Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SJS Investment Consulting Inc. | 1,388 | $983.3K | 0.12% | −986−41.5% | Reduced |
| Davidson Investment Advisors | 1,389 | $984.1K | 0.04% | −40−2.8% | Reduced |
| Forbes J M & Co LLP | 1,390 | $984.8K | 0.08% | 00.0% | Unchanged |
| WJ Financial Advisors LLC | 1,390 | $984.8K | 0.80% | +3+0.2% | Added |
| 49 Wealth Management, LLC | 1,390 | $985.0K | 0.07% | −93−6.3% | Reduced |
| Moss Adams Wealth Advisors LLC | 1,393 | $987.0K | 0.07% | +85+6.5% | Added |
| apricus wealth, LLC | 1,394 | $987.6K | 0.48% | 00.0% | Unchanged |
| Coyle Financial Counsel LLC | 1,394 | $987.6K | 0.21% | +25+1.8% | Added |
| West Paces Advisors Inc. | 1,396 | $989.0K | 0.19% | −75−5.1% | Reduced |
| Convergence Financial, LLC | 1,357 | $989.7K | 0.10% | +102+8.1% | Added |
| Capital Advisors Wealth Management, LLC | 1,398 | $990.5K | 0.13% | +20+1.5% | Added |
| Penn Davis McFarland Inc | 1,400 | $991.8K | 0.10% | −200−12.5% | Reduced |
| Acima Private Wealth, LLC | 1,400 | $991.8K | 0.31% | 00.0% | Unchanged |
| Monetta Financial Services Inc | 1,400 | $991.8K | 0.77% | +1,400 | New |
| Meadow Creek Wealth Advisors LLC | 1,409 | $998.2K | 0.65% | −85−5.7% | Reduced |
| Income Insurance Ltd | 1,409 | $998.2K | 0.68% | 00.0% | Unchanged |
| WestHill Financial Advisors, Inc. | 1,411 | $999.6K | 0.19% | −25−1.7% | Reduced |
| Clark Asset Management, LLC | 1,414 | $1.00M | 0.09% | −4−0.3% | Reduced |
| Charter Oak Capital Management, LLC | 1,414 | $1.00M | 0.08% | −19−1.3% | Reduced |
| Laurel Wealth Advisors LLC | 1,117 | $1.00M | 0.10% | 00.0% | Unchanged |
| Tumwater Wealth Management, LLC | 1,415 | $1.00M | 0.40% | +46+3.4% | Added |
| Foster Dykema Cabot & Partners, LLC | 1,418 | $1.00M | 0.06% | 00.0% | Unchanged |
| Tempo Wealth, LLC | 1,423 | $1.01M | 0.18% | +132+10.2% | Added |
| Blankinship & Foster, LLC | 1,426 | $1.01M | 0.22% | 00.0% | Unchanged |
| Diversify Advisory Services, LLC | 1,250 | $1.01M | 0.15% | −2,861−69.6% | Reduced |
| Momentum Wealth Planning, LLC | 1,429 | $1.01M | 0.92% | +1,429 | New |
| Wellington-Altus USA Inc. | 953 | $1.01M | 0.60% | +687+258.3% | Added |
| FCG Investment Co | 1,437 | $1.02M | 0.45% | +1,437 | New |
| Northside Capital Management, LLC | 1,437 | $1.02M | 0.09% | −358−19.9% | Reduced |
| Thurston, Springer, Miller, Herd & Titak, Inc. | 1,438 | $1.02M | 0.42% | −185−11.4% | Reduced |
| Sanchez Levi Garrett | 1,439 | $1.02M | 0.64% | +1,439 | New |
| Sanchez Wealth Management Group | 1,439 | $1.02M | 0.22% | −8−0.6% | Reduced |
| Bouchey Financial Group Ltd | 1,298 | $1.02M | 0.07% | +318+32.4% | Added |
| Chase Investment Counsel Corp | 1,443 | $1.02M | 0.27% | +524+57.0% | Added |
| Carrera Capital Advisors | 1,443 | $1.02M | 0.16% | −1−0.1% | Reduced |
| Verity Asset Management, Inc. | 1,444 | $1.02M | 0.43% | +17+1.2% | Added |
| Vann Equity Management LLC | 1,446 | $1.02M | 0.73% | +1,446 | New |
| Next Level Private LLC | 1,448 | $1.03M | 0.23% | +66+4.8% | Added |
| AF Advisors, Inc. | 1,449 | $1.03M | 0.57% | −614−29.8% | Reduced |
| Transcendent Capital Group LLC | 1,450 | $1.03M | 0.47% | −123−7.8% | Reduced |
| McCollum Christoferson Group LLC | 1,450 | $1.03M | 0.31% | +50+3.6% | Added |
| Range Financial Group LLC | 1,451 | $1.03M | 0.34% | −15−1.0% | Reduced |
| Paulson Wealth Management Inc. | 1,452 | $1.03M | 0.24% | −299−17.1% | Reduced |
| Seeds Investor LLC | 1,300 | $1.03M | 0.14% | +565+76.9% | Added |
| Philadelphia Investment Partners, LLC | 1,459 | $1.03M | 0.70% | +1,459 | New |
| Baron Wealth Management LLC | 1,460 | $1.03M | 0.31% | +30+2.1% | Added |
| Goepper Burkhardt LLC | 1,467 | $1.04M | 0.35% | −800−35.3% | Reduced |
| Jump Financial, LLC | 1,470 | $1.04M | 0.02% | −5,009−77.3% | Reduced |
| Teucrium Investment Advisors, LLC | 1,473 | $1.04M | 0.81% | −1,317−47.2% | Reduced |
| OneAscent Wealth Management LLC | 1,473 | $1.04M | 0.35% | −2−0.1% | Reduced |
| Cromwell Holdings LLC | 1,476 | $1.05M | 0.59% | 00.0% | Unchanged |
| Bravera Wealth | 1,476 | $1.05M | 0.47% | 00.0% | Unchanged |
| 55 North Private Wealth, LLC | 1,476 | $1.05M | 0.27% | +110+8.1% | Added |
| Caitong International Asset Management Co., Ltd | 1,479 | $1.05M | 0.19% | +1,479 | New |
| Paradigm Financial Partners, LLC | 1,482 | $1.05M | 0.19% | −1,738−54.0% | Reduced |
| Three Seasons Wealth, LLC | 1,485 | $1.05M | 0.40% | +295+24.8% | Added |
| Expressive Wealth LLC | 1,136 | $1.05M | 1.00% | +35+3.2% | Added |
| FSA Advisors, Inc. | 1,487 | $1.05M | 0.69% | +1,087+271.8% | Added |
| Trustco Bank Corp N Y | 1,488 | $1.05M | 0.94% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,488 | $1.05M | 0.05% | 00.0% | Unchanged |
| Legacy Trust | 1,491 | $1.06M | 0.20% | −215−12.6% | Reduced |
| Morris Retirement Advisors, LLC | 1,491 | $1.06M | 0.43% | −65−4.2% | Reduced |
| Focused Alpha, LLC | 1,493 | $1.06M | 0.33% | +474+46.5% | Added |
| Slocum, Gordon & Co LLP | 1,500 | $1.06M | 0.72% | −1,000−40.0% | Reduced |
| Rbo & Co LLC | 1,500 | $1.06M | 0.17% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $1.06M | 0.04% | 00.0% | Unchanged |
| Jeppson Wealth Management, LLC | 1,501 | $1.06M | 0.33% | −50−3.2% | Reduced |
| NVWM, LLC | 1,510 | $1.07M | 0.24% | −566−27.3% | Reduced |
| Union Savings Bank | 1,511 | $1.07M | 0.47% | 00.0% | Unchanged |
| Rossby Financial, LCC | 1,469 | $1.07M | 0.22% | +144+10.9% | Added |
| Millington Financial Advisors, LLC | 1,295 | $1.07M | 0.45% | +2+0.2% | Added |
| Van Hulzen Asset Management, LLC | 1,516 | $1.07M | 0.08% | −209−12.1% | Reduced |
| Hickory Point Bank & Trust | 1,526 | $1.08M | 0.71% | −1,169−43.4% | Reduced |
| Pitcairn Wealth Advisors LLC | 1,890 | $1.08M | 0.10% | 00.0% | Unchanged |
| Leo Wealth, LLC | 1,531 | $1.08M | 0.08% | +27+1.8% | Added |
| Juno Financial Group LLC | 1,533 | $1.09M | 0.43% | +1+0.1% | Added |
| Magnolia Capital Advisors LLC | 1,535 | $1.09M | 0.21% | +150+10.8% | Added |
| Harbour Trust & Investment Management Co | 1,539 | $1.09M | 0.12% | −35−2.2% | Reduced |
| Stonebridge Capital Advisors LLC | 1,539 | $1.09M | 0.08% | −94−5.8% | Reduced |
| SAM Advisors, LLC | 1,540 | $1.09M | 0.34% | 00.0% | Unchanged |
| Strategic Equity Management | 1,542 | $1.09M | 0.41% | +3+0.2% | Added |
| Gould Asset Management LLC | 1,545 | $1.09M | 0.19% | −10−0.6% | Reduced |
| Sendero Wealth Management, LLC | 1,549 | $1.10M | 0.12% | −17−1.1% | Reduced |
| Trinity Financial Advisors LLC | 1,550 | $1.10M | 0.31% | 00.0% | Unchanged |
| Contravisory Investment Management, Inc. | 1,555 | $1.10M | 0.23% | −44−2.8% | Reduced |
| Empirical Asset Management, LLC | 1,556 | $1.10M | 0.29% | −1,108−41.6% | Reduced |
| Woodstock Corp | 1,557 | $1.10M | 0.10% | 00.0% | Unchanged |
| Fortress Private Ledger, LLC | 1,559 | $1.10M | 0.35% | +71+4.8% | Added |
| Revisor Wealth Management LLC | 1,587 | $1.11M | 0.31% | −154−8.8% | Reduced |
| Brady Martz Wealth Solutions, LLC | 1,563 | $1.11M | 0.19% | +444+39.7% | Added |
| SeaBridge Investment Advisors LLC | 1,565 | $1.11M | 0.19% | 00.0% | Unchanged |
| Investment Advisory Services Inc | 1,565 | $1.11M | 0.35% | +17+1.1% | Added |
| Mindset Wealth Management, LLC | 1,566 | $1.11M | 0.30% | +352+29.0% | Added |
| CenterStar Asset Management, LLC | 1,572 | $1.11M | 1.07% | +1,572 | New |
| Hartford Funds Management Co LLC | 1,569 | $1.11M | 0.10% | −1,393−47.0% | Reduced |
| Mirador Capital Partners LP | 1,573 | $1.11M | 0.16% | +117+8.0% | Added |
| Gradient Investments LLC | 1,575 | $1.12M | 0.02% | −176−10.1% | Reduced |
| Alpine Bank Wealth Management | 1,580 | $1.12M | 0.16% | −6−0.4% | Reduced |
| JB Capital LLC | 1,584 | $1.12M | 0.05% | +200+14.5% | Added |
| Liberty Square Wealth Partners LLC | 1,585 | $1.12M | 0.31% | −51−3.1% | Reduced |