Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JM2 Capital Inc. | 392 | $277.8K | 0.23% | +11+2.9% | Added |
| Great Point Wealth Advisors, LLC | 394 | $278.9K | 0.05% | −26−6.2% | Reduced |
| Buska Wealth Management, LLC | 394 | $279.0K | 0.11% | 00.0% | Unchanged |
| Wealthedge Investment Advisors, LLC | 395 | $280.4K | 0.10% | +2+0.5% | Added |
| Fortis Group Advisors, LLC | 396 | $280.4K | 0.05% | +359+970.3% | Added |
| Vilga Financial Planning LLC | 396 | $280.6K | 0.25% | −40−9.2% | Reduced |
| John G Ullman & Associates Inc | 396 | $280.6K | 0.04% | +396 | New |
| Moseley Investment Management Inc | 396 | $280.6K | 0.09% | +22+5.9% | Added |
| Tucker Asset Management LLC | 397 | $281.3K | 0.08% | +323+436.5% | Added |
| Compton Financial Group, LLC | 397 | $281.3K | 0.06% | +11+2.8% | Added |
| J. L. Bainbridge & Co., Inc. | 397 | $281.4K | 0.03% | −22−5.3% | Reduced |
| Rodgers & Associates, LTD | 398 | $281.7K | 0.03% | −8−2.0% | Reduced |
| Barnes Wealth Management Group, Inc | 398 | $282.0K | 0.14% | −2−0.5% | Reduced |
| Terril Brothers, Inc. | 398 | $282.0K | 0.08% | +398 | New |
| Asset Allocation Strategies LLC | 398 | $282.2K | 0.05% | +31+8.4% | Added |
| Pachira Investments Inc. | 399 | $282.6K | 0.13% | +399 | New |
| LCM Capital Management Inc | 399 | $282.7K | 0.14% | +19+5.0% | Added |
| TABR Capital Management, LLC | 399 | $282.7K | 0.26% | −20−4.8% | Reduced |
| Michael Brady & Co., LLC | 400 | $283.4K | 0.28% | −50−11.1% | Reduced |
| White Knight Strategic Wealth Advisors, LLC | 400 | $283.4K | 0.24% | −25−5.9% | Reduced |
| Schwarz Dygos Wheeler Investment Advisors LLC | 400 | $283.4K | 0.06% | −6−1.5% | Reduced |
| Sage Financial Group Inc | 400 | $283.4K | 0.02% | 00.0% | Unchanged |
| Parthenon LLC | 400 | $283.4K | 0.03% | 00.0% | Unchanged |
| Guild Investment Management, Inc. | 400 | $283.4K | 0.20% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 400 | $283.4K | 0.14% | 00.0% | Unchanged |
| North Ridge Wealth Advisors, Inc. | 400 | $283.4K | 0.16% | 00.0% | Unchanged |
| Altiora Financial Group, LLC | 400 | $283.4K | 0.05% | 00.0% | Unchanged |
| Benningfield Financial Advisors, LLC | 400 | $283.4K | 0.22% | 00.0% | Unchanged |
| Agp Franklin, LLC | 400 | $283.4K | 0.14% | 00.0% | Unchanged |
| Innovative Wealth Building LLC | 400 | $283.4K | 0.20% | 00.0% | Unchanged |
| Birchbrook, Inc. | 400 | $283.4K | 0.14% | 00.0% | Unchanged |
| Gordian Capital Singapore Pte Ltd | 400 | $283.4K | 0.48% | +390+3,900.0% | Added |
| NWM Advisors, LLC | 401 | $284.1K | 0.26% | 00.0% | Unchanged |
| Fortress Financial Group, LLC | 402 | $284.8K | 0.21% | −122−23.3% | Reduced |
| My Personal CFO, LLC | 402 | $284.8K | 0.12% | −10−2.4% | Reduced |
| Pavion Blue Capital, LLC | 403 | $285.5K | 0.12% | 00.0% | Unchanged |
| POM Investment Strategies, LLC | 403 | $285.5K | 0.35% | +403 | Added |
| IAG Wealth Partners, LLC | 403 | $285.5K | 0.03% | 00.0% | Unchanged |
| Oakwell Private Wealth Management, LLC | 404 | $286.2K | 0.05% | +1+0.2% | Added |
| Legacy Wealth Advisors, LLC | 405 | $286.9K | 0.15% | +52+14.7% | Added |
| CBIZ Investment Advisory Services, LLC | 405 | $287.2K | 0.01% | −102−20.1% | Reduced |
| Intelligence Driven Advisers, LLC | 405 | $287.2K | 0.05% | −4−1.0% | Reduced |
| Cape Investment Advisory, Inc. | 406 | $287.6K | 0.10% | −99−19.6% | Reduced |
| Northern Capital Management, Inc. | 406 | $287.8K | 0.14% | 00.0% | Unchanged |
| Lathrop Investment Management Corp | 407 | $288.0K | 0.05% | 00.0% | Unchanged |
| Arkfeld Wealth Strategies, L.L.C. | 374 | $288.2K | 0.09% | 00.0% | Unchanged |
| Oberweis Asset Management Inc | 408 | $289.0K | 0.01% | −40−8.9% | Reduced |
| Peoples Bank | 408 | $289.1K | 0.18% | −1−0.2% | Reduced |
| LightSquare Wealth Management, LLC | 409 | $289.5K | 0.22% | +409 | New |
| Genesis Private Wealth, LLC | 409 | $289.8K | 0.09% | −136−25.0% | Reduced |
| Vance Wealth, Inc. | 409 | $289.8K | 0.08% | −31−7.0% | Reduced |
| Entelevest, LLC | 409 | $289.8K | 0.30% | +150+57.9% | Added |
| Brown Financial Advisory | 410 | $290.5K | 0.14% | −46−10.1% | Reduced |
| Bell Investment Advisors, Inc | 411 | $291.2K | 0.05% | +1+0.2% | Added |
| Duncker Streett & Co Inc | 412 | $291.5K | 0.06% | +1+0.2% | Added |
| Hollow Brook Wealth Management LLC | 412 | $291.9K | 0.07% | −100−19.5% | Reduced |
| Semus Wealth Partners LLC | 413 | $292.5K | 0.16% | −42−9.2% | Reduced |
| MOR Wealth Management, LLC | 414 | $293.3K | 0.13% | 00.0% | Unchanged |
| Reston Wealth Management LLC | 415 | $294.0K | 0.09% | −18−4.2% | Reduced |
| Blodgett Wealth Advisors, LLC | 415 | $294.4K | 0.23% | 00.0% | Unchanged |
| Foundry Financial LLC | 416 | $294.8K | 0.12% | +416 | New |
| Integrity Advisory Solutions, LLC | 416 | $294.9K | 0.04% | −57−12.1% | Reduced |
| Cadent Capital Advisors, LLC | 420 | $297.4K | 0.08% | +420 | New |
| Gordian Advisors LLC | 420 | $297.6K | 0.20% | +1+0.2% | Added |
| ForthRight Wealth Management, LLC | 421 | $298.3K | 0.08% | 00.0% | Unchanged |
| PW Nova Financial Services LLC | 421 | $298.3K | 0.07% | +60+16.6% | Added |
| TSG Advice Partners, LLC | 421 | $298.5K | 0.04% | +18+4.5% | Added |
| Rockbridge Investment Management, LCC | 423 | $299.4K | 0.03% | +423 | New |
| tru Independence LLC | 423 | $299.9K | 0.15% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 424 | $300.0K | 0.00% | −3−0.7% | Reduced |
| Emerald Advisors, LLC | 424 | $300.4K | 0.04% | +8+1.9% | Added |
| Northwest Wealth Management, LLC | 425 | $300.8K | 0.05% | +9+2.2% | Added |
| Affinity Wealth Management LLC | 425 | $301.0K | 0.05% | +425 | New |
| ACT Advisors, LLC. | 425 | $301.4K | 0.13% | +425 | New |
| Rubicon Advisors, GP | 426 | $301.5K | 0.26% | +1+0.2% | Added |
| Avion Wealth | 427 | $302.0K | 0.06% | +8+1.9% | Added |
| McIlrath & Eck, LLC | 427 | $302.4K | 0.02% | 00.0% | Unchanged |
| Richard P Slaughter Associates Inc | 427 | $302.5K | 0.07% | 00.0% | Unchanged |
| Autumn Glory Partners, LLC | 427 | $302.5K | 0.11% | +30+7.6% | Added |
| Horizon Bancorp Inc | 428 | $303.0K | 0.15% | −122−22.2% | Reduced |
| Magnolia Private Wealth, LLC | 428 | $303.2K | 0.20% | +5+1.2% | Added |
| Coordinated Financial Services, Inc. | 428 | $303.4K | 0.18% | −22−4.9% | Reduced |
| 111 Capital | 429 | $303.9K | 0.07% | −706−62.2% | Reduced |
| Cornerstone Capital, Inc. | 430 | $304.6K | 0.03% | +430 | New |
| Echo45 Advisors LLC | 430 | $304.6K | 0.17% | +4+0.9% | Added |
| Hamilton Capital Partners, LLC | 432 | $306.1K | 0.10% | +432 | New |
| GGM Financials LLC | 433 | $306.4K | 0.14% | +1+0.2% | Added |
| Wealth Advisory Solutions, LLC | 433 | $306.8K | 0.07% | +69+19.0% | Added |
| M3 Advisory Group, LLC | 434 | $307.4K | 0.19% | +38+9.6% | Added |
| Renaissance Investment Group LLC | 434 | $307.5K | 0.07% | −54−11.1% | Reduced |
| Brown Wealth Management, LLC | 434 | $307.5K | 0.08% | +32+8.0% | Added |
| Engineers Gate Manager LP | 435 | $308.2K | 0.00% | +435 | New |
| Pine Harbor Wealth Management, LLC | 436 | $308.7K | 0.09% | 00.0% | Unchanged |
| Prasad Wealth Partners, LLC | 436 | $308.8K | 0.08% | −51−10.5% | Reduced |
| Hourglass Capital, LLC | 437 | $309.6K | 0.06% | −310−41.5% | Reduced |
| Peck Wealth Management, LLC | 437 | $309.6K | 0.31% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 343 | $309.6K | 0.04% | +58+20.4% | Added |
| Richardson Financial Services Inc. | 437 | $309.7K | 0.19% | +136+45.2% | Added |
| Wealthquest Corp | 438 | $310.3K | 0.02% | +69+18.7% | Added |
| Abound Wealth Management | 439 | $311.2K | 0.07% | −54−11.0% | Reduced |