Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Evanson Asset Management, LLC | 1,250 | $885.6K | 0.05% | 00.0% | Unchanged |
| J. Team Financial, Inc. | 1,252 | $886.9K | 0.99% | −192−13.3% | Reduced |
| Henson-Edgewater Management, LLC | 1,252 | $887.0K | 0.56% | +52+4.3% | Added |
| GLOBALT Investments LLC | 1,253 | $887.7K | 0.03% | +1,253 | New |
| Hudson Valley Investment Advisors Inc | 1,254 | $888.4K | 0.12% | −175−12.2% | Reduced |
| QTR Family Wealth, LLC | 1,119 | $888.9K | 0.37% | +11+1.0% | Added |
| Meridian Financial Partners LLC | 1,229 | $890.7K | 0.34% | +14+1.2% | Added |
| Keystone Wealth Services, LLC | 1,261 | $893.3K | 0.19% | −220−14.9% | Reduced |
| Oliver Luxxe Assets LLC | 1,262 | $894.1K | 0.13% | −1−0.1% | Reduced |
| Silver Coast Investments LLC | 1,265 | $896.2K | 0.29% | −52−3.9% | Reduced |
| Bay Capital Advisors, LLC | 1,266 | $896.9K | 0.55% | −8−0.6% | Reduced |
| GeoWealth Management, LLC | 1,266 | $897.3K | 0.03% | +87+7.4% | Added |
| Lazari Capital Management, Inc. | 1,267 | $897.6K | 0.31% | −68−5.1% | Reduced |
| Leigh Baldwin & Co., LLC | 1,267 | $897.7K | 0.58% | +6+0.5% | Added |
| Alpha Family Trust | 1,270 | $899.7K | 0.44% | 00.0% | Unchanged |
| Quadcap Wealth Management, LLC | 1,271 | $900.5K | 0.10% | −71−5.3% | Reduced |
| First Nebraska Trust Co | 1,272 | $901.2K | 0.08% | +16+1.3% | Added |
| Bridgewealth Advisory Group, LLC | 1,275 | $903.3K | 0.19% | +13+1.0% | Added |
| Integrated Investment Consultants, LLC | 1,276 | $904.0K | 0.19% | +77+6.4% | Added |
| Warwick Investment Management, Inc. | 1,279 | $906.1K | 0.13% | +32+2.6% | Added |
| Tripletail Wealth Management, LLC | 1,266 | $908.0K | 1.24% | −308−19.6% | Reduced |
| Madison Wealth Partners, Inc | 1,286 | $910.9K | 0.15% | +370+40.4% | Added |
| Athena Investment Management | 1,287 | $911.8K | 0.47% | −179−12.2% | Reduced |
| Daner Wealth Management, LLC | 1,000 | $912.4K | 0.54% | −370−27.0% | Reduced |
| Birchcreek Wealth Management, LLC | 1,290 | $913.9K | 0.44% | +151+13.3% | Added |
| Insight Advisors, LLC | 1,291 | $914.4K | 0.17% | −19−1.5% | Reduced |
| Fund Advisors of America Inc | 1,294 | $916.9K | 0.93% | +24+1.9% | Added |
| S.A. Mason LLC | 1,295 | $917.2K | 0.34% | 00.0% | Unchanged |
| XY Planning Network, Inc. | 1,256 | $917.3K | 0.15% | +188+17.6% | Added |
| Blueshift Asset Management, LLC | 1,295 | $917.5K | 0.28% | +332+34.5% | Added |
| Sandy Cove Advisors, LLC | 1,296 | $918.2K | 0.27% | +17+1.3% | Added |
| Annex Advisory Services, LLC | 1,297 | $918.9K | 0.02% | +165+14.6% | Added |
| Elser Financial Planning, Inc | 1,279 | $919.5K | 0.04% | 00.0% | Unchanged |
| MFA Wealth Services | 1,298 | $919.7K | 0.61% | −43−3.2% | Reduced |
| Werba Rubin Papier Wealth Management | 1,299 | $920.0K | 0.13% | +446+52.3% | Added |
| Merrion Investment Management Co, LLC | 1,300 | $921.0K | 0.49% | 00.0% | Unchanged |
| Donoghue Forlines LLC | 1,301 | $921.7K | 0.26% | −2,944−69.4% | Reduced |
| Alchemi Wealth, LLC | 1,301 | $922.4K | 0.51% | −1−0.1% | Reduced |
| Axq Capital, LP | 1,302 | $922.4K | 0.12% | +1,302 | New |
| Sivia Capital Partners, LLC | 1,304 | $923.8K | 0.18% | −419−24.3% | Reduced |
| Second Line Capital, LLC | 1,038 | $923.9K | 0.17% | +99+10.5% | Added |
| Oakmont Investment Advisors, Inc. | 1,304 | $924.3K | 0.85% | +1+0.1% | Added |
| CarsonAllaria Wealth Management, Ltd. | 1,306 | $925.4K | 0.46% | −130−9.1% | Reduced |
| Commonwealth Financial Services, LLC | 1,307 | $925.7K | 0.15% | +218+20.0% | Added |
| Symphony Financial, Ltd. Co. | 1,322 | $926.2K | 0.12% | −281−17.5% | Reduced |
| Balboa Wealth Partners | 1,308 | $926.5K | 0.16% | −83−6.0% | Reduced |
| Hanlon Investment Management, Inc. | 1,309 | $927.4K | 0.51% | −73−5.3% | Reduced |
| Meadowbrook Wealth Management, LLC | 1,310 | $928.1K | 1.23% | −35−2.6% | Reduced |
| FSB Premier Wealth Management, Inc. | 1,311 | $929.1K | 0.29% | +89+7.3% | Added |
| Orrstown Financial Services Inc | 1,312 | $929.5K | 0.16% | −28−2.1% | Reduced |
| Severin Investments, LLC | 1,316 | $932.3K | 0.80% | −582−30.7% | Reduced |
| YHB Investment Advisors, Inc. | 1,318 | $933.8K | 0.07% | −368−21.8% | Reduced |
| Rise Advisors, LLC | 1,280 | $934.8K | 0.33% | +9+0.7% | Added |
| Avantra Family Wealth, Inc. | 1,320 | $935.2K | 0.70% | +415+45.9% | Added |
| Peoples Bank | 1,323 | $937.3K | 0.94% | −50−3.6% | Reduced |
| Register Financial Advisors LLC | 1,324 | $937.8K | 0.35% | 00.0% | Unchanged |
| Onefund, LLC | 1,286 | $938.1K | 0.61% | −137−9.6% | Reduced |
| Destination Wealth Management | 1,326 | $939.2K | 0.02% | +149+12.7% | Added |
| Triad Wealth Partners, LLC | 1,329 | $941.5K | 0.07% | +184+16.1% | Added |
| GSB Wealth Management, LLC | 1,330 | $942.6K | 0.21% | −250−15.8% | Reduced |
| McMill Wealth Management | 1,331 | $943.0K | 0.25% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 1,331 | $943.0K | 0.24% | +81+6.5% | Added |
| Grant Street Asset Management, Inc. | 1,332 | $943.7K | 0.18% | −91−6.4% | Reduced |
| 44 Wealth Management LLC | 1,332 | $943.7K | 0.33% | −5−0.4% | Reduced |
| China Universal Asset Management Co., Ltd. | 1,333 | $944.4K | 0.07% | +112+9.2% | Added |
| Hardin Capital Partners, LLC | 1,335 | $945.9K | 0.44% | +25+1.9% | Added |
| Palogic Value Management, L.P. | 1,336 | $946.5K | 0.41% | −68−4.8% | Reduced |
| Mengis Capital Management, Inc. | 1,336 | $946.7K | 0.16% | −20−1.5% | Reduced |
| Banque Pictet & Cie SA | 1,337 | $947.2K | 0.01% | +937+234.2% | Added |
| MJP Associates Inc | 1,338 | $947.9K | 0.12% | +33+2.5% | Added |
| First Growth Capital LLC | 1,299 | $948.7K | 0.86% | +41+3.3% | Added |
| Center For Asset Management LLC | 1,344 | $952.1K | 0.47% | −5−0.4% | Reduced |
| Traveka Wealth, LLC | 1,344 | $952.4K | 0.36% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 1,346 | $953.4K | 0.16% | +774+135.3% | Added |
| Thomas Story & Son LLC | 1,350 | $956.4K | 0.37% | 00.0% | Unchanged |
| Uniting Wealth Partners, LLC | 1,351 | $957.1K | 0.20% | −73−5.1% | Reduced |
| Wescott Financial Advisory Group, LLC | 1,352 | $958.0K | 0.08% | +4+0.3% | Added |
| Stableford Capital II LLC | 1,353 | $958.5K | 0.36% | −1,460−51.9% | Reduced |
| First Pacific Financial | 1,356 | $960.9K | 0.12% | −2−0.1% | Reduced |
| Wendell David Associates Inc | 1,358 | $962.0K | 0.10% | −85−5.9% | Reduced |
| Kaizen Financial Strategies | 1,247 | $963.2K | 0.41% | +42+3.5% | Added |
| Elgethun Capital Management | 1,360 | $963.8K | 0.16% | +247+22.2% | Added |
| Smart Portfolios, LLC | 1,361 | $964.2K | 0.96% | −6−0.4% | Reduced |
| CacheTech Inc. | 1,361 | $964.2K | 0.19% | +20+1.5% | Added |
| Capula Management Ltd | 1,362 | $964.9K | 0.01% | −168,638−99.2% | Reduced |
| Planned Solutions, Inc. | 1,362 | $964.9K | 0.32% | −253−15.7% | Reduced |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,364 | $966.3K | 0.16% | −162−10.6% | Reduced |
| Capital Planning Advisors, LLC | 1,365 | $967.0K | 0.14% | −1,007−42.5% | Reduced |
| Hollencrest Capital Management | 1,366 | $967.6K | 0.04% | +88+6.9% | Added |
| Polymer Capital Management (HK) LTD | 1,368 | $969.2K | 0.14% | −3,855−73.8% | Reduced |
| Henderson Brothers Financial Partners, LLC | 1,369 | $970.0K | 0.25% | +1,369 | New |
| Caliber Wealth Management, LLC | 1,371 | $971.3K | 0.11% | −3−0.2% | Reduced |
| Cane Capital Partners, LLC | 1,371 | $971.5K | 0.43% | +18+1.3% | Added |
| Petix & Botte Co | 687 | $973.4K | 0.22% | −625−47.6% | Reduced |
| Fca Corp | 1,375 | $974.1K | 0.28% | −70−4.8% | Reduced |
| David J Yvars Group | 1,377 | $975.5K | 0.55% | +50+3.8% | Added |
| VeraBank, N.A. | 1,378 | $976.3K | 0.18% | 00.0% | Unchanged |
| ZWJ Investment Counsel Inc | 1,381 | $978.0K | 0.04% | −2,478−64.2% | Reduced |
| Excelsior Advisor Network LLC | 1,381 | $978.4K | 0.37% | 00.0% | Unchanged |
| Gillespie Robinson & Grimm Inc | 1,385 | $981.2K | 0.07% | 00.0% | Unchanged |