Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Congress Park Capital LLC | 1,585 | $1.12M | 0.34% | +255+19.2% | Added |
| Acorns Advisers, LLC | 1,585 | $1.12M | 0.01% | +133+9.2% | Added |
| Purpose Unlimited Inc. | 1,586 | $1.12M | 0.05% | −97−5.8% | Reduced |
| Defiance ETFs, LLC | 1,586 | $1.12M | 0.02% | +1,586 | New |
| Raab & Moskowitz Asset Management LLC | 1,587 | $1.12M | 0.25% | −75−4.5% | Reduced |
| Wellington Grp LLC | 1,590 | $1.13M | 0.35% | +269+20.4% | Added |
| Frisch Financial Group, Inc. | 1,591 | $1.13M | 0.24% | −45−2.8% | Reduced |
| Thayer Partners, LLC | 1,596 | $1.13M | 0.54% | −50−3.0% | Reduced |
| Rosenberg Matthew Hamilton | 1,596 | $1.13M | 0.23% | −4−0.3% | Reduced |
| Valley National Advisers Inc | 1,598 | $1.13M | 0.15% | +20+1.3% | Added |
| Camden National Bank | 1,597 | $1.13M | 0.15% | −38−2.3% | Reduced |
| Grant Private Wealth Management Inc | 1,599 | $1.13M | 0.60% | +242+17.8% | Added |
| WESCAP Management Group, Inc. | 1,600 | $1.13M | 0.22% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $1.13M | 0.68% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,603 | $1.14M | 0.39% | −42−2.6% | Reduced |
| Main Street Financial Solutions, LLC | 1,604 | $1.14M | 0.08% | +666+71.0% | Added |
| FSM Wealth Advisors, LLC | 1,609 | $1.14M | 0.15% | +1+0.1% | Added |
| Hilton Head Capital Partners, LLC | 1,611 | $1.14M | 0.64% | +16+1.0% | Added |
| Pacitti Group Inc. | 1,611 | $1.14M | 0.42% | −51−3.1% | Reduced |
| Fagan Associates, Inc. | 1,612 | $1.14M | 0.16% | −48−2.9% | Reduced |
| Pacific Point Advisors, LLC | 1,613 | $1.14M | 0.60% | +4+0.2% | Added |
| Stokes Family Office, LLC | 1,614 | $1.14M | 0.12% | −201−11.1% | Reduced |
| Nikulski Financial, Inc. | 1,618 | $1.15M | 0.28% | 00.0% | Unchanged |
| Planning Center, Inc. | 1,618 | $1.15M | 0.12% | +295+22.3% | Added |
| Goldenstone Wealth Management LLC | 1,619 | $1.15M | 0.83% | −62−3.7% | Reduced |
| Barr E S & Co | 1,620 | $1.15M | 0.07% | −15−0.9% | Reduced |
| Accel Wealth Management | 1,621 | $1.15M | 0.30% | +95+6.2% | Added |
| Parisi Gray Wealth Management | 1,622 | $1.15M | 0.27% | +855+111.5% | Added |
| Silvia McColl Wealth Management, LLC | 1,622 | $1.15M | 0.76% | 00.0% | Unchanged |
| Stonebridge Financial Group, LLC | 1,624 | $1.15M | 0.09% | −278−14.6% | Reduced |
| Financial Partners Group, Inc | 1,625 | $1.15M | 0.14% | −25−1.5% | Reduced |
| Cooper/Haims Advisors, LLC | 1,627 | $1.15M | 0.54% | +48+3.0% | Added |
| Merrithew & Thorsten Inc | 1,628 | $1.15M | 1.09% | +3+0.2% | Added |
| Crewe Advisors LLC | 1,630 | $1.15M | 0.10% | +20+1.2% | Added |
| Affinity Capital Advisors, LLC | 1,642 | $1.16M | 0.16% | +19+1.2% | Added |
| Advisory Resource Group | 1,642 | $1.16M | 0.20% | +10+0.6% | Added |
| Kaydan Wealth Management, Inc. | 1,643 | $1.16M | 0.39% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 1,647 | $1.17M | 0.29% | +12+0.7% | Added |
| Citizens Business Bank | 1,648 | $1.17M | 0.19% | −15−0.9% | Reduced |
| WSFS Capital Management, LLC | 1,649 | $1.17M | 0.06% | −426−20.5% | Reduced |
| Taylor Hoffman Capital Management LLC | 1,651 | $1.17M | 0.36% | −29−1.7% | Reduced |
| Bigelow Investment Advisors, LLC | 1,651 | $1.17M | 0.47% | −13−0.8% | Reduced |
| McGowan Group Asset Management, Inc. | 1,653 | $1.17M | 0.15% | +60+3.8% | Added |
| Regent Peak Wealth Advisors LLC | 1,654 | $1.17M | 0.24% | +57+3.6% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 1,656 | $1.17M | 0.49% | +2+0.1% | Added |
| Red Door Wealth Management, LLC | 1,658 | $1.17M | 0.12% | +2+0.1% | Added |
| Ridgecrest Wealth Partners, LLC | 1,660 | $1.18M | 0.65% | −10−0.6% | Reduced |
| BlueSky Wealth Advisors, LLC | 1,662 | $1.18M | 0.15% | +58+3.6% | Added |
| Quantum Financial Advisors, LLC | 1,663 | $1.18M | 0.13% | −1,290−43.7% | Reduced |
| Novem Group | 1,665 | $1.18M | 0.14% | −43−2.5% | Reduced |
| Wealth Alliance | 1,668 | $1.18M | 0.12% | −67−3.9% | Reduced |
| Bogart Wealth, LLC | 1,670 | $1.18M | 0.05% | +4+0.2% | Added |
| Charis Legacy Partners, LLC | 1,670 | $1.18M | 1.73% | 00.0% | Unchanged |
| Mosaic Advisors LLC | 1,425 | $1.18M | 1.78% | +1,425 | New |
| Consilium Wealth Advisory, LLC | 1,672 | $1.18M | 0.40% | +604+56.6% | Added |
| Burton Enright Welch | 1,672 | $1.18M | 0.16% | +32+2.0% | Added |
| Nadler Financial Group, Inc. | 1,675 | $1.19M | 0.11% | +50+3.1% | Added |
| VisionPoint Advisory Group, LLC | 1,676 | $1.19M | 0.22% | +21+1.3% | Added |
| Annis Gardner Whiting Capital Advisors, LLC | 1,677 | $1.19M | 0.19% | +225+15.5% | Added |
| WealthPLAN Partners, LLC | 1,677 | $1.19M | 0.23% | +53+3.3% | Added |
| Carret Asset Management, LLC | 1,677 | $1.19M | 0.12% | −200−10.7% | Reduced |
| Ellevest, Inc. | 1,682 | $1.19M | 0.17% | +20+1.2% | Added |
| PSI Advisors, LLC | 1,685 | $1.19M | 0.29% | +107+6.8% | Added |
| KFA Private Wealth Group, LLC | 1,686 | $1.19M | 0.29% | −237−12.3% | Reduced |
| Ofc Financial Planning, LLC | 1,695 | $1.20M | 1.18% | 00.0% | Unchanged |
| Pettyjohn, Wood & White, Inc | 1,696 | $1.20M | 0.19% | −50−2.9% | Reduced |
| Garner Asset Management Corp | 1,698 | $1.20M | 0.47% | −149−8.1% | Reduced |
| Capital Square, LLC | 1,450 | $1.21M | 0.56% | −151−9.4% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,702 | $1.21M | 0.06% | −117−6.4% | Reduced |
| Kohmann Bosshard Financial Services, LLC | 1,706 | $1.21M | 0.12% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 1,707 | $1.21M | 0.43% | 00.0% | Unchanged |
| Grove Bank & Trust | 1,708 | $1.21M | 0.14% | −68−3.8% | Reduced |
| Vicus Capital | 1,709 | $1.21M | 0.09% | +31+1.8% | Added |
| Basecamp Wealth Advisors LLC | 1,710 | $1.21M | 0.25% | 00.0% | Unchanged |
| Zinnia Wealth Advisory, LLC | 1,716 | $1.22M | 1.36% | −285−14.2% | Reduced |
| Check Capital Management Inc | 1,717 | $1.22M | 0.07% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,717 | $1.22M | 0.48% | +2+0.1% | Added |
| One Degree Advisors Inc | 1,722 | $1.22M | 0.32% | +1+0.1% | Added |
| Silphium Asset Management Ltd | 1,723 | $1.22M | 0.46% | +1,723 | New |
| Base Wealth Management LLC | 1,724 | $1.22M | 0.68% | −266−13.4% | Reduced |
| Orser Capital Management, LLC | 1,729 | $1.22M | 0.85% | +240+16.1% | Added |
| DSG Capital Advisors, LLC | 1,730 | $1.23M | 0.20% | +1,730 | New |
| Relyea Zuckerberg Hanson LLC | 1,731 | $1.23M | 0.12% | +42+2.5% | Added |
| LifeSteps Financial, Inc. | 1,732 | $1.23M | 0.78% | −14−0.8% | Reduced |
| Karani Asset Management LLC | 1,732 | $1.23M | 1.07% | +1,732 | New |
| Abel Hall, LLC | 1,733 | $1.23M | 0.26% | +249+16.8% | Added |
| Gerber Kawasaki Wealth & Investment Management | 1,733 | $1.23M | 0.04% | −163−8.6% | Reduced |
| Lafayette Investments, Inc. | 1,736 | $1.23M | 0.25% | 00.0% | Unchanged |
| Fragasso Group Inc. | 1,706 | $1.23M | 0.07% | +595+53.6% | Added |
| Foster Group, Inc. | 1,739 | $1.23M | 0.04% | +74+4.4% | Added |
| Trust Co of Virginia | 1,741 | $1.23M | 0.10% | −30−1.7% | Reduced |
| Bayban | 1,742 | $1.23M | 1.07% | +73+4.4% | Added |
| Opal Wealth Advisors, LLC | 1,742 | $1.23M | 0.28% | −18−1.0% | Reduced |
| Townsend Asset Management Corp | 1,743 | $1.24M | 0.45% | +493+39.4% | Added |
| Wulff, Hansen & Co. | 1,745 | $1.24M | 1.26% | −150−7.9% | Reduced |
| SmartHarvest Portfolios, LLC | 1,748 | $1.24M | 0.52% | −283−13.9% | Reduced |
| Waycross Partners, LLC | 1,750 | $1.24M | 0.12% | −600−25.5% | Reduced |
| Future Fund LLC | 1,752 | $1.24M | 0.44% | +508+40.8% | Added |
| Transcend Wealth Collective, LLC | 1,753 | $1.24M | 0.10% | −38−2.1% | Reduced |
| Vigil Wealth Management, LLC | 1,753 | $1.24M | 1.00% | +20+1.2% | Added |