Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CFC Planning Co LLC | 6,566 | $3.76M | 2.89% | +251+4.0% | Added |
| Greenfield Savings Bank | 6,568 | $3.76M | 1.58% | −60−0.9% | Reduced |
| Xcel Wealth Management, LLC | 6,576 | $3.77M | 0.96% | +31+0.5% | Added |
| Advisors Preferred, LLC | 6,300 | $3.77M | 0.62% | 00.0% | Unchanged |
| MB, Levis & Associates, LLC | 6,594 | $3.78M | 1.59% | −246−3.6% | Reduced |
| Oxbow Advisors, LLC | 6,620 | $3.79M | 0.33% | −24−0.4% | Reduced |
| Umpqua Bank | 6,629 | $3.80M | 1.06% | −574−8.0% | Reduced |
| Berkshire Bank | 6,647 | $3.81M | 0.77% | −311−4.5% | Reduced |
| IFC Advisors LLC | 6,668 | $3.82M | 0.56% | +1,244+22.9% | Added |
| Stone Point Wealth LLC | 6,670 | $3.82M | 1.04% | −281−4.0% | Reduced |
| Courier Capital LLC | 6,680 | $3.83M | 0.21% | −121−1.8% | Reduced |
| Howland Capital Management LLC | 6,685 | $3.83M | 0.15% | −40−0.6% | Reduced |
| Ar Asset Management Inc | 6,700 | $3.84M | 0.78% | 00.0% | Unchanged |
| Eagle Rock Investment Company, LLC | 6,700 | $3.84M | 0.54% | 00.0% | Unchanged |
| Compton Wealth Advisory Group, LLC | 6,710 | $3.84M | 0.84% | −100−1.5% | Reduced |
| AdvisorNet Financial, Inc | 6,715 | $3.85M | 0.20% | +53+0.8% | Added |
| AMG National Trust Bank | 6,725 | $3.85M | 0.09% | +139+2.1% | Added |
| Weaver Capital Management LLC | 6,727 | $3.85M | 0.82% | +230+3.5% | Added |
| Trust Investment Advisors | 6,739 | $3.86M | 2.06% | +274+4.2% | Added |
| Forefront Wealth Management Inc. | 6,751 | $3.87M | 2.77% | −100−1.5% | Reduced |
| IronBridge Private Wealth, LLC | 7,328 | $3.87M | 1.22% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 6,756 | $3.87M | 0.49% | −396−5.5% | Reduced |
| Nationale-Nederlanden Powszechne Towarzystwo Emerytalne S.A. | 6,785 | $3.89M | 0.34% | +6,785 | New |
| Staley Capital Advisers Inc | 6,800 | $3.90M | 0.16% | 00.0% | Unchanged |
| Arrow Financial Corp | 6,829 | $3.91M | 0.39% | −632−8.5% | Reduced |
| Avantax Planning Partners, Inc. | 6,849 | $3.92M | 0.11% | +513+8.1% | Added |
| Becker Capital Management Inc | 6,862 | $3.93M | 0.11% | −50−0.7% | Reduced |
| Nemes Rush Group LLC | 6,877 | $3.94M | 0.37% | −16−0.2% | Reduced |
| Q3 Asset Management | 6,889 | $3.95M | 0.90% | +6,127+804.1% | Added |
| Hennessy Advisors Inc | 6,900 | $3.95M | 0.14% | −100−1.4% | Reduced |
| Granite Investment Partners, LLC | 6,938 | $3.97M | 0.24% | +49+0.7% | Added |
| Southeast Asset Advisors Inc. | 6,966 | $3.99M | 0.38% | +334+5.0% | Added |
| Quest Investment Management LLC | 6,968 | $3.99M | 0.43% | 00.0% | Unchanged |
| Chapin Davis, Inc. | 6,981 | $4.00M | 0.94% | +1,235+21.5% | Added |
| Kovack Advisors, Inc. | 6,988 | $4.00M | 0.19% | +2,776+65.9% | Added |
| Smartleaf Asset Management LLC | 6,977 | $4.03M | 0.15% | +578+9.0% | Added |
| Cross Staff Investments Inc | 7,066 | $4.05M | 2.48% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 7,076 | $4.05M | 0.05% | +165+2.4% | Added |
| Little House Capital LLC | 7,077 | $4.05M | 1.02% | −1,796−20.2% | Reduced |
| Wilkerson Advisory Group LLC | 7,089 | $4.06M | 1.43% | +7,089 | New |
| Capital Management Associates, Inc | 7,098 | $4.07M | 0.90% | +3,199+82.0% | Added |
| Bellwether Advisors, LLC | 7,101 | $4.07M | 0.65% | +2,133+42.9% | Added |
| Marathon Wealth Advisors LLC | 7,102 | $4.07M | 1.62% | +7,102 | New |
| Cambridge Advisors Inc. | 7,108 | $4.07M | 0.78% | −83−1.2% | Reduced |
| Deane Retirement Strategies, Inc. | 7,123 | $4.08M | 1.69% | −7,146−50.1% | Reduced |
| Clark Capital Management Group, Inc. | 7,146 | $4.09M | 0.03% | +676+10.4% | Added |
| South Dakota Investment Council | 7,154 | $4.10M | 0.08% | −630−8.1% | Reduced |
| Capital International Sarl | 7,213 | $4.13M | 0.07% | +3,275+83.2% | Added |
| DT Investment Partners, LLC | 7,218 | $4.13M | 0.34% | −637−8.1% | Reduced |
| Westpac Banking Corp | 7,228 | $4.14M | 0.26% | −2,185−23.2% | Reduced |
| Applied Capital LLC | 7,240 | $4.15M | 2.84% | −4,623−39.0% | Reduced |
| Surience Private Wealth LLC | 7,251 | $4.15M | 4.70% | +7,251 | New |
| Hilltop Holdings Inc. | 7,266 | $4.16M | 0.25% | +948+15.0% | Added |
| Dorsey & Whitney Trust CO LLC | 7,273 | $4.17M | 0.22% | +67+0.9% | Added |
| Gladstone Institutional Advisory LLC | 7,311 | $4.19M | 0.16% | −305−4.0% | Reduced |
| Global Trust Asset Management, LLC | 7,345 | $4.21M | 1.66% | +2,692+57.9% | Added |
| Legacy Bridge, LLC | 7,365 | $4.22M | 1.71% | +163+2.3% | Added |
| Tyche Wealth Partners LLC | 7,380 | $4.23M | 0.67% | −23−0.3% | Reduced |
| Old Port Advisors | 7,381 | $4.23M | 1.04% | −82−1.1% | Reduced |
| TCW Group Inc | 7,401 | $4.24M | 0.03% | +7,401 | New |
| Ascent Group, LLC | 7,438 | $4.26M | 0.15% | +1,302+21.2% | Added |
| Loudon Investment Management, LLC | 7,456 | $4.27M | 2.23% | −410−5.2% | Reduced |
| Valley Brook Capital Group | 7,511 | $4.30M | 2.85% | −85−1.1% | Reduced |
| Concord Asset Management, LLC | 7,514 | $4.30M | 0.75% | −156−2.0% | Reduced |
| Oarsman Capital, Inc. | 7,526 | $4.31M | 0.56% | −73−1.0% | Reduced |
| Investors Asset Management of Georgia Inc | 7,532 | $4.31M | 1.78% | −34−0.4% | Reduced |
| Seizert Capital Partners, LLC | 7,547 | $4.32M | 0.18% | −4,131−35.4% | Reduced |
| Fruth Investment Management | 7,563 | $4.33M | 1.17% | −175−2.3% | Reduced |
| Gables Capital Management Inc. | 7,565 | $4.33M | 1.83% | −15−0.2% | Reduced |
| Old Mission Investment Co LLC | 7,573 | $4.34M | 1.04% | −114−1.5% | Reduced |
| Field & Main Bank | 7,588 | $4.35M | 1.25% | −180−2.3% | Reduced |
| EFG International AG | 7,593 | $4.35M | 0.08% | +7,593 | New |
| River Wealth Advisors LLC | 7,662 | $4.39M | 0.49% | +1,430+22.9% | Added |
| Tradewinds, LLC. | 7,668 | $4.39M | 1.05% | −74−1.0% | Reduced |
| Guardian Wealth Management, Inc. | 7,669 | $4.39M | 2.58% | +5,362+232.4% | Added |
| Banque Transatlantique SA | 7,674 | $4.40M | 0.11% | −536−6.5% | Reduced |
| Naviter Wealth, LLC | 7,679 | $4.40M | 0.57% | −772−9.1% | Reduced |
| Jaffetilchin Investment Partners, LLC | 7,691 | $4.41M | 0.26% | −74−1.0% | Reduced |
| BCM Advisors, LLC | 7,034 | $4.41M | 0.84% | +10.0% | Added |
| Financial Synergies Wealth Advisors, Inc. | 7,727 | $4.43M | 0.43% | +4,917+175.0% | Added |
| Ballentine Partners, LLC | 7,742 | $4.44M | 0.06% | +91+1.2% | Added |
| Harbor Capital Advisors, Inc. | 7,747 | $4.44M | 0.34% | −12−0.2% | Reduced |
| Ignite Planners, LLC | 6,759 | $4.44M | 0.68% | +165+2.5% | Added |
| Syon Capital LLC | 7,763 | $4.45M | 0.22% | +873+12.7% | Added |
| Chicago Capital, LLC | 7,773 | $4.45M | 0.11% | +499+6.9% | Added |
| Monetary Management Group Inc | 7,787 | $4.46M | 1.03% | −50−0.6% | Reduced |
| Great Lakes Retirement, Inc. | 7,787 | $4.46M | 0.46% | +391+5.3% | Added |
| Evergreen Capital Management LLC | 7,787 | $4.46M | 0.10% | +3,056+64.6% | Added |
| Gifford Fong Associates | 7,800 | $4.47M | 0.89% | 00.0% | Unchanged |
| Petredis Investment Advisors LLC | 7,800 | $4.47M | 0.35% | −88−1.1% | Reduced |
| Pine Valley Investments Ltd Liability Co | 7,810 | $4.47M | 0.22% | −88−1.1% | Reduced |
| Adirondack Trust Co | 7,829 | $4.48M | 1.48% | −68−0.9% | Reduced |
| Boltwood Capital Management | 7,846 | $4.49M | 1.17% | −115−1.4% | Reduced |
| Foundations Investment Advisors, LLC | 7,870 | $4.51M | 0.06% | +275+3.6% | Added |
| Fairfield Financial Advisors, LTD | 7,885 | $4.52M | 1.47% | +415+5.6% | Added |
| Cornerstone Planning, LLC | 7,860 | $4.52M | 1.05% | +7,860 | New |
| Gould Capital, LLC | 7,891 | $4.52M | 2.79% | −465−5.6% | Reduced |
| Forum Financial Management, LP | 7,914 | $4.53M | 0.06% | +362+4.8% | Added |
| MidWestOne Financial Group, Inc. | 7,927 | $4.54M | 0.50% | −80−1.0% | Reduced |
| Hanson & Doremus Investment Management | 7,930 | $4.54M | 0.55% | −106−1.3% | Reduced |