Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atlas Legacy Advisors, LLC | 899 | $639.9K | 0.12% | −149−14.2% | Reduced |
| AXS Investments LLC | 904 | $640.4K | 0.26% | −130−12.6% | Reduced |
| Abacus Wealth Partners, LLC | 904 | $640.4K | 0.06% | −49−5.1% | Reduced |
| Drucker Wealth 3.0, LLC | 905 | $640.8K | 0.11% | +50+5.8% | Added |
| Prostatis Group LLC | 905 | $640.9K | 0.16% | −90−9.0% | Reduced |
| Wedge Capital Management L L P | 905 | $641.2K | 0.01% | +115+14.6% | Added |
| Elk River Wealth Management, LLC | 905 | $641.3K | 0.11% | +155+20.7% | Added |
| Wellington Shields Capital Management, LLC | 906 | $641.9K | 0.10% | +156+20.8% | Added |
| UMA Financial Services, Inc. | 909 | $644.1K | 0.09% | +52+6.1% | Added |
| Signet Private Wealth LLC | 911 | $645.1K | 0.62% | +344+60.7% | Added |
| Foster Victor Wealth Advisors, LLC | 813 | $645.7K | 0.04% | +15+1.9% | Added |
| Manchester Financial Inc | 912 | $645.8K | 0.12% | −1−0.1% | Reduced |
| Capstone Investment Advisors, LLC | 913 | $646.8K | 0.01% | +913 | New |
| Laraway Financial Inc | 913 | $646.9K | 0.45% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 913 | $646.9K | 0.12% | +95+11.6% | Added |
| Wincap Financial LLC | 914 | $647.5K | 0.43% | +914 | New |
| Peterson Wealth Advisors, LLC | 917 | $649.5K | 0.09% | −30−3.2% | Reduced |
| Blue Capital, Inc. | 917 | $649.7K | 0.42% | +163+21.6% | Added |
| Fortitude Advisory Group L.L.C. | 918 | $650.6K | 0.29% | +58+6.7% | Added |
| West Wealth Group, LLC | 919 | $651.4K | 0.13% | +18+2.0% | Added |
| O'Rourke & Company, Inc | 920 | $651.6K | 0.26% | +160+21.1% | Added |
| WNY Asset Management, LLC | 920 | $651.8K | 0.07% | +920 | New |
| Anchor Capital Advisors LLC | 922 | $653.2K | 0.02% | 00.0% | Unchanged |
| First United Bank Trust | 923 | $653.9K | 0.21% | −7−0.8% | Reduced |
| Beacon Financial Group | 923 | $653.9K | 0.07% | +21+2.3% | Added |
| Dutch Asset Corp | 923 | $654.4K | 0.44% | +309+50.3% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 924 | $654.6K | 0.02% | −116,039−99.2% | Reduced |
| Bender Robert & Associates | 924 | $654.6K | 0.16% | −25−2.6% | Reduced |
| Mullaney, Keating & Wright, Inc. | 925 | $655.3K | 0.36% | 00.0% | Unchanged |
| Syverson Strege & Co | 925 | $655.6K | 0.16% | +84+10.0% | Added |
| Foguth Wealth Management, LLC. | 750 | $656.6K | 0.08% | +305+68.5% | Added |
| Key Client Fiduciary Advisors, LLC | 927 | $656.6K | 0.23% | +21+2.3% | Added |
| Pinpoint Asset Management (Singapore) Pte. Ltd. | 927 | $656.7K | 0.15% | +318+52.2% | Added |
| Asempa Wealth Advisors | 900 | $657.3K | 0.57% | 00.0% | Unchanged |
| Nautilus Advisors LLC | 928 | $657.6K | 0.45% | −60−6.1% | Reduced |
| Global X Japan Co., Ltd. | 931 | $659.6K | 0.03% | −192−17.1% | Reduced |
| Rockingstone Advisors LLC | 931 | $659.6K | 0.30% | −1−0.1% | Reduced |
| Hutchinson Capital Management | 932 | $660.3K | 0.12% | −53−5.4% | Reduced |
| James J. Burns & Company, LLC | 932 | $660.4K | 0.09% | +15+1.6% | Added |
| Wedgewood Investors Inc | 933 | $661.0K | 0.76% | 00.0% | Unchanged |
| Inspirion Wealth Advisors, LLC | 933 | $661.2K | 0.08% | +1+0.1% | Added |
| BXM Wealth LLC | 934 | $661.7K | 0.51% | −40,051−97.7% | Reduced |
| Falcon Wealth Planning | 935 | $662.1K | 0.05% | +412+78.8% | Added |
| DeDora Capital, Inc. | 935 | $662.2K | 0.16% | +38+4.2% | Added |
| HighRoad Wealth Advisors, LLC | 935 | $662.4K | 0.65% | 00.0% | Unchanged |
| Medallion Wealth Advisors, LLC | 937 | $663.3K | 0.22% | +65+7.5% | Added |
| Canvas Wealth Advisors, LLC | 937 | $663.8K | 0.11% | −90−8.8% | Reduced |
| Advisortrust Partners, LLC | 937 | $663.8K | 0.28% | +309+49.2% | Added |
| Smithbridge Asset Management Inc | 938 | $664.3K | 0.10% | −909−49.2% | Reduced |
| Barlow Wealth Partners, Inc. | 836 | $664.3K | 0.07% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 950 | $665.4K | 0.17% | −234−19.8% | Reduced |
| SGL Investment Advisors, Inc. | 718 | $665.4K | 0.25% | −34−4.5% | Reduced |
| South Street Advisors LLC | 940 | $666.0K | 0.10% | 00.0% | Unchanged |
| Prota Financial, LLC | 940 | $666.0K | 0.48% | +49+5.5% | Added |
| Miller Financial Services LLC | 943 | $668.0K | 0.74% | +214+29.4% | Added |
| Ring Mountain Capital, LLC | 943 | $668.0K | 0.37% | +3+0.3% | Added |
| Syntegra Private Wealth Group, LLC | 944 | $668.8K | 0.06% | −106−10.1% | Reduced |
| Intrua Financial, LLC | 945 | $669.5K | 0.07% | −128−11.9% | Reduced |
| Bearing Point Capital, LLC | 947 | $670.9K | 0.11% | −137−12.6% | Reduced |
| Fideuram - Intesa Sanpaolo Private Banking S.P.A. | 949 | $672.3K | 0.02% | +949 | New |
| Abbot Financial Management, Inc. | 950 | $673.0K | 0.29% | 00.0% | Unchanged |
| First Community Trust NA | 951 | $673.7K | 0.50% | 00.0% | Unchanged |
| DGS Capital Management, LLC | 951 | $673.7K | 0.11% | +394+70.7% | Added |
| Cambria Investment Management, L.P. | 953 | $675.2K | 0.04% | −261−21.5% | Reduced |
| NFP Retirement, Inc. | 956 | $676.9K | 0.04% | +4+0.4% | Added |
| BIP Wealth, LLC | 956 | $677.1K | 0.03% | +84+9.6% | Added |
| Buckhead Capital Management LLC | 956 | $677.3K | 0.26% | −208−17.9% | Reduced |
| REAP Financial Group, LLC | 957 | $678.0K | 0.13% | +32+3.5% | Added |
| Sandler Capital Management | 965 | $683.7K | 0.46% | −473−32.9% | Reduced |
| May Hill Capital, LLC | 967 | $685.1K | 0.17% | +55+6.0% | Added |
| Sepio Capital, LP | 973 | $689.2K | 0.04% | −705−42.0% | Reduced |
| USA Financial Portformulas Corp | 973 | $689.3K | 0.13% | −355−26.7% | Reduced |
| COFG Advisors, LLC | 976 | $691.3K | 0.17% | −33−3.3% | Reduced |
| Glass Wealth Management Co LLC | 977 | $692.0K | 0.27% | +602+160.5% | Added |
| Central Valley Advisors, LLC | 977 | $692.2K | 0.19% | −2−0.2% | Reduced |
| RW Investment Management LLC | 978 | $692.5K | 0.07% | +978 | New |
| Dara Capital US, Inc. | 978 | $692.9K | 0.66% | +20+2.1% | Added |
| Fosun International Ltd | 978 | $692.9K | 0.17% | +978 | New |
| Kelly Lawrence W & Associates Inc | 979 | $693.6K | 0.19% | 00.0% | Unchanged |
| Meredith Wealth Planning | 980 | $694.3K | 0.19% | 00.0% | Unchanged |
| Capital Financial Group Inc | 981 | $695.0K | 0.38% | 00.0% | Unchanged |
| Acumen Wealth Advisors, LLC | 981 | $695.0K | 0.19% | 00.0% | Unchanged |
| Mozayyx Management LLC | 982 | $695.7K | 0.71% | +982 | New |
| Legacy Advisors, LLC | 983 | $696.4K | 0.08% | +7+0.7% | Added |
| Pettee Investors, Inc. | 783 | $697.0K | 0.36% | 00.0% | Unchanged |
| Manchester Capital Management LLC | 985 | $697.8K | 0.10% | −76−7.2% | Reduced |
| Bingham Private Wealth, LLC | 986 | $698.6K | 0.55% | +22+2.3% | Added |
| Capstone Wealth Management, Inc. | 977 | $698.6K | 0.59% | 00.0% | Unchanged |
| First Financial Corp | 987 | $699.3K | 0.27% | −21−2.1% | Reduced |
| Ramsay, Stattman, Vela & Price, Inc. | 990 | $701.4K | 0.14% | −40−3.9% | Reduced |
| Holistic Financial Partners | 991 | $702.2K | 0.26% | +18+1.8% | Added |
| AXA S.A. | 993 | $703.5K | 0.27% | 00.0% | Unchanged |
| Clarity Wealth Advisors, LLC | 994 | $704.1K | 0.14% | −58−5.5% | Reduced |
| Rothschild Capital Partners, LLC | 994 | $704.2K | 0.17% | +352+54.8% | Added |
| Embree Financial Group | 997 | $706.3K | 0.08% | +131+15.1% | Added |
| Master's Wealth Management Inc. | 999 | $707.8K | 0.24% | −36−3.5% | Reduced |
| Davidson Trust Co | 1,000 | $708.5K | 0.31% | −168−14.4% | Reduced |
| U S Global Investors Inc | 1,000 | $708.5K | 0.08% | 00.0% | Unchanged |
| First Hawaiian Bank | 1,000 | $708.5K | 0.10% | 00.0% | Unchanged |
| First Western Trust Bank | 1,000 | $708.5K | 0.04% | 00.0% | Unchanged |