Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,071 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,773
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,071 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pinnacle Wealth Planning Services, Inc. | 2,525 | $1.79M | 0.18% | −138−5.2% | Reduced |
| Allen Wealth Management, LLC | 2,526 | $1.79M | 0.90% | −245−8.8% | Reduced |
| Platform Technology Partners | 2,527 | $1.79M | 0.35% | +278+12.4% | Added |
| Shoker Investment Counsel, Inc. | 2,529 | $1.79M | 0.53% | +3+0.1% | Added |
| Gladius Capital Management LP | 2,538 | $1.80M | 1.38% | +2,045+414.8% | Added |
| Retirement Planning Group | 2,540 | $1.80M | 0.06% | +257+11.3% | Added |
| Affinity Investment Advisors, LLC | 2,544 | $1.80M | 1.13% | −352−12.2% | Reduced |
| McAdam, LLC | 2,553 | $1.81M | 0.08% | +430+20.3% | Added |
| Lineweaver Wealth Advisors, LLC | 2,560 | $1.81M | 0.24% | −437−14.6% | Reduced |
| Ullmann Financial Group, Inc. | 2,561 | $1.81M | 0.19% | −78−3.0% | Reduced |
| Atwood & Palmer Inc | 2,567 | $1.82M | 0.10% | +2+0.1% | Added |
| Elite Wealth Management, Inc. | 2,572 | $1.82M | 0.59% | +2,572 | New |
| Belpointe Asset Management LLC | 2,581 | $1.83M | 0.07% | −788−23.4% | Reduced |
| Brown, Lisle/Cummings, Inc. | 2,587 | $1.83M | 0.46% | −46−1.7% | Reduced |
| Legacy Wealth Asset Management, LLC | 2,589 | $1.83M | 0.45% | +11+0.4% | Added |
| Vega Investment Solutions | 2,591 | $1.84M | 0.44% | +1,836+243.2% | Added |
| Acropolis Investment Management, LLC | 2,593 | $1.84M | 0.08% | +53+2.1% | Added |
| Cherokee Insurance Co | 2,600 | $1.84M | 0.70% | −650−20.0% | Reduced |
| Intellectus Partners, LLC | 2,602 | $1.84M | 0.38% | −15−0.6% | Reduced |
| Camarda Financial Advisors, LLC | 2,605 | $1.85M | 0.97% | +2,605 | New |
| Brucke Financial, Inc. | 2,610 | $1.85M | 0.94% | +2+0.1% | Added |
| Tradition Wealth Management, LLC | 2,618 | $1.85M | 0.13% | +44+1.7% | Added |
| Linscomb & Williams, Inc. | 2,627 | $1.86M | 0.08% | +1,094+71.4% | Added |
| Klingenstein Fields & Co LP | 2,628 | $1.86M | 0.07% | +2+0.1% | Added |
| Herold Advisors, Inc. | 2,631 | $1.86M | 0.41% | −184−6.5% | Reduced |
| Yoffe Investment Management, LLC | 2,637 | $1.87M | 2.39% | 00.0% | Unchanged |
| Prestige Wealth Management Group LLC | 2,638 | $1.87M | 0.37% | −55−2.0% | Reduced |
| Toth Financial Advisory Corp | 2,639 | $1.87M | 0.21% | −43−1.6% | Reduced |
| Somerville Kurt F | 2,640 | $1.87M | 0.49% | 00.0% | Unchanged |
| Eagle Bluffs Wealth Management LLC | 2,641 | $1.87M | 0.73% | 00.0% | Unchanged |
| Sax Wealth Advisors, LLC | 3,268 | $1.87M | 0.09% | −252−7.2% | Reduced |
| Richard Bernstein Advisors LLC | 2,643 | $1.87M | 0.05% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 2,646 | $1.87M | 0.15% | −15−0.6% | Reduced |
| Quadrant Private Wealth Management, LLC | 2,649 | $1.88M | 0.29% | +278+11.7% | Added |
| Pinnacle Wealth Management, LLC | 2,651 | $1.88M | 1.27% | −724−21.5% | Reduced |
| Zions Bancorporation, National Association | 2,652 | $1.88M | 0.12% | −250−8.6% | Reduced |
| Elyxium Wealth, LLC | 2,653 | $1.88M | 0.60% | +111+4.4% | Added |
| Capstone Financial Advisors, Inc. | 2,663 | $1.89M | 0.10% | −174−6.1% | Reduced |
| Cypress Asset Management Inc | 2,664 | $1.89M | 0.44% | +42+1.6% | Added |
| SummitTX Capital, L.P. | 2,664 | $1.89M | 0.06% | +2,664 | New |
| HORAN Wealth, LLC | 2,810 | $1.89M | 0.18% | +1,405+100.0% | Added |
| Palumbo Wealth Management LLC | 2,669 | $1.89M | 0.46% | +10.0% | Added |
| Tiemann Investment Advisors, LLC | 2,670 | $1.89M | 0.74% | −44−1.6% | Reduced |
| Sentinus, LLC | 2,671 | $1.89M | 0.17% | −157−5.6% | Reduced |
| Inceptionr LLC | 2,672 | $1.89M | 0.46% | +2,136+398.5% | Added |
| High Net Worth Advisory Group LLC | 2,672 | $1.89M | 0.44% | −156−5.5% | Reduced |
| Frec Markets, Inc. | 2,680 | $1.90M | 0.32% | +550+25.8% | Added |
| Alexis Investment Partners, LLC | 2,850 | $1.90M | 1.31% | −888−23.8% | Reduced |
| Winebrenner Capital Management LLC | 2,689 | $1.91M | 1.22% | +8+0.3% | Added |
| Key Financial Inc | 2,689 | $1.91M | 0.34% | +71+2.7% | Added |
| Verus Capital Partners, LLC | 2,693 | $1.91M | 0.13% | −188−6.5% | Reduced |
| Covenant Asset Management, LLC | 2,698 | $1.91M | 0.39% | −5−0.2% | Reduced |
| Clare Market Investments LLC | 2,705 | $1.92M | 0.40% | +2,705 | New |
| Keynote Financial Services LLC | 2,714 | $1.92M | 1.02% | −30−1.1% | Reduced |
| First Command Advisory Services, Inc. | 2,715 | $1.92M | 0.01% | +66+2.5% | Added |
| Tudor Financial Inc. | 2,727 | $1.93M | 0.99% | −25−0.9% | Reduced |
| Titleist Asset Management, LLC | 2,731 | $1.93M | 0.15% | −716−20.8% | Reduced |
| Pathway Financial Advisors LLC | 2,700 | $1.94M | 0.24% | 00.0% | Unchanged |
| CMG Global Holdings, LLC | 2,736 | $1.94M | 0.92% | −19−0.7% | Reduced |
| Farmers National Bank | 2,752 | $1.95M | 0.43% | −25−0.9% | Reduced |
| Tortoise Capital Advisors, L.L.C. | 2,756 | $1.95M | 0.02% | +940+51.8% | Added |
| Trace Wealth Advisors, LLC | 2,757 | $1.95M | 1.46% | +7+0.3% | Added |
| Patriot Investment Management Inc. | 2,762 | $1.96M | 0.12% | +5+0.2% | Added |
| Cranbrook Wealth Management, LLC | 2,768 | $1.96M | 0.40% | −39−1.4% | Reduced |
| Prosperity Bancshares Inc | 2,769 | $1.96M | 1.57% | +66+2.4% | Added |
| AssuredPartners Investment Advisors, LLC | 2,722 | $1.96M | 0.21% | +1,891+227.6% | Added |
| Elevation Advisory Partners LLC | 3,080 | $1.97M | 1.84% | +3,080 | New |
| Creekside Partners | 2,786 | $1.97M | 0.81% | +10.0% | Added |
| First Interstate Bank | 2,790 | $1.98M | 0.11% | −270−8.8% | Reduced |
| Baring Financial LLC | 2,793 | $1.98M | 1.21% | −10−0.4% | Reduced |
| CVA Family Office, LLC | 2,794 | $1.98M | 0.21% | +233+9.1% | Added |
| Claris Advisors, LLC | 2,798 | $1.98M | 0.59% | 00.0% | Unchanged |
| Legacy Financial Advisors, Inc. | 2,799 | $1.98M | 0.28% | +49+1.8% | Added |
| Quotient Wealth Partners, LLC | 2,800 | $1.98M | 0.05% | −17−0.6% | Reduced |
| Peavine Capital, LLC | 2,800 | $1.98M | 0.44% | 00.0% | Unchanged |
| Klingman & Associates, LLC | 2,802 | $1.99M | 0.10% | +88+3.2% | Added |
| Trustmark National Bank Trust Department | 2,807 | $1.99M | 0.13% | −202−6.7% | Reduced |
| GKV Capital Management Co., Inc. | 2,812 | $1.99M | 0.75% | −28−1.0% | Reduced |
| Boston Private Wealth LLC | 2,813 | $1.99M | 0.13% | −499−15.1% | Reduced |
| Paragon Capital Management LLC | 2,816 | $2.00M | 0.99% | +200+7.6% | Added |
| Compass Ion Advisors, LLC | 2,822 | $2.00M | 0.19% | −49−1.7% | Reduced |
| Chesapeake Wealth Management | 2,822 | $2.00M | 0.61% | −221−7.3% | Reduced |
| Gibbs Wealth Management | 2,827 | $2.00M | 0.26% | +1,607+131.7% | Added |
| Sawgrass Asset Management LLC | 2,846 | $2.02M | 0.30% | 00.0% | Unchanged |
| Ark Wealth Advisors LLC | 2,851 | $2.02M | 2.00% | +29+1.0% | Added |
| Cambient Family Office, LLC | 2,862 | $2.03M | 0.28% | +282+10.9% | Added |
| Aspiriant, LLC | 2,864 | $2.03M | 0.06% | +327+12.9% | Added |
| Kercheville Advisors, LLC | 2,865 | $2.03M | 0.65% | −10−0.3% | Reduced |
| TownSquare Capital, LLC | 2,868 | $2.03M | 0.46% | +78+2.8% | Added |
| Brookwood Investment Group LLC | 2,873 | $2.04M | 0.26% | −291−9.2% | Reduced |
| Chancellor Financial Group WB LP | 2,873 | $2.04M | 1.46% | +2+0.1% | Added |
| Midland Wealth Advisors LLC | 2,874 | $2.04M | 0.10% | −348−10.8% | Reduced |
| Probity Advisors, Inc. | 2,875 | $2.04M | 0.32% | −76−2.6% | Reduced |
| Aire Advisors, LLC | 2,878 | $2.04M | 0.37% | +10+0.3% | Added |
| Evergreen Wealth Solutions, LLC | 2,879 | $2.04M | 0.14% | +1,062+58.4% | Added |
| Hilltop National Bank | 2,879 | $2.04M | 0.49% | −10.0% | Reduced |
| Nabity-Jensen Investment Management Inc | 2,886 | $2.04M | 1.42% | +231+8.7% | Added |
| US Asset Management LLC | 2,887 | $2.05M | 1.77% | −8−0.3% | Reduced |
| Occudo Quantitative Strategies LP | 2,304 | $2.05M | 0.11% | +2,304 | New |
| Global Financial Private Client, LLC | 2,895 | $2.05M | 0.67% | +323+12.6% | Added |