Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,307 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Founders Financial Securities LLC | 4,549 | $2.61M | 0.15% | +557+14.0% | Added |
| AlphaCore Capital LLC | 4,549 | $2.61M | 0.06% | +1,705+60.0% | Added |
| Guerra Pan Advisors, LLC | 4,549 | $2.61M | 1.55% | 00.0% | Unchanged |
| Everhart Financial Group, Inc. | 4,555 | $2.61M | 0.24% | +571+14.3% | Added |
| Glen Eagle Advisors, LLC | 4,572 | $2.62M | 0.36% | −12−0.3% | Reduced |
| Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies | 4,573 | $2.62M | 2.46% | +4,573 | New |
| DHJJ Financial Advisors, Ltd. | 4,575 | $2.62M | 0.87% | −280−5.8% | Reduced |
| Cooper Financial Group | 4,576 | $2.62M | 0.28% | +4+0.1% | Added |
| Diamant Asset Management, Inc. | 4,583 | $2.63M | 1.90% | −75−1.6% | Reduced |
| First Manhattan Co | 4,585 | $2.63M | 0.01% | +71+1.6% | Added |
| McLaughlin Asset Management, Inc. | 4,591 | $2.63M | 2.35% | +4,591 | New |
| Oak Asset Management, LLC | 4,594 | $2.63M | 0.90% | −56−1.2% | Reduced |
| Gateway Wealth Partners, LLC | 4,612 | $2.64M | 0.29% | −107−2.3% | Reduced |
| Stanley-Laman Group, Ltd. | 4,615 | $2.64M | 0.34% | +3,655+380.7% | Added |
| Horizon Kinetics Asset Management LLC | 4,617 | $2.64M | 0.04% | −565−10.9% | Reduced |
| Emprise Bank | 4,639 | $2.66M | 1.10% | 00.0% | Unchanged |
| Diversify Advisory Services, LLC | 4,111 | $2.66M | 0.08% | +432+11.7% | Added |
| BankPlus Trust Department | 4,650 | $2.66M | 0.70% | −242−4.9% | Reduced |
| United Bank | 4,651 | $2.66M | 0.90% | +114+2.5% | Added |
| DB&C Advisors, LLC | 4,657 | $2.67M | 3.35% | +4,657 | New |
| Vestmark Advisory Solutions, Inc. | 4,662 | $2.67M | 0.04% | +3,402+270.0% | Added |
| Vivid Wealth Management, LLC | 4,665 | $2.67M | 1.04% | −1,257−21.2% | Reduced |
| Westover Capital Advisors, LLC | 4,676 | $2.68M | 0.49% | 00.0% | Unchanged |
| O'Domhnaill Enterprises, Inc. | 4,677 | $2.68M | 2.51% | +4,677 | New |
| Evernest Financial Advisors, LLC | 3,632 | $2.70M | 0.56% | −638−14.9% | Reduced |
| Fundamentun, LLC | 4,707 | $2.70M | 0.11% | +119+2.6% | Added |
| Haverford Trust Co | 4,719 | $2.70M | 0.02% | −264−5.3% | Reduced |
| Apollon Financial, LLC | 4,734 | $2.71M | 0.39% | +3,155+199.8% | Added |
| Princeton Capital Management LLC | 4,747 | $2.72M | 0.70% | −21−0.4% | Reduced |
| Rossmore Private Capital | 4,766 | $2.73M | 0.24% | +553+13.1% | Added |
| Colonial Trust Co | 4,783 | $2.74M | 0.37% | +162+3.5% | Added |
| Guardian Investment Management | 4,800 | $2.75M | 2.20% | −187−3.7% | Reduced |
| Cladis Investment Advisory, LLC | 4,800 | $2.75M | 1.51% | −200−4.0% | Reduced |
| Advisor OS, LLC | 4,805 | $2.75M | 0.22% | −454−8.6% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,811 | $2.76M | 1.79% | −75−1.5% | Reduced |
| La Banque Postale Asset Management SA | 4,814 | $2.76M | 0.03% | −8,457−63.7% | Reduced |
| Quantbot Technologies LP | 4,844 | $2.77M | 0.09% | +4,844 | New |
| Dumont & Blake Investment Advisors LLC | 4,844 | $2.77M | 0.67% | −70−1.4% | Reduced |
| Calamos Wealth Management LLC | 4,851 | $2.78M | 0.10% | +729+17.7% | Added |
| Pallas Capital Advisors LLC | 4,867 | $2.79M | 0.09% | −128−2.6% | Reduced |
| Harbor Group, Inc. | 4,870 | $2.79M | 0.42% | +13+0.3% | Added |
| Opes Wealth Management LLC | 4,875 | $2.79M | 0.47% | −104−2.1% | Reduced |
| Orleans Capital Management Corp | 4,888 | $2.80M | 1.74% | −997−16.9% | Reduced |
| CFM Wealth Partners LLC | 4,888 | $2.80M | 0.40% | +43+0.9% | Added |
| Catalyst Financial Partners LLC | 4,894 | $2.80M | 0.31% | +203+4.3% | Added |
| CoreCap Advisors, LLC | 4,928 | $2.82M | 0.10% | +280+6.0% | Added |
| Benedict Financial Advisors Inc | 4,931 | $2.83M | 0.60% | −86−1.7% | Reduced |
| PCM Encore, LLC | 4,935 | $2.83M | 0.60% | +4,935 | New |
| Atlas Brown,Inc. | 4,939 | $2.83M | 0.84% | −48−1.0% | Reduced |
| Grimes & Company, Inc. | 4,940 | $2.83M | 0.07% | +1,457+41.8% | Added |
| Journey Strategic Wealth LLC | 4,944 | $2.83M | 0.07% | −107−2.1% | Reduced |
| WBH Advisory Inc | 4,953 | $2.84M | 0.21% | −28−0.6% | Reduced |
| Krilogy Financial LLC | 4,466 | $2.84M | 0.10% | +922+26.0% | Added |
| Garrett Investment Advisors LLC | 4,966 | $2.84M | 0.23% | −461−8.5% | Reduced |
| Wolff Financial Management LLC | 4,968 | $2.85M | 0.64% | −34−0.7% | Reduced |
| Exencial Wealth Advisors, LLC | 4,997 | $2.86M | 0.09% | +66+1.3% | Added |
| Polymer Capital Management (US) LLC | 5,000 | $2.86M | 0.37% | +500+11.1% | Added |
| First Citizens Bank & Trust Co | 5,001 | $2.86M | 0.06% | +1,699+51.5% | Added |
| Norway Savings Bank | 5,007 | $2.87M | 1.33% | +404+8.8% | Added |
| Woodmont Investment Counsel LLC | 5,015 | $2.87M | 0.18% | +60+1.2% | Added |
| Next Century Growth Investors LLC | 5,026 | $2.88M | 0.20% | −6−0.1% | Reduced |
| ARS Wealth Advisors Group, LLC | 5,041 | $2.89M | 0.26% | −201−3.8% | Reduced |
| Checchi Capital Advisers, LLC | 5,042 | $2.89M | 0.20% | −254−4.8% | Reduced |
| HCR Wealth Advisors | 5,045 | $2.89M | 0.29% | +67+1.3% | Added |
| XML Financial, LLC | 5,077 | $2.91M | 0.24% | +26+0.5% | Added |
| Applied Finance Capital Management, LLC | 5,081 | $2.91M | 0.21% | +783+18.2% | Added |
| TD Private Client Wealth LLC | 5,107 | $2.93M | 0.06% | +2,650+107.9% | Added |
| Papp L Roy & Associates | 5,118 | $2.93M | 0.32% | +136+2.7% | Added |
| Journey Advisory Group, LLC | 5,123 | $2.93M | 0.25% | +422+9.0% | Added |
| Beacon Investment Advisors LLC | 5,131 | $2.94M | 1.18% | +8+0.2% | Added |
| Cornerstone Wealth Management, LLC | 5,133 | $2.94M | 0.15% | +699+15.8% | Added |
| Garde Capital, Inc. | 5,134 | $2.94M | 0.17% | +12+0.2% | Added |
| Convergence Investment Partners, LLC | 5,138 | $2.94M | 0.59% | −220−4.1% | Reduced |
| Eldridge Investment Advisors, Inc. | 5,144 | $2.95M | 0.65% | −91−1.7% | Reduced |
| Camden Capital, LLC | 5,147 | $2.95M | 0.19% | +56+1.1% | Added |
| Isthmus Partners, LLC | 5,152 | $2.95M | 0.33% | +5,152 | New |
| Connecticut Wealth Management, LLC | 5,161 | $2.96M | 0.13% | +73+1.4% | Added |
| MASTERINVEST Kapitalanlage GmbH | 5,139 | $2.97M | 0.28% | −560−9.8% | Reduced |
| True North Advisors, LLC | 5,180 | $2.97M | 0.38% | −4−0.1% | Reduced |
| Trust Point Inc. | 5,182 | $2.97M | 0.23% | −236−4.4% | Reduced |
| Core Wealth Advisors, Inc. | 5,191 | $2.97M | 0.77% | −28−0.5% | Reduced |
| Mirabella Financial Services LLP | 5,202 | $2.98M | 0.29% | −9,772−65.3% | Reduced |
| Cascade Investment Advisors, Inc. | 5,216 | $2.99M | 1.76% | −360−6.5% | Reduced |
| Polymer Capital Management (HK) LTD | 5,223 | $2.99M | 0.47% | +5,223 | New |
| Brevan Howard Capital Management LP | 5,199 | $2.99M | 0.06% | −2,058−28.4% | Reduced |
| Resources Management Corp | 5,230 | $3.00M | 0.39% | −100−1.9% | Reduced |
| Lawood & Co | 5,233 | $3.00M | 2.84% | +5,233 | New |
| Essex Savings Bank | 5,234 | $3.00M | 0.65% | −450−7.9% | Reduced |
| Nwam LLC | 4,952 | $3.03M | 0.17% | +43+0.9% | Added |
| Eads & Heald Wealth Management | 5,300 | $3.04M | 1.47% | −456−7.9% | Reduced |
| Perkins Coie Trust Co | 5,302 | $3.04M | 0.57% | +125+2.4% | Added |
| SCS Capital Management LLC | 5,314 | $3.04M | 0.03% | −27−0.5% | Reduced |
| Westwood Holdings Group Inc. | 5,329 | $3.05M | 0.02% | +415+8.4% | Added |
| Modern Wealth Management, LLC | 5,335 | $3.06M | 0.06% | −4,973−48.2% | Reduced |
| High Falls Advisors, Inc | 5,344 | $3.06M | 0.62% | +20.0% | Added |
| Rollins Financial Advisors, LLC | 5,345 | $3.06M | 0.45% | +19+0.4% | Added |
| Watershed Private Wealth LLC | 5,346 | $3.06M | 0.92% | −410−7.1% | Reduced |
| Mayflower Financial Advisors, LLC | 5,347 | $3.06M | 0.37% | −13−0.2% | Reduced |
| Ti-Trust, Inc | 5,356 | $3.07M | 1.89% | 00.0% | Unchanged |
| Castellan Group, LLC | 5,364 | $3.07M | 0.39% | +5,364 | New |