Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BBR Partners, LLC | 4,176 | $1.99M | 0.11% | +40+1.0% | Added |
| Aureus Asset Management, LLC | 4,178 | $1.99M | 0.13% | 00.0% | Unchanged |
| ZEGA Investments, LLC | 4,184 | $2.00M | 0.46% | +2,508+149.6% | Added |
| Valmark Advisers, Inc. | 4,188 | $2.00M | 0.03% | +745+21.6% | Added |
| Bahl & Gaynor Inc | 4,190 | $2.00M | 0.01% | −1,977−32.1% | Reduced |
| Symmetry Investments LP | 4,200 | $2.00M | 0.16% | +4,200 | New |
| Hardy Reed LLC | 4,202 | $2.00M | 0.15% | +110+2.7% | Added |
| Avidian Wealth Solutions, LLC | 4,211 | $2.01M | 0.08% | +70+1.7% | Added |
| Kovack Advisors, Inc. | 4,212 | $2.01M | 0.19% | −347−7.6% | Reduced |
| Rossmore Private Capital | 4,213 | $2.01M | 0.22% | +190+4.7% | Added |
| Acorn Wealth Advisors, LLC | 4,213 | $2.01M | 0.63% | +36+0.9% | Added |
| Werlinich Asset Management, LLC | 4,217 | $2.01M | 1.00% | 00.0% | Unchanged |
| Wealthspan Partners, LLC | 4,221 | $2.01M | 0.78% | +27+0.6% | Added |
| Krilogy Financial LLC | 3,544 | $2.02M | 0.08% | +3,544 | New |
| RNC Capital Management LLC | 4,230 | $2.02M | 0.09% | −22−0.5% | Reduced |
| Norden Group LLC | 4,230 | $2.02M | 0.21% | −470−10.0% | Reduced |
| Cypress Capital Group | 4,235 | $2.02M | 0.24% | +518+13.9% | Added |
| Farmers Trust Co | 4,241 | $2.02M | 0.35% | 00.0% | Unchanged |
| NBC Securities, Inc. | 4,244 | $2.03M | 0.16% | −112−2.6% | Reduced |
| Flaharty Asset Management, LLC | 4,250 | $2.03M | 0.26% | −42−1.0% | Reduced |
| Promethium Advisors,llc | 4,251 | $2.03M | 1.16% | +690+19.4% | Added |
| Evernest Financial Advisors, LLC | 4,270 | $2.04M | 0.57% | +49+1.2% | Added |
| Univest Financial Corp | 4,283 | $2.04M | 0.11% | 00.0% | Unchanged |
| Applied Finance Capital Management, LLC | 4,298 | $2.05M | 0.15% | −1,379−24.3% | Reduced |
| Sit Investment Associates Inc | 4,300 | $2.05M | 0.04% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 4,320 | $2.06M | 0.33% | +876+25.4% | Added |
| Solstein Capital, LLC | 4,324 | $2.06M | 0.94% | 00.0% | Unchanged |
| Amarillo National Bank | 4,334 | $2.07M | 0.36% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,338 | $2.07M | 0.55% | +81+1.9% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,371 | $2.09M | 0.06% | 00.0% | Unchanged |
| BCJ Capital Management, LLC | 4,371 | $2.09M | 0.12% | +208+5.0% | Added |
| IMS Capital Management | 4,375 | $2.09M | 0.96% | 00.0% | Unchanged |
| RKL Wealth Management LLC | 4,384 | $2.09M | 0.18% | −97−2.2% | Reduced |
| Motiv8 Investments LLC | 4,390 | $2.09M | 1.11% | +128+3.0% | Added |
| BayBridge Capital Group, LLC | 4,390 | $2.09M | 1.34% | −208−4.5% | Reduced |
| GPS Wealth Strategies Group, LLC | 4,399 | $2.10M | 0.22% | −13−0.3% | Reduced |
| Diversify Advisory Services, LLC | 3,679 | $2.10M | 0.07% | +245+7.1% | Added |
| City State Bank | 4,418 | $2.11M | 0.61% | −65−1.4% | Reduced |
| Fire Capital Management LLC | 4,419 | $2.11M | 1.21% | +50+1.1% | Added |
| RS Crum Inc. | 4,430 | $2.11M | 0.47% | 00.0% | Unchanged |
| Wealth Alliance Advisory Group, LLC | 4,432 | $2.11M | 0.38% | −1,652−27.2% | Reduced |
| Cardiff Park Advisors, LLC | 4,434 | $2.12M | 0.16% | +18+0.4% | Added |
| Cornerstone Wealth Management, LLC | 4,434 | $2.12M | 0.12% | +298+7.2% | Added |
| Sava Infond d.o.o. | 4,440 | $2.12M | 0.30% | −600−11.9% | Reduced |
| Kerusso Capital Management LLC | 4,445 | $2.12M | 1.30% | −273−5.8% | Reduced |
| SOL Capital Management CO | 4,448 | $2.12M | 0.19% | −41−0.9% | Reduced |
| Flagship Harbor Advisors, LLC | 4,450 | $2.12M | 0.09% | +201+4.7% | Added |
| Charter Research & Investment Group, Inc. | 4,450 | $2.12M | 1.47% | 00.0% | Unchanged |
| Inman Jager Wealth Management, LLC | 4,455 | $2.13M | 1.36% | −267−5.7% | Reduced |
| Old West Investment Management, LLC | 4,458 | $2.13M | 0.49% | 00.0% | Unchanged |
| Smithfield Trust Co | 4,452 | $2.13M | 0.10% | +200+4.7% | Added |
| Precedent Wealth Partners, LLC | 4,470 | $2.13M | 0.47% | +334+8.1% | Added |
| Cigna Investments Inc | 4,474 | $2.13M | 0.30% | −87−1.9% | Reduced |
| Widmann Financial Services, Inc. | 4,474 | $2.13M | 1.34% | −55−1.2% | Reduced |
| Pitcairn Co | 4,475 | $2.14M | 0.17% | −382−7.9% | Reduced |
| Csenge Advisory Group | 4,477 | $2.14M | 0.10% | −721−13.9% | Reduced |
| Amussen Hunsaker Associates LLC | 4,488 | $2.14M | 0.22% | −1,406−23.9% | Reduced |
| Goldstone Financial Group, LLC | 4,487 | $2.14M | 0.25% | +1,057+30.8% | Added |
| InTrack Investment Management Inc | 4,495 | $2.14M | 1.28% | −188−4.0% | Reduced |
| Polymer Capital Management (US) LLC | 4,500 | $2.15M | 0.29% | +4,500 | New |
| 1 North Wealth Services LLC | 4,502 | $2.15M | 0.88% | +59+1.3% | Added |
| First Manhattan Co | 4,514 | $2.15M | 0.01% | +3+0.1% | Added |
| Tanglewood Legacy Advisors, LLC | 4,525 | $2.16M | 0.83% | −160−3.4% | Reduced |
| Highview Capital Management LLC | 4,525 | $2.16M | 0.79% | +3,505+343.6% | Added |
| United Bank | 4,537 | $2.16M | 0.75% | +454+11.1% | Added |
| Guerra Pan Advisors, LLC | 4,549 | $2.17M | 1.31% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 4,563 | $2.18M | 0.23% | +98+2.2% | Added |
| Evelyn Partners Investment Management LLP | 4,571 | $2.18M | 0.06% | +54+1.2% | Added |
| Cooper Financial Group | 4,572 | $2.18M | 0.24% | +224+5.2% | Added |
| Glen Eagle Advisors, LLC | 4,584 | $2.19M | 0.30% | +12+0.3% | Added |
| Fundamentun, LLC | 4,588 | $2.19M | 0.09% | +33+0.7% | Added |
| Simplicity Wealth,LLC | 4,589 | $2.19M | 0.13% | −237−4.9% | Reduced |
| Sageworth Trust Co | 4,598 | $2.19M | 0.10% | +3,843+509.0% | Added |
| Norway Savings Bank | 4,603 | $2.20M | 1.06% | +30+0.7% | Added |
| Colonial Trust Co | 4,621 | $2.21M | 0.30% | +80+1.8% | Added |
| Emprise Bank | 4,639 | $2.21M | 0.96% | −37−0.8% | Reduced |
| CoreCap Advisors, LLC | 4,648 | $2.22M | 0.08% | +577+14.2% | Added |
| Oak Asset Management, LLC | 4,650 | $2.22M | 0.76% | −1,445−23.7% | Reduced |
| Global Trust Asset Management, LLC | 4,653 | $2.22M | 1.00% | +48+1.0% | Added |
| Diamant Asset Management, Inc. | 4,658 | $2.22M | 1.64% | −200−4.1% | Reduced |
| Westover Capital Advisors, LLC | 4,676 | $2.23M | 0.41% | 00.0% | Unchanged |
| Garrison Point Advisors, LLC | 4,678 | $2.23M | 0.94% | −137−2.8% | Reduced |
| Catalyst Financial Partners LLC | 4,691 | $2.24M | 0.27% | +55+1.2% | Added |
| Main Street Financial Solutions, LLC | 4,696 | $2.24M | 0.14% | +1,331+39.6% | Added |
| Journey Advisory Group, LLC | 4,701 | $2.24M | 0.17% | −48−1.0% | Reduced |
| West Oak Capital, LLC | 4,704 | $2.24M | 0.90% | −268−5.4% | Reduced |
| Gateway Wealth Partners, LLC | 4,719 | $2.25M | 0.30% | +546+13.1% | Added |
| Security National Bank | 4,728 | $2.26M | 0.35% | +714+17.8% | Added |
| Frank, Rimerman Advisors LLC | 4,730 | $2.26M | 0.14% | +465+10.9% | Added |
| Evergreen Capital Management LLC | 4,731 | $2.26M | 0.05% | +683+16.9% | Added |
| Crown Oak Advisors, LLC | 5,821 | $2.26M | 1.07% | 00.0% | Unchanged |
| Ostrum Asset Management | 4,754 | $2.27M | 0.10% | −2,049−30.1% | Reduced |
| Princeton Capital Management LLC | 4,768 | $2.28M | 0.61% | 00.0% | Unchanged |
| Golden State Equity Partners | 4,773 | $2.28M | 0.38% | +744+18.5% | Added |
| Burke & Herbert Bank & Trust Co | 4,776 | $2.28M | 0.49% | −50−1.0% | Reduced |
| Trinity Legacy Partners, LLC | 3,975 | $2.29M | 0.53% | +3+0.1% | Added |
| CFM Wealth Partners LLC | 4,845 | $2.31M | 0.34% | −8−0.2% | Reduced |
| DHJJ Financial Advisors, Ltd. | 4,855 | $2.32M | 0.79% | −59−1.2% | Reduced |
| Harbor Group, Inc. | 4,857 | $2.32M | 0.37% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 4,864 | $2.32M | 0.02% | −33,432−87.3% | Reduced |