Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Core Wealth Partners LLC | 700 | $495.9K | 0.23% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 700 | $495.9K | 0.04% | +13+1.9% | Added |
| Seamount Financial Group Inc | 703 | $498.1K | 0.22% | −80−10.2% | Reduced |
| Chatham Capital Group, Inc. | 704 | $498.7K | 0.07% | +8+1.1% | Added |
| SilverOak Wealth Management LLC | 704 | $498.8K | 0.08% | 00.0% | Unchanged |
| Mayport, LLC | 704 | $498.8K | 0.09% | 00.0% | Unchanged |
| Arista Wealth Management, LLC | 705 | $499.5K | 0.06% | −578−45.1% | Reduced |
| Orion Capital Management LLC | 705 | $499.5K | 0.17% | 00.0% | Unchanged |
| Founders Grove Wealth Partners, LLC | 705 | $499.5K | 0.11% | +65+10.2% | Added |
| Baltimore-Washington Financial Advisors, Inc. | 705 | $499.7K | 0.02% | −3−0.4% | Reduced |
| Convergence Investment Partners, LLC | 706 | $499.8K | 0.08% | −4,432−86.3% | Reduced |
| Financial Planning Hawaii, Inc. | 706 | $500.2K | 0.29% | 00.0% | Unchanged |
| Schaper Benz & Wise Investment Counsel Inc | 706 | $500.4K | 0.04% | 00.0% | Unchanged |
| Causey Wealth LLC | 707 | $500.9K | 0.21% | −13−1.8% | Reduced |
| Elm Partners Management LLC | 754 | $503.3K | 0.02% | +31+4.3% | Added |
| Proficio Capital Partners LLC | 713 | $505.1K | 0.03% | +5+0.7% | Added |
| Crusonia Wealth Advisors LLC | 713 | $505.1K | 0.10% | +31+4.5% | Added |
| Conscious Wealth Investments, LLC | 658 | $506.8K | 0.28% | +2+0.3% | Added |
| BlackDiamond Wealth Management Inc. | 716 | $507.5K | 0.24% | +58+8.8% | Added |
| Traub Capital Management LLC | 717 | $508.1K | 0.50% | 00.0% | Unchanged |
| LeConte Wealth Management, LLC | 723 | $512.5K | 0.33% | +27+3.9% | Added |
| Principal Street Partners, LLC | 727 | $515.0K | 0.08% | 00.0% | Unchanged |
| Websterrogers Financial Advisors, LLC | 730 | $517.2K | 0.15% | 00.0% | Unchanged |
| M1 Capital Management LLC | 732 | $518.6K | 0.24% | −112−13.3% | Reduced |
| JGP Wealth Management, LLC | 733 | $519.3K | 0.05% | +2+0.3% | Added |
| Strategic Investment Solutions, Inc. | 736 | $521.9K | 0.13% | +69+10.3% | Added |
| Proactive Wealth Strategies LLC | 737 | $522.8K | 0.10% | +737 | New |
| SMART Wealth LLC | 739 | $523.9K | 0.15% | 00.0% | Unchanged |
| Coco Enterprises, LLC | 732 | $524.1K | 0.27% | 00.0% | Unchanged |
| Broadleaf Partners, LLC | 740 | $524.3K | 0.12% | 00.0% | Unchanged |
| Commerce Advisors, LLC | 741 | $524.7K | 0.44% | +741 | New |
| AdvisorShares Investments LLC | 741 | $525.0K | 0.10% | −100−11.9% | Reduced |
| Trilogy Capital Inc. | 744 | $527.1K | 0.02% | −34−4.4% | Reduced |
| Grandfield & Dodd, LLC | 745 | $527.8K | 0.03% | −75−9.1% | Reduced |
| Shufro Rose & Co LLC | 745 | $527.8K | 0.04% | 00.0% | Unchanged |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | 745 | $527.8K | 0.07% | 00.0% | Unchanged |
| Eurizon SLJ Capital Ltd | 747 | $529.2K | 0.25% | −643−46.3% | Reduced |
| Pingora Partners LLC | 750 | $531.3K | 0.31% | 00.0% | Unchanged |
| Hurlow Wealth Management Group, Inc. | 750 | $531.3K | 0.13% | +3+0.4% | Added |
| JSF Financial, LLC | 752 | $532.5K | 0.10% | −38−4.8% | Reduced |
| General Partner, Inc. | 752 | $532.8K | 0.32% | 00.0% | Unchanged |
| Antonelli Financial Advisors, LLC | 752 | $533.0K | 0.37% | −301−28.6% | Reduced |
| Claro Advisors LLC | 752 | $533.0K | 0.06% | +200+36.2% | Added |
| Bennett Associates Wealth Management | 753 | $533.5K | 0.36% | +101+15.5% | Added |
| RWM Asset Management, LLC | 754 | $534.2K | 0.06% | 00.0% | Unchanged |
| Kondo Wealth Advisors, Inc. | 754 | $534.2K | 0.20% | 00.0% | Unchanged |
| Encompass Wealth Advisors, LLC | 755 | $534.9K | 0.19% | −10−1.3% | Reduced |
| Drum Hill Capital, LLC | 755 | $534.9K | 0.49% | 00.0% | Unchanged |
| J. Derek Lewis & Associates Inc. | 756 | $535.7K | 0.12% | −17−2.2% | Reduced |
| Pacific Center for Financial Services | 758 | $536.8K | 0.14% | +68+9.9% | Added |
| MBA Advisors LLC | 758 | $536.9K | 0.21% | −59−7.2% | Reduced |
| Roberts Glore & Co Inc | 758 | $537.0K | 0.15% | −6−0.8% | Reduced |
| Warner Group LLC | 759 | $537.7K | 0.35% | +119+18.6% | Added |
| Buffalo Business & Estate Services Ltd | 759 | $537.9K | 0.08% | −13−1.7% | Reduced |
| Oxford Financial Group Ltd | 760 | $538.2K | 0.03% | +15+2.0% | Added |
| Griffith & Werner, Inc. | 760 | $538.6K | 0.27% | +7+0.9% | Added |
| MBE Wealth Management, LLC | 761 | $538.9K | 0.22% | +1+0.1% | Added |
| Sterling Investment Counsel, LLC | 761 | $539.3K | 0.15% | +18+2.4% | Added |
| Intrepid Capital Management Inc | 763 | $540.6K | 0.21% | 00.0% | Unchanged |
| Bright Financial Advisors, Inc. | 763 | $541.0K | 0.25% | 00.0% | Unchanged |
| Cinctive Capital Management LP | 764 | $541.3K | 0.04% | +764 | New |
| Freedom Financial Partners LLC | 764 | $541.3K | 0.19% | −50−6.1% | Reduced |
| Cannon Wealth Management Services, LLC | 765 | $542.0K | 0.37% | −38−4.7% | Reduced |
| Westco Advisory Services Inc | 765 | $542.0K | 0.35% | 00.0% | Unchanged |
| Chiron Capital Management, LLC | 769 | $544.8K | 0.56% | +769 | New |
| Hall Capital Management Co Inc | 613 | $545.6K | 0.20% | +18+3.0% | Added |
| Tulsa Wealth Advisors, INC | 772 | $547.0K | 0.10% | −808−51.1% | Reduced |
| Vision Capital Management, Inc. | 773 | $547.6K | 0.07% | 00.0% | Unchanged |
| Petros Family Wealth, LLC | 773 | $547.7K | 0.39% | −548−41.5% | Reduced |
| MPS Loria Financial Planners, LLC | 774 | $548.7K | 0.14% | +1+0.1% | Added |
| Baron Silver Stevens Financial Advisors, LLC | 777 | $550.5K | 0.08% | −29−3.6% | Reduced |
| Revolve Wealth Partners, LLC | 777 | $550.8K | 0.07% | +96+14.1% | Added |
| New World Advisors LLC | 778 | $551.2K | 0.10% | −65−7.7% | Reduced |
| Jacobsen Capital Management | 778 | $551.2K | 0.19% | −45−5.5% | Reduced |
| WealthPoint Financial, LLC | 778 | $551.4K | 0.46% | +145+22.9% | Added |
| South Shore Capital Advisors | 779 | $551.9K | 0.40% | −15−1.9% | Reduced |
| Roble, Belko & Company, Inc | 779 | $552.0K | 0.07% | −112−12.6% | Reduced |
| Community Trust & Investment Co | 780 | $552.6K | 0.03% | 00.0% | Unchanged |
| Donalies Financial Planning, LLC | 780 | $552.8K | 0.47% | +105+15.6% | Added |
| Colonial River Wealth Management, LLC | 780 | $552.9K | 0.20% | −661−45.9% | Reduced |
| waypoint wealth counsel | 781 | $553.1K | 0.29% | −151−16.2% | Reduced |
| Rebalance, LLC | 781 | $553.3K | 0.03% | −60−7.1% | Reduced |
| Taylor Securities Services, Inc. | 782 | $554.0K | 0.26% | 00.0% | Unchanged |
| Greenspring Advisors, LLC | 783 | $554.8K | 0.03% | +783 | New |
| Disciplined Investments, LLC | 787 | $557.8K | 0.20% | 00.0% | Unchanged |
| Aldebaran Financial Inc. | 788 | $558.3K | 0.53% | +30+4.0% | Added |
| Beto Financial Group, LLC | 624 | $558.9K | 0.33% | +4+0.6% | Added |
| Second Half Financial Partners, LLC | 791 | $560.4K | 0.25% | +20+2.6% | Added |
| MinichMacGregor Wealth Management, LLC | 791 | $561.0K | 0.10% | +366+86.1% | Added |
| MRP Capital Investments, LLC | 795 | $563.2K | 0.49% | −110−12.2% | Reduced |
| Aspen Grove Capital, LLC | 795 | $563.2K | 0.11% | 00.0% | Unchanged |
| Certified Advisory Corp | 795 | $563.3K | 0.05% | +105+15.2% | Added |
| TrueWealth Advisors, LLC | 795 | $563.4K | 0.14% | −48−5.7% | Reduced |
| DecisionMap Wealth Management, LLC | 796 | $563.7K | 0.36% | −7−0.9% | Reduced |
| Dover Advisors, LLC | 797 | $564.7K | 0.23% | −208−20.7% | Reduced |
| Alpha Wealth Funds, LLC | 800 | $566.8K | 0.40% | −200−20.0% | Reduced |
| Aspetuck Financial Management LLC | 800 | $566.8K | 0.39% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 400 | $566.8K | 0.09% | 00.0% | Unchanged |
| Mount Vernon Associates Inc | 800 | $567.0K | 0.40% | 00.0% | Unchanged |
| Berkeley Capital Partners, LLC | 801 | $567.5K | 0.13% | +91+12.8% | Added |