Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Old Point Trust & Financial Services N A | 1,120 | $793.5K | 0.25% | −147−11.6% | Reduced |
| Spring Capital Management, LLC | 1,120 | $793.5K | 0.40% | 00.0% | Unchanged |
| Clarion Wealth Managment Partners, LLC | 1,121 | $794.2K | 0.72% | −151−11.9% | Reduced |
| Fiduciary Financial Group, LLC | 1,122 | $794.9K | 0.11% | −12−1.1% | Reduced |
| Daviman Financial, LLC | 1,123 | $795.7K | 0.47% | +131+13.2% | Added |
| Armstrong, Fleming & Moore, Inc | 1,124 | $796.1K | 0.34% | 00.0% | Unchanged |
| Puzo Michael J | 1,125 | $797.0K | 0.23% | −1,175−51.1% | Reduced |
| Aviso Wealth Management | 1,125 | $797.3K | 0.36% | −1,604−58.8% | Reduced |
| Regatta Capital Group, LLC | 1,126 | $797.5K | 0.12% | +8+0.7% | Added |
| Linden Thomas Advisory Services, LLC | 1,129 | $799.9K | 0.08% | +418+58.8% | Added |
| Boston Trust Walden Corp | 1,130 | $800.6K | 0.01% | 00.0% | Unchanged |
| Narus Financial Partners, LLC | 1,130 | $800.6K | 0.21% | +232+25.8% | Added |
| LJI Wealth Management, LLC | 1,132 | $802.1K | 0.13% | +7+0.6% | Added |
| Morey & Quinn Wealth Partners, LLC | 1,133 | $802.7K | 0.57% | −2−0.2% | Reduced |
| Sageworth Trust Co | 1,133 | $802.7K | 0.03% | +202+21.7% | Added |
| NorthStar Asset Management LLC | 1,133 | $802.7K | 0.39% | −9−0.8% | Reduced |
| Legacy Capital Group California, Inc. | 1,136 | $804.8K | 0.31% | −912−44.5% | Reduced |
| Christine Messmer PC | 1,136 | $805.1K | 0.51% | +2+0.2% | Added |
| Longview Financial Advisors LLC | 1,138 | $806.2K | 0.44% | 00.0% | Unchanged |
| Paragon Private Wealth Management, LLC | 1,138 | $806.9K | 0.25% | +147+14.8% | Added |
| Finivi Inc. | 1,142 | $809.2K | 0.44% | −150−11.6% | Reduced |
| Dale Q Rice Investment Management Ltd | 1,144 | $810.5K | 0.61% | +200+21.2% | Added |
| NTV Asset Management LLC | 1,145 | $811.1K | 0.09% | −7−0.6% | Reduced |
| Monte Financial Group, LLC | 1,145 | $811.2K | 0.29% | −36−3.0% | Reduced |
| Baker Boyer National Bank | 1,145 | $811.2K | 0.24% | 00.0% | Unchanged |
| Lakewood Asset Management LLC | 1,145 | $811.4K | 0.52% | −28−2.4% | Reduced |
| Enterprise Financial Services Corp | 1,148 | $813.3K | 0.41% | −13−1.1% | Reduced |
| Alan B. Lancz & Associates, Inc. | 1,150 | $814.7K | 0.79% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 1,152 | $816.1K | 0.34% | −41−3.4% | Reduced |
| Liberty Wealth Management LLC | 1,153 | $816.8K | 0.10% | −235−16.9% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,153 | $817.1K | 0.54% | −14−1.2% | Reduced |
| WealthShield Partners, LLC | 1,155 | $818.3K | 0.09% | +20+1.8% | Added |
| Silver Grove Financial Group, Inc. | 1,157 | $819.7K | 0.66% | +1,157 | New |
| Chico Wealth RIA | 1,157 | $819.9K | 0.50% | +4+0.3% | Added |
| Anchyra Partners LLC | 1,159 | $821.1K | 0.25% | +83+7.7% | Added |
| Brogan Financial, Inc. | 1,159 | $821.3K | 0.36% | −35−2.9% | Reduced |
| Parkway Wealth Management Group, LLC | 1,044 | $821.3K | 0.10% | −195−15.7% | Reduced |
| Oasis Advisors, LLC | 1,157 | $822.8K | 0.16% | +1,157 | New |
| BankPlus Wealth Management LLC | 1,163 | $824.2K | 0.43% | −241−17.2% | Reduced |
| Sunbeam Capital Management, LLC | 1,164 | $824.5K | 0.47% | +13+1.1% | Added |
| United Community Bank | 1,166 | $826.1K | 0.28% | +5+0.4% | Added |
| Hengehold Capital Management LLC | 1,169 | $828.3K | 0.07% | +66+6.0% | Added |
| Aua Capital Management, LLC | 1,170 | $828.9K | 0.42% | 00.0% | Unchanged |
| Eagle Wealth Strategies LLC | 1,171 | $829.4K | 0.36% | 00.0% | Unchanged |
| Pathfinder Wealth Consulting, Inc. | 1,171 | $829.6K | 0.54% | −37−3.1% | Reduced |
| Bull Harbor Capital LLC | 1,171 | $829.9K | 0.22% | +1,171 | New |
| Westshore Wealth, LLC | 1,174 | $831.7K | 0.29% | −36−3.0% | Reduced |
| Okabena Investment Services Inc | 1,175 | $832.4K | 0.16% | 00.0% | Unchanged |
| Hamilton Capital, LLC | 1,175 | $832.5K | 0.04% | +147+14.3% | Added |
| Adamsbrown Wealth Consultants LLC | 1,176 | $833.4K | 0.22% | +49+4.3% | Added |
| Braun-Bostich & Associates Inc. | 1,178 | $834.6K | 0.52% | −32−2.6% | Reduced |
| Five Oceans Advisors | 1,179 | $835.3K | 0.30% | +4+0.3% | Added |
| Northwest Bancshares, Inc. | 1,180 | $836.0K | 0.17% | −30−2.5% | Reduced |
| Curbstone Financial Management Corp | 1,182 | $837.4K | 0.16% | −40−3.3% | Reduced |
| Strategic Wealth Partners, Ltd. | 1,183 | $838.3K | 0.06% | +99+9.1% | Added |
| Integrity Wealth Solutions LLC | 1,185 | $839.7K | 0.33% | 00.0% | Unchanged |
| American Money Management, LLC | 1,187 | $841.2K | 0.13% | 00.0% | Unchanged |
| McElhenny Sheffield Capital Management, LLC | 1,190 | $843.1K | 0.21% | +52+4.6% | Added |
| Spartan Planning & Wealth Management | 1,192 | $844.7K | 0.62% | +209+21.3% | Added |
| TBH Global Asset Management, LLC | 1,194 | $846.0K | 0.17% | −276−18.8% | Reduced |
| Comprehensive Financial Consultants Institutional, Inc. | 1,196 | $847.3K | 0.25% | +1+0.1% | Added |
| Dickmeyer Boyce Financial Management, Inc. | 1,196 | $847.6K | 0.50% | +1,196 | New |
| TFB Advisors LLC | 1,202 | $851.6K | 0.45% | −59−4.7% | Reduced |
| Black Diamond Financial, LLC | 1,202 | $852.1K | 0.09% | +291+31.9% | Added |
| Keb Asset Management, LLC | 1,204 | $853.0K | 0.16% | +21+1.8% | Added |
| Graves-Light Private Wealth Management, Inc. | 1,205 | $853.3K | 0.09% | −7−0.6% | Reduced |
| Smith Shellnut Wilson LLC | 1,206 | $854.4K | 0.37% | −12−1.0% | Reduced |
| JT Stratford LLC | 1,206 | $854.4K | 0.11% | +20+1.7% | Added |
| Maple Capital Management, Inc. | 1,206 | $854.6K | 0.06% | +390+47.8% | Added |
| Legacy Financial Group LLC | 1,206 | $854.6K | 0.11% | 00.0% | Unchanged |
| Clear Street Markets LLC | 1,207 | $855.1K | 0.42% | +1,207 | New |
| BlueStem Wealth Partners, LLC | 1,208 | $855.8K | 0.10% | +16+1.3% | Added |
| Generali Investments, Management Co LLC | 1,208 | $855.8K | 0.20% | −1,321−52.2% | Reduced |
| Vines Capital Management, LLC | 1,214 | $860.1K | 0.85% | 00.0% | Unchanged |
| Northstar Financial Companies, Inc. | 1,215 | $860.4K | 0.68% | −8−0.7% | Reduced |
| Chilton Investment Co LLC | 1,215 | $860.8K | 0.02% | −9,844−89.0% | Reduced |
| Cantor Fitzgerald Investment Adviser L.P. | 1,215 | $860.8K | 0.06% | +115+10.5% | Added |
| Pinnacle Financial Group, LLC | 1,217 | $862.5K | 0.24% | −240−16.5% | Reduced |
| Independent Solutions Wealth Management, LLC | 1,219 | $863.6K | 0.13% | +661+118.5% | Added |
| Marin Bay Wealth Advisors, LLC | 1,219 | $863.7K | 0.52% | −48−3.8% | Reduced |
| Joule Financial, LLC | 1,220 | $864.3K | 0.25% | −14−1.1% | Reduced |
| Private Capital Management, LLC | 1,220 | $864.3K | 0.09% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 1,223 | $866.4K | 0.03% | −1,300−51.5% | Reduced |
| J2 Capital Management Inc | 1,227 | $869.3K | 0.60% | −54−4.2% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 1,228 | $870.0K | 0.01% | −99−7.5% | Reduced |
| West Family Investments, Inc. | 1,230 | $871.4K | 0.31% | −997−44.8% | Reduced |
| Bangor Savings Bank | 1,231 | $872.1K | 0.07% | −50−3.9% | Reduced |
| Virtue Capital Management, LLC | 1,311 | $875.0K | 0.13% | +120+10.1% | Added |
| Asset Planning,Inc | 1,236 | $876.0K | 0.62% | +1+0.1% | Added |
| Monarch Capital Management Inc | 1,237 | $876.4K | 0.21% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 1,237 | $876.6K | 0.50% | −27−2.1% | Reduced |
| Keating Financial Advisory Services, Inc. | 1,240 | $878.6K | 0.14% | −1,802−59.2% | Reduced |
| Greenline Partners, LLC | 1,242 | $879.9K | 0.09% | 00.0% | Unchanged |
| Gilman Hill Asset Management, LLC | 1,243 | $880.6K | 0.13% | +13+1.1% | Added |
| Sonoma Allocations LLC | 1,220 | $883.5K | 0.31% | −30−2.4% | Reduced |
| LFA - Lugano Financial Advisors SA | 1,250 | $883.9K | 0.45% | 00.0% | Unchanged |
| Centric Wealth Management | 1,012 | $885.1K | 0.18% | +2+0.2% | Added |
| Fi3 FINANCIAL ADVISORS, LLC | 1,250 | $885.2K | 0.26% | −165−11.7% | Reduced |
| Vista Investment Partners LLC | 1,250 | $885.4K | 0.23% | +1+0.1% | Added |
| New England Research & Management, Inc. | 1,250 | $885.6K | 0.37% | −81−6.1% | Reduced |