Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fort Sheridan Advisors LLC | 3,596 | $1.72M | 0.22% | −125−3.4% | Reduced |
| Waldron Private Wealth LLC | 3,608 | $1.72M | 0.07% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 3,614 | $1.72M | 0.14% | +1,110+44.3% | Added |
| Oakworth Capital, Inc. | 3,617 | $1.73M | 0.10% | 00.0% | Unchanged |
| CORDA Investment Management, LLC. | 3,617 | $1.73M | 0.12% | +102+2.9% | Added |
| Gilbert & Cook, Inc. | 3,618 | $1.73M | 0.22% | +78+2.2% | Added |
| Fairview Capital Investment Management, LLC | 3,635 | $1.73M | 0.09% | 00.0% | Unchanged |
| Circle Wealth Management, LLC | 3,635 | $1.73M | 0.03% | −6−0.2% | Reduced |
| Investment Partners, Ltd. | 3,639 | $1.74M | 0.61% | −30−0.8% | Reduced |
| Rehmann Capital Advisory Group | 3,648 | $1.74M | 0.10% | +5+0.1% | Added |
| Missouri Trust & Investment Co | 3,649 | $1.74M | 0.51% | 00.0% | Unchanged |
| Peregrine Asset Advisers, Inc. | 3,851 | $1.74M | 0.52% | +1,884+95.8% | Added |
| Steigerwald, Gordon & Koch Inc. | 3,654 | $1.74M | 0.17% | +27+0.7% | Added |
| Hohimer Wealth Management, LLC | 3,665 | $1.75M | 0.24% | +11+0.3% | Added |
| Federated Hermes, Inc. | 3,666 | $1.75M | 0.00% | −1,567−29.9% | Reduced |
| Montis Financial, LLC | 3,668 | $1.75M | 0.40% | −92−2.4% | Reduced |
| First Citizens Financial Corp | 3,670 | $1.75M | 0.87% | +9+0.2% | Added |
| Midland Wealth Advisors LLC | 3,672 | $1.75M | 0.09% | −233−6.0% | Reduced |
| Sunbelt Securities, Inc. | 3,679 | $1.76M | 0.12% | −29−0.8% | Reduced |
| Philadelphia Trust Co | 3,680 | $1.76M | 0.12% | −40−1.1% | Reduced |
| Thomasville National Bank | 3,691 | $1.76M | 0.11% | −171−4.4% | Reduced |
| Blue Chip Partners, Inc. | 3,692 | $1.76M | 0.13% | −2−0.1% | Reduced |
| Boston Family Office LLC | 3,714 | $1.77M | 0.11% | +470+14.5% | Added |
| Patten & Patten Inc | 3,725 | $1.78M | 0.10% | −35−0.9% | Reduced |
| Portus Wealth Advisors, LLC | 3,729 | $1.78M | 1.77% | +3,729 | New |
| Quad-Cities Investment Group, LLC | 3,737 | $1.78M | 0.76% | +66+1.8% | Added |
| Transamerica Financial Advisors, Inc. | 3,751 | $1.79M | 0.15% | −359−8.7% | Reduced |
| Rockland Trust Co | 3,765 | $1.80M | 0.07% | 00.0% | Unchanged |
| AAFMAA Wealth Management & Trust LLC | 3,765 | $1.80M | 0.71% | −196−4.9% | Reduced |
| Rice Partnership, LLC | 3,768 | $1.80M | 0.26% | −145−3.7% | Reduced |
| Souders Financial Advisors | 3,770 | $1.80M | 0.21% | −205−5.2% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 3,771 | $1.80M | 0.38% | −89−2.3% | Reduced |
| Lantz Financial LLC | 3,774 | $1.80M | 0.40% | +378+11.1% | Added |
| Copley Financial Group, Inc. | 3,777 | $1.80M | 1.23% | 00.0% | Unchanged |
| Creegan & Nassoura Financial Group, LLC | 3,780 | $1.80M | 1.16% | 00.0% | Unchanged |
| Cim Investment Mangement Inc | 3,783 | $1.81M | 0.49% | −3,879−50.6% | Reduced |
| Patrick M Sweeney & Associates, Inc | 3,789 | $1.81M | 1.17% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 3,790 | $1.81M | 0.04% | +334+9.7% | Added |
| World Equity Group, Inc. | 3,794 | $1.81M | 0.41% | +104+2.8% | Added |
| Secured Retirement Advisors, LLC | 3,798 | $1.81M | 1.01% | −209−5.2% | Reduced |
| Prosperity Consulting Group, LLC | 3,800 | $1.81M | 0.09% | +577+17.9% | Added |
| SNS Financial Group, LLC | 3,804 | $1.81M | 0.16% | +48+1.3% | Added |
| Sterling Capital Management LLC | 3,812 | $1.82M | 0.03% | −371−8.9% | Reduced |
| South State Corp. | 3,816 | $1.82M | 0.08% | −246−6.1% | Reduced |
| Counterweight Ventures, LLC | 3,824 | $1.82M | 1.07% | −428−10.1% | Reduced |
| Strategic Blueprint, LLC | 3,826 | $1.83M | 0.08% | +162+4.4% | Added |
| Investment Research & Advisory Group, Inc. | 3,820 | $1.83M | 0.63% | +3,785+10,814.3% | Added |
| Byrne Asset Management LLC | 3,832 | $1.83M | 1.14% | −107−2.7% | Reduced |
| Portside Wealth Group, LLC | 3,835 | $1.83M | 0.25% | −741−16.2% | Reduced |
| Texas Yale Capital Corp. | 3,846 | $1.84M | 0.06% | +127+3.4% | Added |
| Carnegie Capital Asset Management, LLC | 3,847 | $1.84M | 0.03% | +482+14.3% | Added |
| Wilkins Investment Counsel Inc | 3,851 | $1.84M | 0.26% | +10+0.3% | Added |
| Hazlett, Burt & Watson, Inc. | 3,859 | $1.84M | 0.65% | −235−5.7% | Reduced |
| Howard Capital Management Inc. | 3,872 | $1.85M | 0.02% | +368+10.5% | Added |
| Cornercap Investment Counsel Inc | 3,875 | $1.85M | 0.92% | −65−1.6% | Reduced |
| Fort Point Capital Partners LLC | 3,875 | $1.85M | 0.24% | −2,400−38.2% | Reduced |
| ZWJ Investment Counsel Inc | 3,891 | $1.86M | 0.07% | +30+0.8% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 3,893 | $1.86M | 0.01% | −8,961−69.7% | Reduced |
| Capital Management Associates, Inc | 3,899 | $1.86M | 0.50% | +9+0.2% | Added |
| Van Strum & Towne Inc. | 3,910 | $1.87M | 0.55% | −55−1.4% | Reduced |
| Berkshire Asset Management LLC | 3,915 | $1.87M | 0.08% | 00.0% | Unchanged |
| Bank & Trust Co | 3,924 | $1.87M | 1.38% | 00.0% | Unchanged |
| Burford Brothers, Inc. | 3,933 | $1.88M | 0.80% | +51+1.3% | Added |
| Capital International Sarl | 3,938 | $1.88M | 0.03% | +39+1.0% | Added |
| Oak Harvest Investment Services | 3,948 | $1.88M | 0.22% | −359−8.3% | Reduced |
| LRI Investments, LLC | 3,967 | $1.89M | 0.15% | +136+3.5% | Added |
| Delta Investment Management, LLC | 3,979 | $1.90M | 0.34% | +8+0.2% | Added |
| Everhart Financial Group, Inc. | 3,984 | $1.90M | 0.19% | +621+18.5% | Added |
| IVC Wealth Advisors LLC | 3,992 | $1.90M | 0.85% | −14−0.3% | Reduced |
| Founders Financial Securities LLC | 3,992 | $1.90M | 0.13% | −744−15.7% | Reduced |
| Viking Fund Management LLC | 4,000 | $1.91M | 0.23% | 00.0% | Unchanged |
| Tower Bridge Advisors | 4,000 | $1.91M | 0.19% | 00.0% | Unchanged |
| Nearwater Capital Markets, Ltd | 4,000 | $1.91M | 0.03% | +4,000 | New |
| BOCHK Asset Management Ltd | 4,000 | $1.91M | 0.50% | +4,000 | New |
| Optimum Investment Advisors | 4,021 | $1.92M | 0.76% | −10−0.2% | Reduced |
| Apella Capital, LLC | 3,553 | $1.92M | 0.04% | +256+7.8% | Added |
| Everett Harris & Co | 4,042 | $1.93M | 0.02% | +115+2.9% | Added |
| Birch Hill Investment Advisors LLC | 4,044 | $1.93M | 0.08% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 4,049 | $1.93M | 0.90% | −18−0.4% | Reduced |
| Cobblestone Capital Advisors LLC | 4,062 | $1.94M | 0.09% | 00.0% | Unchanged |
| Allen Capital Group, LLC | 4,070 | $1.94M | 0.19% | +37+0.9% | Added |
| Joel Isaacson & Co., LLC | 4,076 | $1.94M | 0.07% | +1,300+46.8% | Added |
| Financial Management Network Inc | 3,932 | $1.95M | 0.32% | +643+19.6% | Added |
| Western Wealth Management, LLC | 4,092 | $1.95M | 0.10% | −74−1.8% | Reduced |
| Paradigm Asset Management Co LLC | 4,100 | $1.96M | 0.45% | 00.0% | Unchanged |
| McGlone Suttner Wealth Management, Inc. | 4,100 | $1.96M | 0.27% | +77+1.9% | Added |
| Capital Markets Trading UK LLP | 4,102 | $1.96M | 2.00% | +2,188+114.3% | Added |
| Westhampton Capital, LLC | 4,110 | $1.96M | 0.96% | 00.0% | Unchanged |
| Gibson Capital, LLC | 4,118 | $1.96M | 0.36% | +4,118 | New |
| Dana Investment Advisors, Inc. | 4,121 | $1.97M | 0.06% | −2,280−35.6% | Reduced |
| Calamos Wealth Management LLC | 4,122 | $1.97M | 0.07% | +1,136+38.0% | Added |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 4,123 | $1.97M | 0.11% | +9+0.2% | Added |
| Washington Trust Co | 4,131 | $1.97M | 0.06% | −34−0.8% | Reduced |
| Donaldson Capital Management, LLC | 4,136 | $1.97M | 0.06% | −400−8.8% | Reduced |
| Insigneo Advisory Services, LLC | 4,137 | $1.97M | 0.14% | +487+13.3% | Added |
| Guardian Wealth Advisors, LLC | 4,147 | $1.98M | 0.13% | +6+0.1% | Added |
| Phoenix Holdings Ltd. | 8,048 | $1.98M | 0.02% | +9+0.1% | Added |
| Richards, Merrill & Peterson, Inc. | 4,158 | $1.98M | 0.86% | +387+10.3% | Added |
| Mainstay Capital Management LLC | 4,162 | $1.99M | 0.20% | −4,070−49.4% | Reduced |
| Stamos Capital Partners, L.P. | 4,168 | $1.99M | 0.38% | −3,647−46.7% | Reduced |