Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +180 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 299
- 1,150 more added
- Sold out
- 119
- 1,201 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First PREMIER Bank | 690 | $330.0K | 0.07% | −70−9.2% | Reduced |
| Gemmer Asset Management LLC | 692 | $330.2K | 0.03% | +15+2.2% | Added |
| Elm Partners Management LLC | 693 | $330.7K | 0.02% | +693 | New |
| Jessup Wealth Management, Inc | 694 | $331.0K | 0.12% | 00.0% | Unchanged |
| Chatham Capital Group, Inc. | 696 | $332.1K | 0.05% | 00.0% | Unchanged |
| Mayport, LLC | 697 | $332.6K | 0.07% | +10+1.5% | Added |
| Baltimore-Washington Financial Advisors, Inc. | 697 | $332.6K | 0.01% | +90+14.8% | Added |
| Beacon Capital Management, LLC | 698 | $333.0K | 0.05% | −593−45.9% | Reduced |
| Sylvest Advisors, LLC | 699 | $333.4K | 0.18% | 00.0% | Unchanged |
| Aletheian Wealth Advisors LLC | 699 | $333.5K | 0.16% | −12−1.7% | Reduced |
| 10Elms LLP | 699 | $333.5K | 0.30% | 00.0% | Unchanged |
| First Affirmative Financial Network | 700 | $333.9K | 0.16% | +700 | New |
| Core Wealth Partners LLC | 700 | $334.0K | 0.15% | 00.0% | Unchanged |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 700 | $334.0K | 0.00% | +700 | New |
| Capitol Family Office, Inc. | 701 | $334.5K | 0.41% | +1+0.1% | Added |
| Capstone Investment Advisors, LLC | 703 | $335.4K | 0.00% | −121,874−99.4% | Reduced |
| SilverOak Wealth Management LLC | 704 | $335.9K | 0.06% | −40−5.4% | Reduced |
| Capital Performance Advisors LLP | 704 | $336.0K | 0.06% | +704 | New |
| Schaper Benz & Wise Investment Counsel Inc | 704 | $336.0K | 0.02% | −131−15.7% | Reduced |
| Penobscot Wealth Management | 705 | $336.3K | 0.11% | −54−7.1% | Reduced |
| Jarislowsky, Fraser Ltd | 705 | $336.4K | 0.00% | 00.0% | Unchanged |
| Orion Capital Management LLC | 705 | $336.4K | 0.12% | 00.0% | Unchanged |
| Capstone Wealth Management Group LLC | 706 | $336.6K | 0.21% | +89+14.4% | Added |
| Eubel Brady & Suttman Asset Management Inc | 707 | $337.0K | 0.04% | +1+0.1% | Added |
| Geneva Partners, LLC | 707 | $337.4K | 0.12% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 707 | $337.4K | 0.02% | +1+0.1% | Added |
| Lynch & Associates | 708 | $337.8K | 0.07% | 00.0% | Unchanged |
| Enclave Advisors LLC | 710 | $338.7K | 0.05% | +49+7.4% | Added |
| SIH Partners, LLLP | 710 | $338.8K | 0.03% | +710 | New |
| Causey Wealth LLC | 711 | $339.3K | 0.17% | 00.0% | Unchanged |
| 4WEALTH Advisors, Inc. | 712 | $339.5K | 0.31% | −679−48.8% | Reduced |
| Tolleson Wealth Management, Inc. | 712 | $339.7K | 0.05% | +112+18.7% | Added |
| HF Advisory Group, LLC | 718 | $342.3K | 0.13% | −159−18.1% | Reduced |
| Patton Fund Management, Inc. | 718 | $342.6K | 0.06% | 00.0% | Unchanged |
| Clarus Group, Inc. | 718 | $342.6K | 0.12% | +2+0.3% | Added |
| Luts & Greenleigh Group, Inc | 721 | $344.1K | 0.31% | +32+4.6% | Added |
| White Knight Strategic Wealth Advisors, LLC | 723 | $345.0K | 0.27% | −535−42.5% | Reduced |
| Traub Capital Management LLC | 727 | $347.0K | 0.34% | −25−3.3% | Reduced |
| Websterrogers Financial Advisors, LLC | 730 | $348.3K | 0.10% | 00.0% | Unchanged |
| Coco Enterprises, LLC | 732 | $351.4K | 0.19% | 00.0% | Unchanged |
| Riverbend Wealth Management, LLC | 739 | $352.6K | 0.25% | −58−7.3% | Reduced |
| Invst, LLC | 739 | $352.6K | 0.04% | −26−3.4% | Reduced |
| SMART Wealth LLC | 739 | $352.6K | 0.13% | −169−18.6% | Reduced |
| Broadleaf Partners, LLC | 740 | $353.1K | 0.07% | 00.0% | Unchanged |
| Sterling Investment Counsel, LLC | 743 | $354.4K | 0.11% | +76+11.4% | Added |
| Sand Hill Global Advisors, LLC | 744 | $355.0K | 0.01% | −35−4.5% | Reduced |
| Hourglass Capital, LLC | 747 | $356.4K | 0.08% | 00.0% | Unchanged |
| Hurlow Wealth Management Group, Inc. | 747 | $356.4K | 0.09% | 00.0% | Unchanged |
| Annis Gardner Whiting Capital Advisors, LLC | 749 | $357.5K | 0.07% | −92−10.9% | Reduced |
| Elk River Wealth Management, LLC | 750 | $357.9K | 0.06% | 00.0% | Unchanged |
| Wellington Shields Capital Management, LLC | 750 | $357.9K | 0.05% | 00.0% | Unchanged |
| Pingora Partners LLC | 750 | $357.9K | 0.24% | 00.0% | Unchanged |
| Mount Vernon Associates Inc | 750 | $358.0K | 0.25% | −200−21.1% | Reduced |
| General Partner, Inc. | 752 | $358.8K | 0.20% | 00.0% | Unchanged |
| Kondo Wealth Advisors, Inc. | 752 | $358.8K | 0.14% | +14+1.9% | Added |
| New World Advisors LLC | 752 | $358.8K | 0.07% | +88+13.3% | Added |
| Private Management Group Inc | 754 | $359.7K | 0.01% | 00.0% | Unchanged |
| RWM Asset Management, LLC | 754 | $359.8K | 0.04% | +754 | New |
| Financial Advisory Corp | 756 | $360.0K | 0.10% | +138+22.3% | Added |
| Drum Hill Capital, LLC | 755 | $360.2K | 0.39% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 756 | $360.7K | 0.06% | −1−0.1% | Reduced |
| Secure Asset Management, LLC | 751 | $361.2K | 0.06% | +2+0.3% | Added |
| Fiscal Wisdom Wealth Management, LLC | 703 | $361.3K | 0.34% | +703 | New |
| Fiduciary Wealth Partners, LLC | 758 | $361.9K | 0.15% | +37+5.1% | Added |
| Castle Rock Wealth Management, LLC | 743 | $362.4K | 0.08% | +4+0.5% | Added |
| DF Dent & Co Inc | 760 | $362.6K | 0.00% | −276−26.6% | Reduced |
| Texas Bank & Trust Co | 760 | $362.6K | 0.14% | +34+4.7% | Added |
| Cascade Financial Partners, LLC | 761 | $363.1K | 0.04% | 00.0% | Unchanged |
| Intrepid Capital Management Inc | 763 | $364.1K | 0.14% | 00.0% | Unchanged |
| Roberts Glore & Co Inc | 764 | $364.5K | 0.10% | +50+7.0% | Added |
| MBE Wealth Management, LLC | 764 | $364.6K | 0.16% | −11−1.4% | Reduced |
| Atala Financial Inc | 765 | $365.0K | 0.23% | 00.0% | Unchanged |
| Maple Capital Management, Inc. | 765 | $365.2K | 0.02% | +22+3.0% | Added |
| Parisi Gray Wealth Management | 767 | $365.8K | 0.10% | −11−1.4% | Reduced |
| GW Henssler & Associates Ltd | 767 | $366.0K | 0.02% | −100−11.5% | Reduced |
| Q3 Asset Management | 762 | $367.0K | 0.13% | +762 | New |
| Argus Investors' Counsel, Inc. | 770 | $367.4K | 0.29% | −975−55.9% | Reduced |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | 770 | $367.4K | 0.06% | 00.0% | Unchanged |
| Second Half Financial Partners, LLC | 771 | $367.9K | 0.16% | −42−5.2% | Reduced |
| MPS Loria Financial Planners, LLC | 771 | $367.9K | 0.10% | +3+0.4% | Added |
| Triad Wealth Partners, LLC | 773 | $368.7K | 0.05% | +234+43.4% | Added |
| Townsend & Associates, Inc | 700 | $368.8K | 0.03% | +700 | New |
| Vision Capital Management, Inc. | 773 | $368.8K | 0.05% | −197−20.3% | Reduced |
| Proficio Capital Partners LLC | 774 | $369.2K | 0.03% | −1,476−65.6% | Reduced |
| Richmond Investment Services, LLC | 774 | $369.5K | 0.07% | −315−28.9% | Reduced |
| Octavia Wealth Advisors, LLC | 775 | $369.8K | 0.04% | +194+33.4% | Added |
| Trilogy Capital Inc. | 776 | $370.5K | 0.02% | +14+1.8% | Added |
| Community Trust & Investment Co | 780 | $372.2K | 0.02% | −158−16.8% | Reduced |
| REAP Financial Group, LLC | 781 | $372.5K | 0.08% | +62+8.6% | Added |
| Rebalance, LLC | 781 | $372.7K | 0.02% | 00.0% | Unchanged |
| Conscious Wealth Investments, LLC | 647 | $373.5K | 0.22% | 00.0% | Unchanged |
| Pettee Investors, Inc. | 783 | $373.6K | 0.21% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 786 | $375.2K | 0.15% | +3+0.4% | Added |
| True Wealth Design, LLC | 789 | $376.7K | 0.12% | −14−1.7% | Reduced |
| Meritage Portfolio Management | 792 | $377.9K | 0.03% | +214+37.0% | Added |
| Up Strategic Wealth Investment Advisors LLC | 708 | $378.1K | 0.28% | 00.0% | Unchanged |
| MinichMacGregor Wealth Management, LLC | 793 | $378.6K | 0.07% | −97−10.9% | Reduced |
| Aspen Grove Capital, LLC | 795 | $379.3K | 0.06% | −657−45.2% | Reduced |
| Seamount Financial Group Inc | 796 | $379.6K | 0.18% | −166−17.3% | Reduced |
| Syverson Strege & Co | 796 | $380.0K | 0.09% | −43−5.1% | Reduced |