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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2026

Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
3,772
+277 vs. Q4 2025
Shares held
331.6M
+48.5M (+17.1%) vs. Q4 2025
Total value
$232.0B
+$70.2B (+43.4%) vs. Q4 2025
New holders
392
1,291 more added
Sold out
115
1,551 more reduced

47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2026: 3,772 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2026: $232.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.

Institutions holding CAT in Q1 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Evergreen Advisors, LLC210$149.0K0.03%+210New
Marshall & Sterling Wealth Advisors Inc.210$149.0K0.10%00.0%Unchanged
GoalVest Advisory LLC212$150.2K0.03%00.0%Unchanged
Centerpoint Advisors, LLC215$152.0K0.05%00.0%Unchanged
Mosley Wealth Management321$153.1K0.07%−131−29.0%Reduced
Canton Hathaway, LLC217$153.7K0.03%00.0%Unchanged
Atlantic Private Wealth, LLC219$155.3K0.10%00.0%Unchanged
Motco220$155.9K0.01%00.0%Unchanged
Kerr Financial Planning Corp192$156.2K0.19%−1−0.5%Reduced
Godsey & Gibb Associates222$157.3K0.01%+6+2.8%Added
Hughes Financial Services, LLC223$158.0K0.02%+4+1.8%Added
BFSG, LLC224$158.7K0.02%+1+0.4%Added
Winch Advisory Services, LLC226$160.1K0.04%−26−10.3%Reduced
Swiss Re Ltd228$161.5K0.99%00.0%Unchanged
Miller Global Investments, LLC233$165.1K0.15%+233New
Synergy Investment Management, LLC233$165.1K0.05%+233New
1015 Capital Partners, LLC238$168.6K0.16%+1+0.4%Added
Wolff Wiese Magana LLC239$169.3K0.09%+7+3.0%Added
WPG Advisers, LLC242$171.4K0.13%−36−12.9%Reduced
JNBA Financial Advisors246$174.3K0.01%−5−2.0%Reduced
Darwin Advisors, LLC247$175.4K0.05%00.0%Unchanged
Horizons Wealth Management249$176.4K0.12%00.0%Unchanged
St. Johns Investment Management Company, LLC250$177.1K0.07%00.0%Unchanged
MTM Investment Management, LLC251$177.8K0.06%00.0%Unchanged
Capital Advisors, Ltd. LLC251$178.0K0.02%+21+9.1%Added
Fairscale Capital, LLC253$179.2K0.12%00.0%Unchanged
Triumph Capital Management256$181.2K0.04%−35−12.0%Reduced
Delos Wealth Advisors, LLC257$182.1K0.10%−30−10.5%Reduced
Miller Capital Partners, Inc.265$187.7K0.09%00.0%Unchanged
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.267$189.2K0.47%−516−65.9%Reduced
3 Factor Indexing, LLC267$189.2K0.18%+267New
Sunrise Financial Services, LLC269$190.6K0.14%+15+5.9%Added
Clean Yield Group270$191.3K0.05%00.0%Unchanged
Maseco LLP272$192.9K0.01%+22+8.8%Added
State of Wyoming274$194.1K0.02%−1−0.4%Reduced
Creative Capital Management Investments LLC279$197.7K0.06%+51+22.4%Added
Waystone Advisors LLC283$200.5K0.18%+283New
Centennial Bank283$200.5K0.07%00.0%Unchanged
Accelerate Investment Advisors LLC284$200.9K0.13%+284New
Scarborough Advisors, LLC284$200.9K0.02%+284New
Sequent Planning LLC285$202.1K0.05%+285New
PTM Wealth Management, LLC280$202.1K0.11%+280New
Thrive Capital Management, LLC285$202.2K0.04%+285New
Hoge Financial Services, LLC286$202.4K0.11%+286New
Instrumental Wealth, LLC286$202.6K0.12%+10+3.6%Added
Aspire Private Capital, LLC286$203.0K0.05%+286New
Opus Capital Group, LLC286$203.0K0.02%+286New
Oath Planning, LLC287$203.6K0.18%+287New
Financial Harvest, LLC288$203.7K0.12%+288New
TSFG, LLC288$204.0K0.03%−4−1.4%Reduced
Whitaker-Myers Wealth Managers, LTD.288$204.2K0.04%−100−25.8%Reduced
Barrett & Company, Inc.288$204.2K0.07%+20+7.5%Added
Weinberger Asset Management, Inc289$204.7K0.08%+289New
Private Wealth Group, LLC289$204.7K0.10%+289New
Leslie Global Wealth, LLC289$204.7K0.11%+289New
Tribridge Partners Financial LLC286$205.1K0.08%+286New
Values First Advisors, Inc.290$205.4K0.11%+290New
Z3 Capital Partners, LLC290$205.5K0.05%−60−17.1%Reduced
Morton Brown Family Wealth, LLC290$205.5K0.05%00.0%Unchanged
TruNorth Capital Management, LLC290$205.5K0.04%+290New
Samalin Investment Counsel, LLC291$206.1K0.07%+291New
Dividend Assets Capital, LLC291$206.2K0.04%+291New
DLK Investment Management, LLC291$206.2K0.08%+291New
Stonekeep Investments, LLC292$206.8K0.13%+292New
Sagace Wealth Management LLC292$206.9K0.14%−121−29.3%Reduced
Riverstone Advisors, LLC292$206.9K0.10%+292New
Atlantic Family Wealth, LLC292$206.9K0.15%+292New
Blake Schutter Theil Wealth Advisors, LLC293$207.6K0.17%+293New
Symphony Financial Services, Inc.293$207.7K0.11%+293New
Martin Capital Partners, LLC294$208.0K0.08%+294New
Flavin Financial Services, Inc.294$208.6K0.14%+294New
Everest Financial Group LLC295$208.7K0.03%+295New
Ketron Financial295$208.7K0.07%+295New
Saturna Capital CORP295$209.0K0.00%+295New
Phocas Financial Corp.295$209.0K0.03%+295New
Dunhill Financial, LLC295$209.3K0.05%00.0%Unchanged
Nia Impact Advisors, LLC296$209.7K0.09%−525−63.9%Reduced
Post Resch Tallon Group Inc.290$210.1K0.17%+290New
Sun Group Wealth Partners297$210.4K0.17%+297New
Horizon Investment Services, LLC297$210.9K0.07%+297New
Whelan Financial298$211.1K0.07%+298New
New Covenant Trust Company, N.A.298$211.1K0.19%+298New
Coign Capital Advisors LLC298$211.3K0.11%+298New
Castle Wealth Management LLC299$211.6K0.07%+299New
Tower View Investment Management & Research LLC299$211.8K0.11%+34+12.8%Added
Avalon Trust Co300$212.5K0.01%−75−20.0%Reduced
Deltec Asset Management LLC300$212.5K0.04%+300New
Investment Partners Asset Management, Inc.300$212.5K0.13%+300New
Granville Capital, Inc.300$212.5K0.11%+300New
FFT Wealth Management LLC300$212.5K0.04%+300New
Centiva Capital, LP300$212.5K0.01%+300New
17 Capital Partners, LLC300$212.5K0.11%+300New
Brooks, Moore & Associates, Inc.300$212.5K0.11%+300New
Wingate Wealth Advisors, Inc.300$212.5K0.11%+300New
Bannerstone Capital Management, LLC300$212.5K0.22%+300New
Carter Financial, LLC300$212.5K0.18%+300New
S&A Financial Services, Inc.300$212.5K0.15%+300New
HTG Investment Advisors, Inc.300$212.8K0.06%+300New
First Fiduciary Investment Counsel, Inc.300$213.0K0.04%+300New
Cito Capital Group, LLC300$213.0K0.07%+300New