
| Mainsail Asset Management, LLC | 521 | $369.2K | 0.17% | +41+8.5% | Added |
| Sage Rhino Capital LLC | 521 | $369.3K | 0.07% | −5−1.0% | Reduced |
| Warren Street Wealth Advisors, LLC | 521 | $369.4K | 0.09% | +18+3.6% | Added |
| Munich Reinsurance Co Stock Corp in Munich | 522 | $369.8K | 0.01% | −17,386−97.1% | Reduced |
| Arvest Investments, Inc. | 523 | $370.5K | 0.05% | +523 | New |
| BridgePort Financial Solutions, LLC | 524 | $371.4K | 0.11% | +5+1.0% | Added |
| Integrity Financial Corp | 525 | $371.9K | 0.19% | +525 | New |
| Entrust Financial LLC | 525 | $371.9K | 0.26% | −3−0.6% | Reduced |
| Madson Wealth Advisors Inc | 525 | $371.9K | 0.31% | +525 | New |
| Benchmark Financial Wealth Advisors, LLC | 525 | $372.1K | 0.10% | +71+15.6% | Added |
| Concentrum Wealth Management | 525 | $372.3K | 0.11% | +525 | New |
| LongView Wealth Management | 469 | $372.5K | 0.09% | −90−16.1% | Reduced |
| Rydar Equities, Inc. | 550 | $373.2K | 0.29% | +150+37.5% | Added |
| Financial Insights, Inc. | 529 | $374.7K | 0.12% | +1+0.2% | Added |
| Tradewinds Capital Management, LLC | 529 | $375.1K | 0.07% | +2+0.4% | Added |
| Gardner Lewis Asset Management L P | 530 | $375.5K | 0.08% | +530 | New |
| Stronghold Wealth Management L.L.C. | 531 | $376.2K | 0.57% | −113−17.5% | Reduced |
| AMG Asset Management Group, Inc. | 531 | $376.2K | 0.29% | +531 | New |
| Omnitrust Wealth Management, Inc | 532 | $376.9K | 0.49% | −7−1.3% | Reduced |
| Renasant Bank | 533 | $377.6K | 0.27% | −37−6.5% | Reduced |
| Oxinas Partners Wealth Management LLC | 533 | $377.7K | 0.17% | +19+3.7% | Added |
| Next Capital Management LLC | 535 | $379.0K | 0.11% | 00.0% | Unchanged |
| Innova Wealth Partners | 535 | $379.0K | 0.18% | +1+0.2% | Added |
| Tactive Advisors, LLC | 535 | $379.0K | 0.11% | +139+35.1% | Added |
| Sharpepoint LLC | 535 | $379.1K | 0.23% | −177−24.9% | Reduced |
| Mason & Associates Inc | 568 | $379.1K | 0.07% | +9+1.6% | Added |
| Coston, McIsaac & Partners | 537 | $380.0K | 0.09% | +79+17.2% | Added |
| Custos Family Office, LLC | 537 | $380.3K | 0.26% | +18+3.5% | Added |
| Nelson Capital Management, LLC | 538 | $381.2K | 0.05% | 00.0% | Unchanged |
| Hoey Investments, Inc | 538 | $381.2K | 0.06% | +145+36.9% | Added |
| Gallagher Fiduciary Advisors, LLC | 539 | $381.5K | 0.01% | −104−16.2% | Reduced |
| Invst, LLC | 539 | $381.9K | 0.04% | −214−28.4% | Reduced |
| Carson Advisory Inc. | 542 | $384.0K | 0.20% | −21−3.7% | Reduced |
| Joseph P. Lucia & Associates, LLC | 543 | $385.0K | 0.14% | 00.0% | Unchanged |
| Cherry Tree Wealth Management, LLC | 545 | $386.1K | 0.08% | 00.0% | Unchanged |
| Sound Financial Strategies Group, LLC | 547 | $387.5K | 0.26% | −1,053−65.8% | Reduced |
| Talisman Wealth Advisors LLC | 548 | $388.1K | 0.31% | −56−9.3% | Reduced |
| Maia Wealth LLC | 550 | $389.4K | 0.07% | −28−4.8% | Reduced |