Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arsenal Capital Advisors LLC | 1,036 | $593.5K | 0.42% | +1,036 | New |
| Eaton Financial Holdings Company, LLC | 1,035 | $593.2K | 0.16% | −28−2.6% | Reduced |
| Master's Wealth Management Inc. | 1,035 | $593.0K | 0.21% | +31+3.1% | Added |
| AXS Investments LLC | 1,034 | $592.3K | 0.20% | +350+51.2% | Added |
| Aventura Private Wealth, LLC | 1,033 | $591.8K | 0.21% | +10+1.0% | Added |
| Ramsay, Stattman, Vela & Price, Inc. | 1,030 | $590.1K | 0.11% | −40−3.7% | Reduced |
| Westside Investment Management, Inc. | 1,002 | $589.2K | 0.09% | +76+8.2% | Added |
| Smallwood Wealth Investment Management, LLC | 1,028 | $589.1K | 0.31% | 00.0% | Unchanged |
| Hamilton Capital, LLC | 1,028 | $588.9K | 0.03% | +1,028 | New |
| N.E.W. Advisory Services LLC | 1,027 | $588.5K | 0.04% | 00.0% | Unchanged |
| Canvas Wealth Advisors, LLC | 1,027 | $588.3K | 0.10% | +7+0.7% | Added |
| Private Wealth Partners, LLC | 1,027 | $588.3K | 0.04% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 1,025 | $587.1K | 0.06% | +94+10.1% | Added |
| Crown Wealth Group, LLC | 1,022 | $585.5K | 0.16% | +68+7.1% | Added |
| Financial Advisors Network, Inc. | 1,020 | $584.2K | 0.08% | +14+1.4% | Added |
| Stonebrook Private Inc. | 1,019 | $583.8K | 0.12% | +18+1.8% | Added |
| Focused Alpha, LLC | 1,019 | $583.6K | 0.17% | +1,019 | New |
| Dala Group, LLC | 1,018 | $583.1K | 0.51% | +1,018 | New |
| True Wealth Design, LLC | 1,017 | $582.9K | 0.17% | +228+28.9% | Added |
| Ledgewood Wealth Advisors, LLC | 1,017 | $582.6K | 0.34% | 00.0% | Unchanged |
| Kera Capital Partners, Inc. | 886 | $582.4K | 0.07% | +352+65.9% | Added |
| Schneider Downs Wealth Management Advisors, LP | 1,015 | $581.5K | 0.07% | +1,015 | New |
| Eubel Brady & Suttman Asset Management Inc | 1,015 | $581.0K | 0.07% | +308+43.6% | Added |
| Arbor Investment Advisors, LLC | 1,014 | $580.9K | 0.08% | −3−0.3% | Reduced |
| Alesco Advisors LLC | 1,014 | $580.9K | 0.02% | 00.0% | Unchanged |
| Castle Rock Wealth Management, LLC | 834 | $579.5K | 0.13% | +91+12.2% | Added |
| Seven Mile Advisory | 1,011 | $579.2K | 0.10% | −133−11.6% | Reduced |
| COFG Advisors, LLC | 1,009 | $578.2K | 0.14% | +1,009 | New |
| Global Assets Advisory, LLC | 1,009 | $578.0K | 0.17% | −5−0.5% | Reduced |
| Cookson Peirce & Co Inc | 1,009 | $578.0K | 0.02% | −3−0.3% | Reduced |
| Wealth Management Nebraska | 1,008 | $577.5K | 0.07% | +28+2.9% | Added |
| Lodestar Private Asset Management LLC | 1,008 | $577.5K | 0.06% | −71−6.6% | Reduced |
| First Financial Corp | 1,008 | $577.5K | 0.22% | 00.0% | Unchanged |
| Capstone Wealth Management, Inc. | 977 | $577.3K | 0.51% | +977 | New |
| Williamson Legacy Group, LLC | 1,005 | $575.7K | 0.45% | +1,005 | New |
| Dover Advisors, LLC | 1,005 | $575.7K | 0.22% | 00.0% | Unchanged |
| CWS Financial Advisors, LLC | 1,004 | $575.2K | 0.16% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 1,001 | $574.2K | 0.14% | −173−14.7% | Reduced |
| Connective Portfolio Management, LLC | 1,000 | $572.9K | 1.03% | −1,000−50.0% | Reduced |
| First Hawaiian Bank | 1,000 | $572.9K | 0.08% | −56−5.3% | Reduced |
| First Western Trust Bank | 1,000 | $572.9K | 0.03% | 00.0% | Unchanged |
| Prodigy Asset Management LLC | 1,000 | $572.9K | 0.20% | 00.0% | Unchanged |
| Alpha Wealth Funds, LLC | 1,000 | $572.9K | 0.38% | 00.0% | Unchanged |
| U S Global Investors Inc | 1,000 | $572.9K | 0.06% | +1,000 | New |
| Alamar Capital Management, LLC | 1,000 | $572.9K | 0.32% | +1,000 | New |
| Crestmont Private Wealth LLC | 997 | $571.2K | 0.19% | +18+1.8% | Added |
| Washington Trust Bank | 997 | $571.2K | 0.04% | +46+4.8% | Added |
| Prostatis Group LLC | 995 | $569.8K | 0.14% | +402+67.8% | Added |
| AXA S.A. | 993 | $568.9K | 0.27% | 00.0% | Unchanged |
| Wall Street Financial Group, Inc. | 993 | $568.9K | 0.41% | +10+1.0% | Added |
| Daviman Financial, LLC | 992 | $568.3K | 0.33% | +992 | New |
| Paragon Private Wealth Management, LLC | 991 | $568.2K | 0.17% | +88+9.7% | Added |
| Catalina Capital Group, LLC | 990 | $567.1K | 0.35% | 00.0% | Unchanged |
| Nautilus Advisors LLC | 988 | $565.9K | 0.37% | 00.0% | Unchanged |
| Castleview Partners, LLC | 987 | $565.4K | 0.28% | +101+11.4% | Added |
| Journey Retirement Planning & Investment Management LLC | 984 | $564.5K | 0.12% | +984 | New |
| Hutchinson Capital Management | 985 | $564.3K | 0.10% | −31−3.1% | Reduced |
| Home Federal Bank of Tennessee | 984 | $563.7K | 0.15% | 00.0% | Unchanged |
| Spartan Planning & Wealth Management | 983 | $563.1K | 0.42% | +117+13.5% | Added |
| Acumen Wealth Advisors, LLC | 981 | $562.0K | 0.16% | +981 | New |
| Capital Financial Group Inc | 981 | $562.0K | 0.31% | +981 | New |
| Meredith Wealth Planning | 980 | $561.4K | 0.17% | −200−16.9% | Reduced |
| Bouchey Financial Group Ltd | 980 | $561.2K | 0.04% | +44+4.7% | Added |
| Central Valley Advisors, LLC | 979 | $560.8K | 0.17% | −53−5.1% | Reduced |
| Kelly Lawrence W & Associates Inc | 979 | $560.8K | 0.14% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 977 | $559.7K | 0.04% | 00.0% | Unchanged |
| Legacy Advisors, LLC | 976 | $559.1K | 0.06% | +23+2.4% | Added |
| Holistic Financial Partners | 973 | $557.5K | 0.20% | +13+1.4% | Added |
| Good Steward Wealth Advisors,LLC | 972 | $556.8K | 0.37% | −45−4.4% | Reduced |
| ORG Partners LLC | 969 | $555.4K | 0.10% | +7+0.7% | Added |
| Ellsworth Advisors, LLC | 854 | $552.6K | 0.11% | +26+3.1% | Added |
| Bingham Private Wealth, LLC | 964 | $552.3K | 0.48% | +964 | New |
| Blueshift Asset Management, LLC | 963 | $551.7K | 0.16% | +963 | New |
| Dara Capital US, Inc. | 958 | $548.8K | 0.49% | +958 | New |
| Abacus Wealth Partners, LLC | 953 | $545.9K | 0.05% | +76+8.7% | Added |
| NFP Retirement, Inc. | 952 | $545.5K | 0.03% | −58−5.7% | Reduced |
| First Community Trust NA | 951 | $544.8K | 0.41% | 00.0% | Unchanged |
| Vista Capital Partners, Inc. | 951 | $544.8K | 0.05% | +419+78.8% | Added |
| American Institute for Advanced Investment Management, LLP | 949 | $544.7K | 0.35% | +19+2.0% | Added |
| Abbot Financial Management, Inc. | 950 | $544.2K | 0.23% | 00.0% | Unchanged |
| Bender Robert & Associates | 949 | $543.7K | 0.11% | −75−7.3% | Reduced |
| Peterson Wealth Advisors, LLC | 947 | $542.5K | 0.07% | +107+12.7% | Added |
| 1832 Asset Management L.P. | 945 | $541.4K | 0.00% | −252,715−99.6% | Reduced |
| Dale Q Rice Investment Management Ltd | 944 | $540.8K | 0.39% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 878 | $540.7K | 0.05% | +69+8.5% | Added |
| Reyes Financial Architecture, Inc. | 940 | $538.5K | 0.33% | −338−26.4% | Reduced |
| South Street Advisors LLC | 940 | $538.5K | 0.08% | +100+11.9% | Added |
| Second Line Capital, LLC | 939 | $537.9K | 0.11% | +19+2.1% | Added |
| Main Street Financial Solutions, LLC | 938 | $537.3K | 0.04% | −3,758−80.0% | Reduced |
| Tandem Wealth Advisors LLC | 937 | $536.8K | 0.24% | +115+14.0% | Added |
| Optivise Advisory Services LLC | 936 | $536.0K | 0.31% | +329+54.2% | Added |
| HighRoad Wealth Advisors, LLC | 935 | $535.6K | 0.51% | +935 | New |
| Legato Capital Management LLC | 934 | $535.1K | 0.05% | +934 | New |
| Wedgewood Investors Inc | 933 | $534.5K | 0.61% | 00.0% | Unchanged |
| Signature Equity Partners, LLC | 932 | $534.1K | 0.30% | +932 | New |
| waypoint wealth counsel | 932 | $534.0K | 0.20% | +64+7.4% | Added |
| Inspirion Wealth Advisors, LLC | 932 | $533.9K | 0.07% | +301+47.7% | Added |
| Rockingstone Advisors LLC | 932 | $533.9K | 0.24% | −24−2.5% | Reduced |
| Sageworth Trust Co | 931 | $533.3K | 0.02% | −3,667−79.8% | Reduced |
| Southland Equity Partners LLC | 930 | $532.9K | 0.11% | −6−0.6% | Reduced |