Skip to main content
Livermore
Livermore
ZHEN

Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2026

Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
3,772
+277 vs. Q4 2025
Shares held
331.6M
+48.5M (+17.1%) vs. Q4 2025
Total value
$232.0B
+$70.2B (+43.4%) vs. Q4 2025
New holders
392
1,291 more added
Sold out
115
1,551 more reduced

47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2026: 3,772 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2026: $232.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.

Institutions holding CAT in Q1 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Abner Herrman & Brock LLC341$242.0K0.03%+341New
Ameliora Wealth Management Ltd.342$242.3K0.08%00.0%Unchanged
Kellett Schaffner Wealth Advisors LLC343$243.4K0.13%+343New
Fedenia Advisers LLC344$243.7K0.18%+344New
Hopwood Financial Services, Inc.345$244.2K0.16%−35−9.2%Reduced
HighMark Wealth Management LLC345$244.6K0.10%00.0%Unchanged
Northbridge Financial Group, LLC309$244.6K0.11%+309New
Investment Planning Advisors, Inc.346$245.2K0.07%+346New
Clearwave Capital, LLC346$245.4K0.17%+346New
Cogent Private Wealth, Inc.347$245.8K0.18%+347New
Cim, LLC347$246.1K0.04%+347New
Aufman Associates Inc350$248.0K0.12%00.0%Unchanged
Christensen, King & Associates Investment Services, Inc.350$248.0K0.11%00.0%Unchanged
Millennium Capital Advisors, LLC350$248.0K0.15%00.0%Unchanged
Ulland Investment Advisors, LLC350$248.0K0.21%−65−15.7%Reduced
Bull Street Advisors, LLC350$248.0K0.12%00.0%Unchanged
Sterling Financial Planning, Inc.351$248.7K0.07%−20−5.4%Reduced
Prospect Financial Group LLC351$248.7K0.23%+351New
Center for Financial Planning, Inc.351$248.7K0.03%−13−3.6%Reduced
Glass Jacobson Investment Advisors llc351$248.7K0.09%00.0%Unchanged
Inlet Private Wealth, LLC352$249.1K0.06%00.0%Unchanged
Founders Capital Management, LLC352$249.4K0.04%00.0%Unchanged
Dynasty Wealth Management, LLC353$249.8K0.00%+353New
Global Wealth Strategies & Associates353$250.2K0.06%+2+0.6%Added
V2 Financial group LLC353$250.2K0.12%+353New
Boomfish Wealth Group, LLC354$250.8K0.13%−8−2.2%Reduced
TPG Advisors LLC354$250.8K0.16%00.0%Unchanged
Clear Wave Wealth Management LLC354$250.8K0.06%+354New
Altar Rock LLC355$251.5K0.30%−1−0.3%Reduced
Outlook Wealth Advisors, LLC372$251.5K0.06%+7+1.9%Added
Heritage Investment Group, Inc.356$252.2K0.04%00.0%Unchanged
Acorn Financial Advisory Services Inc357$252.9K0.03%−102−22.2%Reduced
Warburton Capital Management, LLC322$253.0K0.12%+322New
Headinvest, LLC358$253.6K0.05%−25−6.5%Reduced
Cetera Trust Company, N.A359$254.3K0.14%00.0%Unchanged
Higgins & Schmidt Wealth Strategies LLC359$254.3K0.12%+2+0.6%Added
Sierra Ocean, LLC361$255.5K0.21%+4+1.1%Added
Cornerstone Enterprises, LLC361$255.8K0.13%−69−16.0%Reduced
Quaker Wealth Management, LLC361$255.8K0.08%−10−2.7%Reduced
Denver Wealth Management, Inc.362$256.3K0.09%+8+2.3%Added
Conservest Capital Advisors, Inc.362$256.5K0.02%+362New
Odyssey Capital Advisors, Inc.363$257.4K0.23%+363New
Madrona Financial Services, LLC364$257.6K0.06%−11−2.9%Reduced
Lane Brothers & Co Inc365$258.6K0.19%00.0%Unchanged
Topsail Wealth Management, LLC366$259.3K0.04%00.0%Unchanged
Quantum Private Wealth, LLC366$259.3K0.08%+366New
Oxler Private Wealth LLC366$259.3K0.08%−12−3.2%Reduced
Activest Wealth Management367$260.0K0.05%−225−38.0%Reduced
Mill Creek Capital Advisors, LLC367$260.0K0.01%+13+3.7%Added
AGH Wealth Advisors, LLC368$260.7K0.19%+368New
Journey Retirement Planning & Investment Management LLC368$261.0K0.23%−616−62.6%Reduced
Access Financial Services, Inc.369$261.1K0.09%+369New
Exeter Financial, LLC369$261.5K0.11%00.0%Unchanged
JTC Employer Solutions Trusteee Ltd370$262.0K0.02%−150−28.8%Reduced
Norris Perne & French LLP370$262.1K0.01%−30−7.5%Reduced
Navalign, LLC370$262.1K0.07%00.0%Unchanged
BCO Wealth Management LLC370$262.1K0.16%00.0%Unchanged
Madden Securities Corp370$262.1K0.08%+10+2.8%Added
Strong Retirement Solutions LLC372$263.5K0.18%+2+0.5%Added
VSM Wealth Advisory, LLC373$264.2K0.08%00.0%Unchanged
OakTrust Wealth Advisors, LLC373$264.3K0.24%−81−17.8%Reduced
Oxford Asset Management LLP373$264.3K0.11%−808−68.4%Reduced
Harold Davidson & Associates Inc.373$264.3K0.13%00.0%Unchanged
Harrell Investment Partners, LLC373$264.3K0.06%00.0%Unchanged
WP Advisors, LLC373$264.6K0.07%00.0%Unchanged
Silver Lake Advisory, LLC374$264.6K0.10%+1+0.3%Added
WESPAC Advisors, LLC374$265.0K0.15%+374New
Tandem Investment Advisors, Inc.375$265.7K0.01%−17−4.3%Reduced
KRS Capital Management, LLC375$265.9K0.16%00.0%Unchanged
Sylvest Advisors, LLC377$267.0K0.14%+13+3.6%Added
Ruggiero Investments, Inc.377$267.1K0.26%−102−21.3%Reduced
Northstar Asset Management Inc378$267.8K0.08%−13−3.3%Reduced
Iron Financial, LLC378$267.8K0.12%+378New
Crescent Grove Advisors, LLC379$268.7K0.03%+379New
Strata Wealth Advisors, LLC380$269.2K0.07%+8+2.2%Added
Riversedge Advisors, LLC380$269.2K0.04%+11+3.0%Added
Strategic Financial Group, LLC380$269.2K0.28%+380New
Tortuga Wealth Management, Inc380$269.2K0.25%+18+5.0%Added
Pursuit Wealth Strategies, LLC380$269.5K0.37%+5+1.3%Added
Swisher Financial Concepts, Inc.381$269.9K0.15%+3+0.8%Added
Guardian Capital, LLC383$271.2K0.26%−25−6.1%Reduced
Ames National Corp383$271.3K0.16%00.0%Unchanged
Hobart Private Capital, LLC383$271.3K0.05%+383New
FMB Wealth Management383$271.4K0.11%−110−22.3%Reduced
Axecap Investments, LLC384$272.0K0.19%−1,293−77.1%Reduced
Ruedi Wealth Management, Inc.384$272.2K0.07%00.0%Unchanged
Meridian Wealth Partners, LLC386$273.2K0.04%+12+3.2%Added
Allred Capital Management, LLC386$273.5K0.10%+17+4.6%Added
Community Financial Services Group, LLC375$273.9K0.05%+375New
OneAscent Family Office, LLC388$275.1K0.19%+388New
Heritage Family Offices, LLP389$275.6K0.12%+389New
Owl Creek Wealth Partners LLC389$275.6K0.10%+389New
Archvest Wealth Advisors, Inc.390$276.0K0.18%−110−22.0%Reduced
Turning Point Benefit Group, Inc.385$276.2K0.18%+23+6.4%Added
Bolthouse Investments, LLC391$276.7K0.25%00.0%Unchanged
Fidelity D & D Bancorp Inc391$277.0K0.11%00.0%Unchanged
Grand Wealth Management, LLC391$277.0K0.13%+391New
AIMZ Investment Advisors, LLC392$277.4K0.09%00.0%Unchanged
Meridian Investment Counsel Inc.392$277.7K0.07%00.0%Unchanged
NDWM LLC392$277.7K0.18%00.0%Unchanged