Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,773
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Austin Asset Management Co Inc | 614 | $434.8K | 0.07% | +614 | New |
| Prentice Wealth Management LLC | 614 | $435.0K | 0.10% | −15−2.4% | Reduced |
| Johnson Financial Group, LLC | 615 | $435.5K | 0.03% | +615 | New |
| Impact Partnership Wealth, LLC | 615 | $435.9K | 0.05% | −31−4.8% | Reduced |
| O'Neil Global Advisors, Inc. | 616 | $436.4K | 3.02% | +616 | New |
| EdgeRock Capital LLC | 618 | $437.6K | 0.12% | +26+4.4% | Added |
| one8zero8, LLC | 619 | $438.2K | 0.10% | −200−24.4% | Reduced |
| Collaborative Fund Advisors, LLC | 619 | $438.5K | 0.27% | +619 | New |
| Deroy & Devereaux Private Investment Counsel Inc | 619 | $439.0K | 0.02% | 00.0% | Unchanged |
| Financial Solutions Advisory Group, Inc. | 620 | $439.2K | 0.06% | +620 | New |
| Interchange Capital Partners, LLC | 1,208 | $440.7K | 0.14% | −1,137−48.5% | Reduced |
| Bank of New Hampshire | 623 | $441.4K | 0.10% | 00.0% | Unchanged |
| Baxter Bros Inc | 625 | $442.8K | 0.05% | −50−7.4% | Reduced |
| Paces Ferry Wealth Advisors, LLC | 626 | $443.3K | 0.18% | 00.0% | Unchanged |
| First Bank & Trust | 626 | $443.5K | 0.07% | +71+12.8% | Added |
| Doheny Asset Management | 627 | $444.0K | 0.29% | 00.0% | Unchanged |
| Carbahal Olsen Financial Services Group, LLC | 628 | $445.0K | 0.36% | −2−0.3% | Reduced |
| Houlihan Financial Resource Group, Ltd. | 629 | $445.6K | 0.17% | 00.0% | Unchanged |
| Targeted Financial Services LLC | 630 | $446.3K | 0.37% | +100+18.9% | Added |
| Next Level Wealth Planning, LLC | 630 | $446.3K | 0.23% | 00.0% | Unchanged |
| Uhlmann Price Securities, LLC | 631 | $447.2K | 0.03% | +19+3.1% | Added |
| Howard Financial Services, Ltd. | 632 | $447.4K | 0.05% | +74+13.3% | Added |
| Private Management Group Inc | 632 | $447.7K | 0.01% | −52−7.6% | Reduced |
| Meritas Wealth Management, LLC | 632 | $447.7K | 0.20% | 00.0% | Unchanged |
| Flatrock Wealth Partners LLC | 633 | $448.7K | 0.20% | +31+5.1% | Added |
| Unique Wealth, LLC | 635 | $449.9K | 0.06% | +39+6.5% | Added |
| Lifelong Wealth Advisors, Inc. | 635 | $450.1K | 0.12% | +1+0.2% | Added |
| Omnia Family Wealth, LLC | 636 | $450.6K | 0.14% | −230−26.6% | Reduced |
| Aletheian Wealth Advisors LLC | 636 | $450.6K | 0.22% | +636 | New |
| Red Wave Investments LLC | 636 | $450.7K | 0.13% | −9−1.4% | Reduced |
| Princeton Global Asset Management LLC | 639 | $452.8K | 0.07% | +2+0.3% | Added |
| Optima Capital LLC | 641 | $454.1K | 0.21% | +2+0.3% | Added |
| Invested Advisors | 641 | $454.1K | 0.46% | +26+4.2% | Added |
| Shrier Wealth Management, LLC | 644 | $456.0K | 0.17% | +121+23.1% | Added |
| Saxon Interests, Inc. | 645 | $457.0K | 0.16% | −1,963−75.3% | Reduced |
| Wealthcare Capital Partners, LLC | 645 | $457.3K | 0.21% | 00.0% | Unchanged |
| Solidarilty Wealth, LLC | 646 | $457.7K | 0.09% | +50+8.4% | Added |
| Rede Wealth, LLC | 646 | $458.0K | 0.16% | 00.0% | Unchanged |
| Cascade Financial Partners, LLC | 647 | $458.4K | 0.05% | −90−12.2% | Reduced |
| Phoenix Wealth Advisors | 648 | $459.1K | 0.18% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 648 | $459.1K | 0.13% | 00.0% | Unchanged |
| Grantvest Financial Group LLC | 648 | $459.1K | 0.30% | +8+1.3% | Added |
| Altus Wealth Group LLC | 649 | $459.8K | 0.19% | +86+15.3% | Added |
| GEM Asset Management, LLC | 649 | $459.9K | 0.20% | 00.0% | Unchanged |
| McDonald Partners LLC | 650 | $460.5K | 0.11% | 00.0% | Unchanged |
| GLR Partners, LLC | 651 | $461.2K | 0.25% | +651 | New |
| Objective Capital Management, LLC | 652 | $461.9K | 0.47% | +70+12.0% | Added |
| Yarger Wealth Strategies, LLC | 652 | $462.2K | 0.19% | −4−0.6% | Reduced |
| Claret Asset Management Corp | 655 | $464.0K | 0.06% | −6−0.9% | Reduced |
| OMC Financial Services LTD | 655 | $464.0K | 0.18% | 00.0% | Unchanged |
| Client 1st Advisory Group, LLC | 656 | $464.8K | 0.14% | −10−1.5% | Reduced |
| RFG Holdings, Inc. | 656 | $464.8K | 0.12% | +2+0.3% | Added |
| Valtinson Bruner Financial Planning LLC | 656 | $464.9K | 0.13% | +36+5.8% | Added |
| KDT Advisors, LLC | 657 | $465.5K | 0.74% | 00.0% | Unchanged |
| Tower Wealth Partners, Inc. | 659 | $466.9K | 0.26% | −181−21.5% | Reduced |
| Cyr Financial Inc. | 660 | $467.4K | 0.28% | −152−18.7% | Reduced |
| Northwest Financial Advisors | 660 | $467.6K | 0.90% | 00.0% | Unchanged |
| London & Capital Asset Management Ltd | 662 | $468.8K | 0.01% | −751−53.1% | Reduced |
| Beacon Capital Management, LLC | 665 | $470.8K | 0.08% | +1+0.2% | Added |
| Ponta Wealth Partners, LLC | 665 | $471.1K | 0.38% | +154+30.1% | Added |
| Eagle Wealth Advisors LLC | 666 | $471.8K | 0.44% | +9+1.4% | Added |
| Fairway Wealth LLC | 666 | $471.8K | 0.12% | +666 | New |
| Orgel Wealth Management, LLC | 666 | $471.8K | 0.01% | +65+10.8% | Added |
| Lexington Hill Partners, LLC | 669 | $474.1K | 0.27% | +89+15.3% | Added |
| Leverty Financial Group, LLC | 670 | $474.4K | 0.10% | 00.0% | Unchanged |
| Barnes Pettey Financial Advisors, LLC | 670 | $474.7K | 0.21% | 00.0% | Unchanged |
| Tannin Capital LLC | 670 | $474.7K | 0.34% | +6+0.9% | Added |
| Altfest L J & Co Inc | 671 | $475.5K | 0.05% | +671 | New |
| Tandem Wealth Advisors LLC | 673 | $476.8K | 0.21% | −264−28.2% | Reduced |
| Human Investing LLC | 674 | $477.8K | 0.07% | +18+2.7% | Added |
| Hibernia Wealth Partners, LLC | 675 | $477.8K | 0.14% | +65+10.7% | Added |
| truNorth Financial Services, Inc. | 675 | $478.3K | 0.49% | −25−3.6% | Reduced |
| Ballast Advisors LLC | 676 | $478.9K | 0.14% | −29−4.1% | Reduced |
| Panoramic Capital Partners, LLC | 679 | $481.0K | 0.30% | +91+15.5% | Added |
| Prudent Man Advisors, LLC | 0 | $481.3K | 0.14% | 0 | Unchanged |
| S Harris Financial Group, LLC | 680 | $481.7K | 0.44% | −190−21.8% | Reduced |
| BW Gestao de Investimentos Ltda. | 680 | $481.8K | 0.02% | 00.0% | Unchanged |
| Action Point Financial Planning, LLC | 680 | $481.8K | 0.43% | +680 | New |
| Clay Northam Wealth Management, LLC | 681 | $482.5K | 0.27% | 00.0% | Unchanged |
| Riverbend Wealth Management, LLC | 681 | $482.7K | 0.30% | −69−9.2% | Reduced |
| Penobscot Wealth Management | 682 | $483.0K | 0.14% | −24−3.4% | Reduced |
| Pioneer Trust Bank N A | 683 | $483.9K | 0.12% | 00.0% | Unchanged |
| Morton Capital Management LLC | 684 | $484.2K | 0.07% | +89+15.0% | Added |
| jvl associates llc | 684 | $484.6K | 0.16% | +31+4.7% | Added |
| Rare Wolf Capital LLC | 685 | $485.3K | 0.31% | −522−43.2% | Reduced |
| Concorde Asset Management, LLC | 685 | $485.3K | 0.24% | −165−19.4% | Reduced |
| Granite FO LLC | 685 | $485.3K | 0.29% | 00.0% | Unchanged |
| Jessup Wealth Management, Inc | 686 | $485.8K | 0.18% | −8−1.2% | Reduced |
| Red Reef Advisors LLC | 686 | $486.0K | 0.51% | 00.0% | Unchanged |
| MKT Advisors LLC | 672 | $487.0K | 0.16% | +4+0.6% | Added |
| Harvest Investment Services, LLC | 687 | $487.0K | 0.09% | +138+25.1% | Added |
| CAP Partners, LLC | 687 | $487.0K | 0.28% | +3+0.4% | Added |
| Argentarii, LLC | 688 | $487.4K | 0.17% | +9+1.3% | Added |
| Peddock Capital Advisors, LLC | 688 | $487.6K | 0.11% | +51+8.0% | Added |
| Wick Capital Partners, LLC | 689 | $488.1K | 0.09% | +330+91.9% | Added |
| Maridea Wealth Management LLC | 691 | $489.7K | 0.07% | −1,254−64.5% | Reduced |
| Fiscal Wisdom Wealth Management, LLC | 693 | $491.0K | 0.47% | 00.0% | Unchanged |
| Centerpoint Advisory Group | 695 | $492.4K | 0.37% | −50−6.7% | Reduced |
| Adkins Seale Capital Management LLC | 698 | $494.5K | 0.49% | 00.0% | Unchanged |
| Safe Harbor Fiduciary, LLC | 699 | $495.2K | 0.47% | −18−2.5% | Reduced |