Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Okabena Investment Services Inc | 1,175 | $673.1K | 0.13% | +75+6.8% | Added |
| Lakewood Asset Management LLC | 1,173 | $672.2K | 0.39% | −632−35.0% | Reduced |
| Eagle Wealth Strategies LLC | 1,171 | $670.5K | 0.31% | +1+0.1% | Added |
| Aua Capital Management, LLC | 1,170 | $670.3K | 0.34% | 00.0% | Unchanged |
| Davidson Trust Co | 1,168 | $669.1K | 0.28% | −94−7.4% | Reduced |
| Fingerlakes Wealth Management, Inc. | 1,167 | $668.5K | 0.42% | −26−2.2% | Reduced |
| Buckhead Capital Management LLC | 1,164 | $666.8K | 0.24% | −76−6.1% | Reduced |
| United Community Bank | 1,161 | $665.1K | 0.25% | +5+0.4% | Added |
| Enterprise Financial Services Corp | 1,161 | $665.1K | 0.34% | −2−0.2% | Reduced |
| Farringdon Capital, Ltd. | 1,160 | $664.5K | 0.16% | +1,160 | New |
| Keebeck Wealth Management, LLC | 1,159 | $664.0K | 0.08% | +195+20.2% | Added |
| Chico Wealth RIA | 1,153 | $660.5K | 0.43% | +26+2.3% | Added |
| NTV Asset Management LLC | 1,152 | $659.7K | 0.07% | +1+0.1% | Added |
| Sunbeam Capital Management, LLC | 1,151 | $659.3K | 0.39% | +5+0.4% | Added |
| Alan B. Lancz & Associates, Inc. | 1,150 | $658.8K | 0.58% | 00.0% | Unchanged |
| Rockline Wealth Management, LLC | 1,149 | $658.2K | 0.13% | +100+9.5% | Added |
| Baker Boyer National Bank | 1,145 | $655.9K | 0.20% | +53+4.9% | Added |
| Triad Wealth Partners, LLC | 1,145 | $655.8K | 0.06% | +372+48.1% | Added |
| NorthStar Asset Management LLC | 1,142 | $654.2K | 0.29% | −9−0.8% | Reduced |
| Birchcreek Wealth Management, LLC | 1,139 | $652.5K | 0.32% | −50−4.2% | Reduced |
| Longview Financial Advisors LLC | 1,138 | $651.9K | 0.36% | −52−4.4% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 1,138 | $651.8K | 0.16% | −974−46.1% | Reduced |
| B.O.S.S. Retirement Advisors, LLC | 1,137 | $651.5K | 0.21% | +36+3.3% | Added |
| Morey & Quinn Wealth Partners, LLC | 1,135 | $650.2K | 0.47% | −6−0.5% | Reduced |
| WealthShield Partners, LLC | 1,135 | $650.2K | 0.07% | +13+1.2% | Added |
| 111 Capital | 1,135 | $650.2K | 0.14% | +1,135 | New |
| Christine Messmer PC | 1,134 | $649.8K | 0.42% | +1,134 | New |
| Crews Bank & Trust | 1,134 | $649.6K | 0.09% | −50−4.2% | Reduced |
| Fiduciary Financial Group, LLC | 1,134 | $649.6K | 0.09% | +20+1.8% | Added |
| Annex Advisory Services, LLC | 1,132 | $648.5K | 0.01% | +11+1.0% | Added |
| Boston Trust Walden Corp | 1,130 | $647.3K | 0.00% | −59−5.0% | Reduced |
| Voleon Capital Management LP | 1,129 | $646.8K | 0.01% | −8,726−88.5% | Reduced |
| Adamsbrown Wealth Consultants LLC | 1,127 | $645.5K | 0.18% | +6+0.5% | Added |
| Coastwise Capital Group, LLC | 1,126 | $645.1K | 0.32% | −42−3.6% | Reduced |
| Kornitzer Capital Management Inc | 1,126 | $645.1K | 0.01% | −16−1.4% | Reduced |
| LJI Wealth Management, LLC | 1,125 | $644.6K | 0.10% | +76+7.2% | Added |
| Armstrong, Fleming & Moore, Inc | 1,124 | $643.7K | 0.30% | −60−5.1% | Reduced |
| Global X Japan Co., Ltd. | 1,123 | $643.3K | 0.05% | −306−21.4% | Reduced |
| Spring Capital Management, LLC | 1,120 | $641.6K | 0.32% | 00.0% | Unchanged |
| Gradient Capital Advisors, LLC | 1,120 | $641.5K | 0.17% | −5−0.4% | Reduced |
| Tennessee Valley Asset Management Partners | 1,119 | $641.1K | 0.08% | −63−5.3% | Reduced |
| Brady Martz Wealth Solutions, LLC | 1,119 | $641.0K | 0.11% | +644+135.6% | Added |
| Chicago Trust Co NA | 1,119 | $641.0K | 0.10% | −100−8.2% | Reduced |
| Regatta Capital Group, LLC | 1,118 | $640.4K | 0.10% | −10−0.9% | Reduced |
| Laurel Wealth Advisors LLC | 1,117 | $639.9K | 0.08% | 00.0% | Unchanged |
| Elgethun Capital Management | 1,113 | $637.6K | 0.11% | +75+7.2% | Added |
| Fragasso Group Inc. | 1,111 | $636.7K | 0.04% | +75+7.2% | Added |
| Maxele Advisors, LLC | 1,111 | $636.2K | 0.52% | −9−0.8% | Reduced |
| Firestone Capital Management | 1,108 | $634.5K | 0.13% | +1+0.1% | Added |
| Vista Investment Partners II, LLC | 1,106 | $633.7K | 0.27% | −33−2.9% | Reduced |
| Lynx Investment Advisory | 1,104 | $632.2K | 0.34% | +60+5.7% | Added |
| Hengehold Capital Management LLC | 1,103 | $632.0K | 0.05% | 00.0% | Unchanged |
| American State Bank (Iowa) | 1,102 | $631.3K | 0.30% | −52−4.5% | Reduced |
| Expressive Wealth LLC | 1,101 | $630.7K | 0.68% | +1,101 | New |
| Fairfield, Bush & Co. | 1,100 | $630.2K | 0.33% | −80−6.8% | Reduced |
| Cantor Fitzgerald Investment Adviser L.P. | 1,100 | $630.2K | 0.05% | 00.0% | Unchanged |
| Royal Capital Wealth Management, LLC | 1,100 | $630.2K | 0.37% | 00.0% | Unchanged |
| Center for Wealth Management Advisory | 1,100 | $630.2K | 0.46% | +1,100 | New |
| 360 Financial, Inc. | 1,095 | $627.3K | 0.19% | 00.0% | Unchanged |
| Pathway Wealth Management LLC | 1,095 | $627.3K | 0.57% | +1,095 | New |
| Ade, LLC | 1,090 | $624.5K | 0.30% | 00.0% | Unchanged |
| Commonwealth Financial Services, LLC | 1,089 | $623.6K | 0.10% | +36+3.4% | Added |
| Van Cleef Asset Management,Inc | 1,088 | $623.3K | 0.06% | +173+18.9% | Added |
| Strategic Wealth Partners, Ltd. | 1,084 | $621.1K | 0.04% | −85−7.3% | Reduced |
| Haven Private, LLC | 1,084 | $621.0K | 0.27% | +60+5.9% | Added |
| Bearing Point Capital, LLC | 1,084 | $621.0K | 0.10% | +1,084 | New |
| Wealth Dimensions Group, Ltd. | 1,081 | $619.2K | 0.12% | +10+0.9% | Added |
| Legacy Financial Group, Inc. | 1,077 | $616.9K | 0.16% | +53+5.2% | Added |
| Baker Tilly Wealth Management, LLC | 1,076 | $616.4K | 0.15% | −83−7.2% | Reduced |
| Anchyra Partners LLC | 1,076 | $616.4K | 0.19% | +1,076 | New |
| Aspire Growth Partners LLC | 1,075 | $615.6K | 0.43% | +3+0.3% | Added |
| Greenwood Capital Associates LLC | 1,074 | $615.3K | 0.07% | 00.0% | Unchanged |
| Intrua Financial, LLC | 1,073 | $614.7K | 0.07% | −23−2.1% | Reduced |
| Ransom Advisory, Ltd | 1,070 | $613.0K | 0.24% | −125−10.5% | Reduced |
| Jupiter Wealth Management LLC | 808 | $612.7K | 0.27% | 00.0% | Unchanged |
| Atlas Legacy Advisors, LLC | 1,048 | $612.5K | 0.11% | +207+24.6% | Added |
| Meridian Wealth Advisors, LLC | 1,068 | $612.0K | 0.08% | −1,330−55.5% | Reduced |
| Consilium Wealth Advisory, LLC | 1,068 | $611.8K | 0.23% | 00.0% | Unchanged |
| Formidable Asset Management, LLC | 1,282 | $611.8K | 0.09% | −20−1.5% | Reduced |
| XY Planning Network, Inc. | 1,068 | $611.8K | 0.11% | +342+47.1% | Added |
| Security National Bank of Sioux City Iowa | 1,064 | $609.5K | 0.39% | 00.0% | Unchanged |
| Compass Financial Group, INC | 1,064 | $609.4K | 0.09% | −56−5.0% | Reduced |
| SkyOak Wealth, LLC | 1,064 | $609.3K | 0.11% | −37−3.4% | Reduced |
| D'Orazio & Associates, Inc. | 1,063 | $608.7K | 0.08% | +34+3.3% | Added |
| Onyx Financial Advisors, LLC | 1,062 | $608.3K | 0.26% | +3+0.3% | Added |
| Ring Mountain Capital, LLC | 940 | $608.0K | 0.31% | −37−3.8% | Reduced |
| Manchester Capital Management LLC | 1,061 | $607.8K | 0.08% | +96+9.9% | Added |
| Miller Wealth Advisors, LLC | 1,056 | $605.0K | 0.22% | 00.0% | Unchanged |
| Verum Partners LLC | 1,055 | $604.4K | 0.12% | +7+0.7% | Added |
| Wealth Advisors of Iowa, LLC | 1,053 | $603.3K | 0.20% | +585+125.0% | Added |
| Antonelli Financial Advisors, LLC | 1,053 | $603.0K | 0.40% | 00.0% | Unchanged |
| Clarity Wealth Advisors, LLC | 1,052 | $602.5K | 0.12% | 00.0% | Unchanged |
| Syntegra Private Wealth Group, LLC | 1,050 | $601.5K | 0.06% | +13+1.3% | Added |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 1,048 | $600.4K | 0.20% | 00.0% | Unchanged |
| Sym Financial Corp | 1,047 | $599.6K | 0.06% | +62+6.3% | Added |
| GPS Wealth Strategies Group, LLC | 1,043 | $597.6K | 0.51% | −3,356−76.3% | Reduced |
| American Investment Services, Inc. | 1,043 | $597.5K | 0.14% | +615+143.7% | Added |
| Mowery & Schoenfeld Wealth Management, LLC | 1,040 | $595.8K | 0.86% | +15+1.5% | Added |
| Phillips Wealth Planners LLC | 923 | $595.7K | 0.48% | −121−11.6% | Reduced |
| Peachtree Investment Partners, LLC | 1,036 | $593.8K | 0.20% | +504+94.7% | Added |