Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,071 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,071 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vivid Wealth Management, LLC | 5,922 | $2.83M | 1.12% | −1,233−17.2% | Reduced |
| Qtron Investments LLC | 5,925 | $2.83M | 0.35% | −882−13.0% | Reduced |
| Brady Family Wealth, LLC | 5,931 | $2.83M | 0.88% | +607+11.4% | Added |
| Bernard Wealth Management Corp. | 5,937 | $2.83M | 1.18% | +109+1.9% | Added |
| Victrix Investment Advisors | 5,940 | $2.83M | 1.55% | −138−2.3% | Reduced |
| Biltmore Family Office, LLC | 5,975 | $2.85M | 0.41% | −65−1.1% | Reduced |
| Wilson & Boucher Capital Management, LLC | 5,981 | $2.85M | 1.88% | −50−0.8% | Reduced |
| Kentucky Trust Co | 5,983 | $2.85M | 1.55% | −75−1.2% | Reduced |
| Wealth Architects, LLC | 5,986 | $2.86M | 0.27% | −23−0.4% | Reduced |
| Bragg Financial Advisors, Inc | 6,000 | $2.86M | 0.09% | +247+4.3% | Added |
| Savvy Advisors, Inc. | 6,014 | $2.87M | 0.13% | +909+17.8% | Added |
| Wealthspire Advisors, LLC | 6,019 | $2.87M | 0.02% | −5,227−46.5% | Reduced |
| Bridges Investment Management Inc | 6,030 | $2.88M | 0.04% | +452+8.1% | Added |
| G&S Capital LLC | 6,031 | $2.88M | 1.06% | −1,218−16.8% | Reduced |
| Bowen Hanes & Co Inc | 6,044 | $2.88M | 0.07% | −2,740−31.2% | Reduced |
| Franklin Street Advisors Inc | 6,071 | $2.90M | 0.17% | −300−4.7% | Reduced |
| Cynosure Management, LLC | 6,073 | $2.90M | 0.31% | −3,893−39.1% | Reduced |
| ABN AMRO Bank N.V. | 6,105 | $2.90M | 0.03% | +2,733+81.0% | Added |
| Weatherly Asset Management L. P. | 6,090 | $2.91M | 0.24% | +75+1.2% | Added |
| FLC Capital Advisors | 6,105 | $2.91M | 0.56% | −21−0.3% | Reduced |
| Charles Schwab Trust Co | 6,106 | $2.91M | 0.20% | +80+1.3% | Added |
| WD Rutherford LLC | 6,110 | $2.92M | 1.24% | +508+9.1% | Added |
| Private Trust Co NA | 6,119 | $2.92M | 0.26% | +60+1.0% | Added |
| Crawford Investment Counsel Inc | 6,121 | $2.92M | 0.05% | +100+1.7% | Added |
| JFS Wealth Advisors, LLC | 6,133 | $2.93M | 0.17% | +176+3.0% | Added |
| Ascent Group, LLC | 6,136 | $2.93M | 0.10% | +2,876+88.2% | Added |
| Vantage Point Financial LLC | 6,146 | $2.93M | 1.14% | +33+0.5% | Added |
| Thompson Siegel & Walmsley LLC | 6,153 | $2.94M | 0.05% | −30.0% | Reduced |
| Hillsdale Investment Management Inc. | 6,167 | $2.94M | 0.09% | +1,430+30.2% | Added |
| EPG Wealth Management LLC | 6,175 | $2.95M | 0.81% | +1,514+32.5% | Added |
| MONECO Advisors, LLC | 6,193 | $2.95M | 0.25% | +84+1.4% | Added |
| River Wealth Advisors LLC | 6,232 | $2.97M | 0.35% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 6,236 | $2.98M | 0.54% | −79−1.3% | Reduced |
| Strategic Advisors LLC | 6,249 | $2.98M | 0.48% | +73+1.2% | Added |
| Abn Amro Investment Solutions | 6,253 | $2.98M | 0.06% | −1,990−24.1% | Reduced |
| Heartland Bank & Trust Co | 6,275 | $2.99M | 1.24% | +3,527+128.3% | Added |
| Allegheny Financial Group LTD | 6,301 | $3.01M | 0.56% | +1,133+21.9% | Added |
| CFC Planning Co LLC | 6,315 | $3.01M | 2.53% | +333+5.6% | Added |
| Hilltop Holdings Inc. | 6,318 | $3.01M | 0.16% | −1,157−15.5% | Reduced |
| Heritage Wealth Management, Inc. | 6,321 | $3.02M | 0.89% | −71−1.1% | Reduced |
| Smartleaf Asset Management LLC | 6,399 | $3.02M | 0.19% | +1,885+41.8% | Added |
| RD Lewis Holdings, Inc. | 5,270 | $3.02M | 2.83% | +80+1.5% | Added |
| Avantax Planning Partners, Inc. | 6,336 | $3.02M | 0.09% | −86−1.3% | Reduced |
| JBR Co Financial Management Inc | 6,339 | $3.02M | 1.28% | −158−2.4% | Reduced |
| Roman Butler Fullerton & Co | 5,167 | $3.03M | 0.81% | +331+6.8% | Added |
| BOS Asset Management, LLC | 6,343 | $3.03M | 0.85% | +236+3.9% | Added |
| Advisors Preferred, LLC | 6,300 | $3.03M | 0.45% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 6,357 | $3.03M | 0.23% | +31+0.5% | Added |
| Panagora Asset Management Inc | 6,382 | $3.05M | 0.01% | −1,754−21.6% | Reduced |
| Sumitomo Life Insurance Co | 6,393 | $3.05M | 0.09% | −206−3.1% | Reduced |
| Rexford Capital Inc | 6,395 | $3.05M | 2.36% | −13−0.2% | Reduced |
| Vectors Research Management, LLC | 6,415 | $3.06M | 0.96% | +3,753+141.0% | Added |
| Trust Investment Advisors | 6,465 | $3.08M | 1.73% | +43+0.7% | Added |
| Clark Capital Management Group, Inc. | 6,470 | $3.09M | 0.02% | +987+18.0% | Added |
| Shepherd Financial Partners LLC | 6,480 | $3.09M | 0.29% | −10.0% | Reduced |
| Massachusetts Wealth Management | 6,482 | $3.09M | 1.53% | +220+3.5% | Added |
| Weaver Capital Management LLC | 6,497 | $3.10M | 0.68% | +461+7.6% | Added |
| Osborne Partners Capital Management, LLC | 6,525 | $3.11M | 0.16% | +485+8.0% | Added |
| Stevens Capital Management LP | 6,529 | $3.12M | 0.41% | +2,821+76.1% | Added |
| Coastline Trust Co | 6,530 | $3.12M | 0.33% | +24+0.4% | Added |
| Xcel Wealth Management, LLC | 6,545 | $3.12M | 0.81% | +2,585+65.3% | Added |
| AMG National Trust Bank | 6,586 | $3.14M | 0.08% | −5−0.1% | Reduced |
| Ignite Planners, LLC | 6,594 | $3.15M | 0.52% | −178−2.6% | Reduced |
| Court Place Advisors, LLC | 6,599 | $3.15M | 0.95% | −16−0.2% | Reduced |
| Greenfield Savings Bank | 6,628 | $3.16M | 1.33% | −89−1.3% | Reduced |
| Southeast Asset Advisors Inc. | 6,632 | $3.16M | 0.34% | +30.0% | Added |
| CNB Bank | 6,643 | $3.17M | 1.32% | +304+4.8% | Added |
| Oxbow Advisors, LLC | 6,644 | $3.17M | 0.29% | −1,124−14.5% | Reduced |
| AdvisorNet Financial, Inc | 6,662 | $3.18M | 0.18% | +847+14.6% | Added |
| PFG Investments, LLC | 6,669 | $3.18M | 0.17% | +440+7.1% | Added |
| Eagle Rock Investment Company, LLC | 6,700 | $3.20M | 0.48% | 00.0% | Unchanged |
| Ar Asset Management Inc | 6,700 | $3.20M | 0.67% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 6,724 | $3.21M | 1.08% | +129+2.0% | Added |
| Howland Capital Management LLC | 6,725 | $3.21M | 0.12% | −150−2.2% | Reduced |
| Staley Capital Advisers Inc | 6,800 | $3.24M | 0.13% | 00.0% | Unchanged |
| Courier Capital LLC | 6,801 | $3.25M | 0.19% | +2,410+54.9% | Added |
| Compton Wealth Advisory Group, LLC | 6,810 | $3.25M | 0.75% | +277+4.2% | Added |
| MB, Levis & Associates, LLC | 6,840 | $3.26M | 1.41% | −881−11.4% | Reduced |
| Forefront Wealth Management Inc. | 6,851 | $3.27M | 2.40% | −179−2.5% | Reduced |
| Granite Investment Partners, LLC | 6,889 | $3.29M | 0.19% | +1,835+36.3% | Added |
| Syon Capital LLC | 6,890 | $3.29M | 0.18% | +464+7.2% | Added |
| Nemes Rush Group LLC | 6,893 | $3.29M | 0.33% | −30−0.4% | Reduced |
| Modera Wealth Management, LLC | 6,911 | $3.30M | 0.04% | −40−0.6% | Reduced |
| Becker Capital Management Inc | 6,912 | $3.30M | 0.10% | −44−0.6% | Reduced |
| Skopos Labs, Inc. | 8,577 | $3.30M | 0.45% | −154−1.8% | Reduced |
| Westerkirk Capital Inc. | 6,918 | $3.30M | 0.38% | −292−4.0% | Reduced |
| Schear Investment Advisers, LLC | 6,948 | $3.32M | 1.48% | +44+0.6% | Added |
| Stone Point Wealth LLC | 6,951 | $3.32M | 0.94% | −226−3.1% | Reduced |
| Berkshire Bank | 6,958 | $3.32M | 0.71% | −288−4.0% | Reduced |
| Quest Investment Management LLC | 6,968 | $3.32M | 0.35% | 00.0% | Unchanged |
| NewEdge Wealth, LLC | 5,848 | $3.33M | 0.05% | +266+4.8% | Added |
| Triangle Securities Wealth Management | 6,977 | $3.33M | 0.75% | +826+13.4% | Added |
| Hennessy Advisors Inc | 7,000 | $3.34M | 0.12% | +100+1.4% | Added |
| Capital & Planning, LLC | 7,037 | $3.36M | 2.07% | −8−0.1% | Reduced |
| Cottage Street Advisors LLC | 7,027 | $3.36M | 1.43% | +1,319+23.1% | Added |
| Cross Staff Investments Inc | 7,066 | $3.37M | 2.35% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 7,152 | $3.41M | 0.49% | +176+2.5% | Added |
| CMT Capital Markets Trading GmbH | 7,157 | $3.42M | 1.42% | +7,157 | New |
| Arete Wealth Advisors, LLC | 7,189 | $3.43M | 0.21% | +212+3.0% | Added |
| Park National Corp | 7,191 | $3.43M | 0.11% | −263−3.5% | Reduced |