Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,071 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,773
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,071 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Retirement Planning Co of New England, Inc. | 2,205 | $1.56M | 0.64% | +49+2.3% | Added |
| Horizon Wealth Management, LLC | 2,209 | $1.57M | 0.23% | +10.0% | Added |
| Pine Haven Investment Counsel, Inc | 2,212 | $1.57M | 1.15% | −112−4.8% | Reduced |
| WoodTrust Financial Corp | 2,219 | $1.57M | 0.20% | 00.0% | Unchanged |
| Wayfinding Financial, LLC | 2,223 | $1.57M | 0.68% | +28+1.3% | Added |
| Wealth Watch Advisors, INC | 2,227 | $1.58M | 0.66% | −282−11.2% | Reduced |
| Bluedoor Private Wealth, LLC | 2,228 | $1.58M | 0.73% | −6−0.3% | Reduced |
| Fiduciary Family Office, LLC | 2,228 | $1.58M | 0.45% | +11+0.5% | Added |
| Wealth Enhancement Trust Services, Inc. | 2,232 | $1.58M | 0.19% | +986+79.1% | Added |
| Buck Wealth Strategies, LLC | 2,238 | $1.59M | 0.20% | −813−26.6% | Reduced |
| KPP Advisory Services LLC | 2,251 | $1.59M | 0.23% | −11−0.5% | Reduced |
| Secure Asset Management, LLC | 2,251 | $1.60M | 0.25% | +1,344+148.2% | Added |
| Atlanta Consulting Group Advisors, LLC | 2,253 | $1.60M | 0.34% | −27−1.2% | Reduced |
| Alteri Wealth LLC | 2,253 | $1.60M | 0.52% | −160−6.6% | Reduced |
| Financial Consulate, Inc | 2,257 | $1.60M | 0.20% | +44+2.0% | Added |
| Hunter Associates Investment Management LLC | 2,258 | $1.60M | 0.21% | +12+0.5% | Added |
| Legacy Private Trust Co. | 2,258 | $1.60M | 0.10% | +27+1.2% | Added |
| ROI Financial Advisors, LLC | 2,258 | $1.60M | 0.96% | +49+2.2% | Added |
| Wimmer Associates 1, LLC | 2,263 | $1.60M | 0.78% | +41+1.8% | Added |
| Fiduciary Group LLC | 2,264 | $1.60M | 0.14% | −186−7.6% | Reduced |
| Capital Performance Advisors LLP | 2,265 | $1.60M | 0.11% | +92+4.2% | Added |
| GHP Investment Advisors, Inc. | 2,266 | $1.61M | 0.07% | −10−0.4% | Reduced |
| Howard Capital Management Inc. | 2,269 | $1.61M | 0.03% | −1,621−41.7% | Reduced |
| Well Done, LLC | 2,271 | $1.61M | 0.24% | −367−13.9% | Reduced |
| Advyzon Investment Management, LLC | 2,272 | $1.61M | 0.14% | +246+12.1% | Added |
| Capital Analysts, LLC | 2,276 | $1.61M | 0.04% | −358−13.6% | Reduced |
| ORG Wealth Partners, LLC | 2,276 | $1.61M | 0.32% | −29−1.3% | Reduced |
| Capital Advantage, Inc. | 2,280 | $1.62M | 0.21% | 00.0% | Unchanged |
| Horst & Graben Wealth Management LLC | 1,950 | $1.62M | 0.22% | +29+1.5% | Added |
| AAFMAA Wealth Management & Trust LLC | 2,282 | $1.62M | 0.63% | −113−4.7% | Reduced |
| Cahill Financial Advisors Inc | 2,284 | $1.62M | 0.18% | +3+0.1% | Added |
| TFR Capital, LLC. | 2,289 | $1.62M | 0.50% | +104+4.8% | Added |
| Talon Private Wealth, LLC | 2,294 | $1.62M | 0.22% | +2,294 | New |
| United Asset Strategies, Inc. | 2,295 | $1.63M | 0.13% | −39−1.7% | Reduced |
| Hexagon Capital Partners LLC | 2,295 | $1.63M | 0.24% | +2,295 | New |
| Firethorn Wealth Partners, LLC | 2,303 | $1.63M | 0.60% | −133−5.5% | Reduced |
| LaSalle St. Investment Advisors, LLC | 2,303 | $1.63M | 0.23% | +213+10.2% | Added |
| South Plains Financial, Inc. | 2,309 | $1.64M | 0.95% | +123+5.6% | Added |
| BankChampaign, National Association | 2,312 | $1.64M | 1.62% | −115−4.7% | Reduced |
| Southern Michigan Bank & Trust | 2,320 | $1.64M | 0.63% | +2,320 | New |
| Tower Trust & Investment Co | 2,321 | $1.64M | 1.08% | −227−8.9% | Reduced |
| Versant Capital Management, Inc | 2,327 | $1.65M | 0.16% | +553+31.2% | Added |
| Constitution Capital LLC | 2,330 | $1.65M | 0.83% | 00.0% | Unchanged |
| Shepherd Street Advisors LLC | 2,335 | $1.65M | 1.63% | −87−3.6% | Reduced |
| Perpetual Ltd | 2,338 | $1.66M | 0.03% | +261+12.6% | Added |
| REDW Wealth LLC | 2,340 | $1.66M | 0.66% | +3+0.1% | Added |
| Schonfeld Strategic Advisors LLC | 2,343 | $1.66M | 0.01% | +193+9.0% | Added |
| Bank of Jackson Hole Trust | 2,343 | $1.66M | 0.80% | +83+3.7% | Added |
| Kieckhefer Group LLC | 2,350 | $1.66M | 0.79% | +150+6.8% | Added |
| CDM Financial Counseling Services, Inc. | 2,350 | $1.66M | 1.59% | +15+0.6% | Added |
| Fortem Financial Group, LLC | 2,353 | $1.67M | 0.42% | −15−0.6% | Reduced |
| Lincoln Capital LLC | 2,355 | $1.67M | 0.32% | 00.0% | Unchanged |
| Emerald Investment Advisers, LLC | 2,355 | $1.67M | 0.15% | +2,355 | New |
| Atlantic Trust, LLC | 2,358 | $1.67M | 0.27% | +944+66.8% | Added |
| Edgestream Partners, L.P. | 2,360 | $1.67M | 0.05% | −167−6.6% | Reduced |
| Chesley Taft & Associates LLC | 2,363 | $1.67M | 0.07% | +37+1.6% | Added |
| 10Elms LLP | 2,364 | $1.67M | 1.06% | +1,665+238.2% | Added |
| Intrust Bank NA | 2,364 | $1.67M | 0.14% | −119−4.8% | Reduced |
| Northstar Group, Inc. | 2,370 | $1.68M | 0.24% | −116−4.7% | Reduced |
| Independence Bank of Kentucky | 2,372 | $1.68M | 0.21% | −11−0.5% | Reduced |
| Greenwich Wealth Management LLC | 2,373 | $1.68M | 0.07% | −54−2.2% | Reduced |
| Seelaus Asset Management LLC | 2,383 | $1.69M | 1.22% | 00.0% | Unchanged |
| Analyst IMS Investment Management Services Ltd. | 2,391 | $1.69M | 0.05% | +177+8.0% | Added |
| One Capital Management, LLC | 2,392 | $1.69M | 0.05% | −67−2.7% | Reduced |
| Marks Group Wealth Management, Inc | 2,394 | $1.70M | 0.16% | −158−6.2% | Reduced |
| Qsemble Capital Management, LP | 2,397 | $1.70M | 0.13% | −1,229−33.9% | Reduced |
| WFA of San Diego, LLC | 2,409 | $1.71M | 1.37% | +163+7.3% | Added |
| Cidel Asset Management Inc | 2,426 | $1.72M | 0.09% | +85+3.6% | Added |
| North Star Asset Management Inc | 2,432 | $1.72M | 0.07% | +34+1.4% | Added |
| Trillium Asset Management, LLC | 2,434 | $1.72M | 0.06% | 00.0% | Unchanged |
| Perfromance Wealth Partners, LLC | 2,435 | $1.73M | 0.05% | +162+7.1% | Added |
| Arbor Wealth Advisors LLC | 2,437 | $1.73M | 1.21% | 00.0% | Unchanged |
| Souders Financial Advisors | 2,439 | $1.73M | 0.20% | −551−18.4% | Reduced |
| Leisure Capital Management | 2,439 | $1.73M | 0.60% | +6+0.2% | Added |
| Kestra Investment Management, LLC | 2,444 | $1.73M | 0.03% | −260−9.6% | Reduced |
| BSW Wealth Partners | 2,446 | $1.73M | 0.21% | +33+1.4% | Added |
| Coastal Investment Advisors, Inc. | 2,448 | $1.73M | 0.60% | −366−13.0% | Reduced |
| Beverly Hills Private Wealth, LLC | 2,449 | $1.73M | 0.29% | +183+8.1% | Added |
| E&G Advisors, LP | 2,449 | $1.74M | 0.39% | +5+0.2% | Added |
| White Lighthouse Investment Management Inc. | 2,449 | $1.74M | 0.24% | −22−0.9% | Reduced |
| LFG Wealth Partners, LLC | 2,452 | $1.74M | 1.05% | +159+6.9% | Added |
| Tidemark, LLC | 2,453 | $1.74M | 0.44% | −123−4.8% | Reduced |
| Prosperitas Financial LLC | 2,454 | $1.74M | 0.65% | 00.0% | Unchanged |
| Marble Wealth, LLC | 2,456 | $1.74M | 0.30% | −1,407−36.4% | Reduced |
| Sompo Asset Management Co., Ltd. | 2,460 | $1.74M | 0.32% | +80+3.4% | Added |
| Whalen Wealth Management Inc. | 2,462 | $1.74M | 0.93% | −69−2.7% | Reduced |
| Bluebird Wealth Management LLC | 2,462 | $1.74M | 1.79% | +2,462 | New |
| Transamerica Financial Advisors, Inc. | 2,462 | $1.74M | 0.15% | −883−26.4% | Reduced |
| Global Trust Wealth Management LLC | 2,464 | $1.75M | 1.32% | −494−16.7% | Reduced |
| Hills Bank & Trust Co | 2,468 | $1.75M | 0.08% | −255−9.4% | Reduced |
| Tanglewood Legacy Advisors, LLC | 2,470 | $1.75M | 0.63% | 00.0% | Unchanged |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 2,475 | $1.75M | 0.21% | +10+0.4% | Added |
| Arrowroot Family Office, LLC | 2,485 | $1.76M | 0.58% | −123−4.7% | Reduced |
| Burns J W & Co Inc | 2,486 | $1.76M | 0.20% | −400−13.9% | Reduced |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,139 | $1.77M | 0.59% | −61−2.8% | Reduced |
| First Commonwealth Financial Corp | 2,507 | $1.78M | 0.28% | +465+22.8% | Added |
| Rogco, LP | 2,512 | $1.78M | 0.59% | +10.0% | Added |
| Wellspring Financial Advisors, LLC | 2,521 | $1.79M | 0.13% | +112+4.6% | Added |
| Retirement Guys Formula LLC | 2,522 | $1.79M | 0.82% | +2,522 | New |
| Washburn Capital Management, Inc. | 2,522 | $1.79M | 1.04% | +25+1.0% | Added |