Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Providence First Trust Co | 1,944 | $1.38M | 0.48% | +72+3.8% | Added |
| Coastal Bridge Advisors, LLC | 1,945 | $1.38M | 0.10% | +126+6.9% | Added |
| August Group Capital Ltd | 1,947 | $1.38M | 1.60% | −291−13.0% | Reduced |
| Summit Financial Strategies, Inc. | 1,949 | $1.38M | 0.11% | 00.0% | Unchanged |
| Redwood Wealth Management Group, LLC | 1,950 | $1.38M | 0.60% | 00.0% | Unchanged |
| St. Louis Trust Co | 1,952 | $1.38M | 0.16% | +379+24.1% | Added |
| Zullo Investment Group, Inc. | 1,953 | $1.38M | 0.53% | +2+0.1% | Added |
| Baker Ellis Asset Management LLC | 1,957 | $1.39M | 0.16% | −200−9.3% | Reduced |
| Sweeney & Michel, LLC | 1,752 | $1.39M | 0.41% | +61+3.6% | Added |
| First National Bank of Hutchinson | 1,960 | $1.39M | 0.89% | +1,603+449.0% | Added |
| Adelphi Trust Co | 1,963 | $1.39M | 1.13% | −59−2.9% | Reduced |
| Reliant Investment Partners, LLC | 1,966 | $1.39M | 1.15% | +103+5.5% | Added |
| Pines Wealth Management, LLC | 1,968 | $1.39M | 0.45% | −87−4.2% | Reduced |
| TRB Wealth Management, LLC | 1,978 | $1.40M | 0.20% | +1,978 | New |
| Cahaba Wealth Management, Inc. | 1,980 | $1.40M | 0.10% | −32−1.6% | Reduced |
| Patten Group, Inc. | 1,981 | $1.40M | 0.24% | +17+0.9% | Added |
| Doliver Advisors, LP | 1,981 | $1.40M | 0.32% | −54−2.7% | Reduced |
| Dark Forest Capital Management LP | 1,983 | $1.40M | 0.12% | −2,188−52.5% | Reduced |
| Meriwether Wealth & Planning, LLC | 1,986 | $1.41M | 0.77% | −2−0.1% | Reduced |
| SHEPHERD WEALTH MANAGEMENT Ltd LIABILITY Co | 1,563 | $1.41M | 1.05% | −7,577−82.9% | Reduced |
| Opinicus Capital, Inc. | 1,988 | $1.41M | 0.99% | +84+4.4% | Added |
| Marex Group plc | 1,991 | $1.41M | 0.01% | +1,515+318.3% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,785 | $1.41M | 0.01% | −405−18.5% | Reduced |
| Lester Murray Antman dba SimplyRich | 1,996 | $1.41M | 0.36% | 00.0% | Unchanged |
| Claris Financial LLC | 2,000 | $1.42M | 0.78% | −9−0.4% | Reduced |
| Saybrook Capital | 2,000 | $1.42M | 0.38% | 00.0% | Unchanged |
| Addison Advisors LLC | 2,003 | $1.42M | 0.31% | +2+0.1% | Added |
| Landaas & Co | 2,004 | $1.42M | 0.31% | +133+7.1% | Added |
| LifePlan Financial, LLC | 2,004 | $1.42M | 1.05% | −64−3.1% | Reduced |
| Mountain Pacific Investment Advisers Inc | 2,004 | $1.42M | 0.24% | −90−4.3% | Reduced |
| Arcataur Capital Management LLC | 2,005 | $1.42M | 0.40% | 00.0% | Unchanged |
| Sage Investment Counsel LLC | 2,006 | $1.42M | 1.58% | −55−2.7% | Reduced |
| LVW Advisors, LLC | 2,010 | $1.42M | 0.14% | +770+62.1% | Added |
| 3Chopt Investment Partners, LLC | 2,014 | $1.43M | 0.33% | +59+3.0% | Added |
| Titan Investment Solutions Ltd | 2,015 | $1.43M | 0.18% | 00.0% | Unchanged |
| Summit Global Investments | 2,018 | $1.43M | 0.08% | −452−18.3% | Reduced |
| Jacksonville Wealth Management, LLC | 2,019 | $1.43M | 0.97% | −19−0.9% | Reduced |
| Regal Investment Advisors LLC | 2,019 | $1.43M | 0.08% | −23−1.1% | Reduced |
| Heck Capital Advisors, LLC | 2,022 | $1.43M | 0.11% | −1,057−34.3% | Reduced |
| Kozak & Associates, Inc. | 1,814 | $1.44M | 0.28% | +14+0.8% | Added |
| Walter & Keenan Financial Consulting Co | 2,030 | $1.44M | 0.40% | +5+0.2% | Added |
| GM Advisory Group, Inc. | 2,030 | $1.44M | 0.06% | +55+2.8% | Added |
| NCM Capital Management, LLC | 2,030 | $1.44M | 0.52% | 00.0% | Unchanged |
| Perennial Investment Advisors, LLC | 2,033 | $1.44M | 0.11% | +119+6.2% | Added |
| Allen Mooney & Barnes Investment Advisors LLC | 2,035 | $1.44M | 0.21% | −17−0.8% | Reduced |
| Mechanics Bank Trust Department | 2,037 | $1.44M | 0.20% | −63−3.0% | Reduced |
| Retireful, LLC | 2,039 | $1.44M | 2.04% | +108+5.6% | Added |
| Limestone Investment Advisors LP | 2,040 | $1.45M | 0.71% | +2,040 | New |
| Victory Financial Group, LLC | 2,043 | $1.45M | 0.18% | +628+44.4% | Added |
| First American Bank | 2,043 | $1.45M | 0.09% | −54−2.6% | Reduced |
| Harbor Investment Advisory, LLC | 2,044 | $1.45M | 0.11% | −84−3.9% | Reduced |
| BCS Wealth Management | 2,045 | $1.45M | 0.30% | −2,067−50.3% | Reduced |
| Miramontes Capital, LLC | 2,047 | $1.45M | 0.50% | −12−0.6% | Reduced |
| Disciplined Equity Management, Inc. | 2,049 | $1.45M | 0.73% | −681−24.9% | Reduced |
| Beacon Financial Advisory LLC | 2,052 | $1.45M | 0.33% | +11+0.5% | Added |
| Dudley Capital Management, LLC | 2,055 | $1.46M | 0.64% | −10.0% | Reduced |
| Asset Advisory Group, Inc. | 2,055 | $1.46M | 0.73% | +10.0% | Added |
| Ashton Thomas Securities, LLC | 2,060 | $1.46M | 0.18% | +1,411+217.4% | Added |
| Armstrong Advisory Group, Inc | 2,060 | $1.46M | 0.10% | +20+1.0% | Added |
| United Advisor Group, LLC | 2,066 | $1.46M | 0.18% | +357+20.9% | Added |
| New Republic Capital, LLC | 2,067 | $1.46M | 0.49% | −1,149−35.7% | Reduced |
| Winthrop Advisory Group LLC | 2,076 | $1.47M | 0.12% | −2−0.1% | Reduced |
| Dymon Asia Capital (Singapore) Pte. Ltd. | 2,080 | $1.47M | 0.32% | +2,080 | New |
| Latitude Advisors, LLC | 2,080 | $1.47M | 0.68% | −108−4.9% | Reduced |
| Intellus Advisors LLC | 2,083 | $1.48M | 0.20% | −182−8.0% | Reduced |
| Cortland Associates Inc | 2,090 | $1.48M | 0.21% | −99−4.5% | Reduced |
| Obermeyer Wood Investment Counsel, LLLP | 2,092 | $1.48M | 0.07% | +55+2.7% | Added |
| NWF Advisory Services Inc. | 2,095 | $1.48M | 0.17% | +318+17.9% | Added |
| TRUE Private Wealth Advisors | 2,099 | $1.49M | 0.14% | −127−5.7% | Reduced |
| Davidson Capital Management Inc. | 2,100 | $1.49M | 0.27% | −6,502−75.6% | Reduced |
| Gleason Group, Inc. | 2,105 | $1.49M | 0.15% | −443−17.4% | Reduced |
| Windsor Capital Management, LLC | 2,108 | $1.49M | 0.42% | −47−2.2% | Reduced |
| Martin Capital Advisors, LLP | 2,111 | $1.50M | 0.94% | 00.0% | Unchanged |
| W Advisors, LLC | 2,113 | $1.50M | 0.77% | +10.0% | Added |
| Clarus Wealth Advisors | 2,074 | $1.50M | 0.64% | +61+3.0% | Added |
| SageView Advisory Group, LLC | 2,123 | $1.50M | 0.05% | −149−6.6% | Reduced |
| Peoples Financial Services Corp. | 2,125 | $1.51M | 0.71% | −32−1.5% | Reduced |
| SHP Wealth Management | 2,128 | $1.51M | 0.11% | −107−4.8% | Reduced |
| Means Investment Co., Inc. | 2,130 | $1.51M | 0.13% | −23−1.1% | Reduced |
| Innovative Asset Advisors Group, LLC | 2,132 | $1.51M | 0.87% | +2,132 | New |
| TMB Capital Partners, LLC | 2,134 | $1.51M | 0.51% | −124−5.5% | Reduced |
| Sovereign Financial Group, Inc. | 2,136 | $1.51M | 0.26% | +36+1.7% | Added |
| Spirepoint Private Client, LLC | 2,137 | $1.51M | 0.14% | −4−0.2% | Reduced |
| Cassaday & Co Wealth Management LLC | 2,137 | $1.51M | 0.03% | −82−3.7% | Reduced |
| YANKCOM Partnership | 2,141 | $1.52M | 0.62% | −366−14.6% | Reduced |
| Thrive Wealth Management, LLC | 2,148 | $1.52M | 0.23% | +44+2.1% | Added |
| Astoria Portfolio Advisors LLC. | 1,839 | $1.52M | 0.33% | +42+2.3% | Added |
| Aberdeen Wealth Management LLC | 2,153 | $1.53M | 0.70% | 00.0% | Unchanged |
| Monograph Wealth Advisors, LLC | 2,159 | $1.53M | 0.15% | −800−27.0% | Reduced |
| Inscription Capital, LLC | 2,163 | $1.53M | 0.16% | −968−30.9% | Reduced |
| LVM Capital Management Ltd | 2,166 | $1.53M | 0.14% | 00.0% | Unchanged |
| Cercano Management LLC | 2,180 | $1.54M | 0.07% | 00.0% | Unchanged |
| Laurel Oak Wealth Management, LLC | 2,185 | $1.55M | 0.26% | −99−4.3% | Reduced |
| Strategic Investment Advisors | 2,185 | $1.55M | 0.11% | −240−9.9% | Reduced |
| RM Financial Services, LLC | 2,193 | $1.55M | 1.34% | −20−0.9% | Reduced |
| Patton Albertson Miller Group, LLC | 2,194 | $1.55M | 0.18% | +32+1.5% | Added |
| Sippican Capital Advisors | 2,200 | $1.56M | 1.07% | −300−12.0% | Reduced |
| Compass Capital Corp | 1,739 | $1.56M | 0.56% | +38+2.2% | Added |
| Keebeck Wealth Management, LLC | 2,205 | $1.56M | 0.18% | +1,046+90.3% | Added |
| Retirement Planning Co of New England, Inc. | 2,205 | $1.56M | 0.64% | +49+2.3% | Added |