Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Coastal Investment Advisors, Inc. | 3,054 | $1.46M | 0.49% | +326+12.0% | Added |
| First Interstate Bank | 3,060 | $1.46M | 0.08% | +2,100+218.8% | Added |
| Heck Capital Advisors, LLC | 3,075 | $1.47M | 0.11% | −659−17.6% | Reduced |
| Paradigm Financial Partners, LLC | 3,080 | $1.47M | 0.15% | +1,154+59.9% | Added |
| Main Street Research LLC | 3,081 | $1.47M | 0.08% | +1,155+60.0% | Added |
| Tidemark, LLC | 3,086 | $1.47M | 0.43% | +41+1.3% | Added |
| CMG Global Holdings, LLC | 2,774 | $1.48M | 0.72% | −42−1.5% | Reduced |
| Premier Path Wealth Partners, LLC | 3,115 | $1.49M | 0.19% | +200+6.9% | Added |
| Chesapeake Wealth Management | 3,133 | $1.49M | 0.46% | +60+2.0% | Added |
| Golden State Wealth Management, LLC | 3,133 | $1.50M | 0.17% | −174−5.3% | Reduced |
| Avestar Capital, LLC | 3,134 | $1.50M | 0.11% | −239−7.1% | Reduced |
| Berger Financial Group, Inc | 3,135 | $1.50M | 0.09% | −146−4.4% | Reduced |
| Keynote Financial Services LLC | 3,138 | $1.50M | 0.90% | −102−3.1% | Reduced |
| Menard Financial Group LLC | 3,152 | $1.50M | 1.01% | +44+1.4% | Added |
| LBMC Investment Advisors, LLC | 3,159 | $1.51M | 0.10% | +2,123+204.9% | Added |
| Portfolio Design Labs, LLC | 3,163 | $1.51M | 0.26% | +3,163 | New |
| Benin Management CORP | 3,165 | $1.51M | 0.36% | 00.0% | Unchanged |
| Allen Wealth Management, LLC | 3,171 | $1.51M | 1.03% | −510−13.9% | Reduced |
| Founders Financial Alliance, LLC | 3,177 | $1.52M | 0.29% | −71−2.2% | Reduced |
| Fulton Bank, N.A. | 3,178 | $1.52M | 0.05% | +122+4.0% | Added |
| Richwood Investment Advisors, LLC | 3,184 | $1.52M | 1.19% | +25+0.8% | Added |
| Visionary Wealth Advisors | 3,187 | $1.52M | 0.07% | +355+12.5% | Added |
| Wealth Management Partners, LLC | 3,191 | $1.52M | 0.48% | −278−8.0% | Reduced |
| Provenance Wealth Advisors, LLC | 3,196 | $1.52M | 0.20% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 3,202 | $1.53M | 0.11% | −248−7.2% | Reduced |
| Blackhawk Capital Partners LLC. | 3,203 | $1.53M | 0.59% | −445−12.2% | Reduced |
| Brookwood Investment Group LLC | 3,205 | $1.53M | 0.20% | +171+5.6% | Added |
| L2 Asset Management, LLC | 3,209 | $1.53M | 0.22% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 3,210 | $1.53M | 0.56% | +2+0.1% | Added |
| Roxbury Financial LLC | 3,210 | $1.53M | 1.41% | −70−2.1% | Reduced |
| Abacus Planning Group, Inc. | 3,214 | $1.53M | 0.21% | +20+0.6% | Added |
| Auxier Asset Management | 3,230 | $1.54M | 0.22% | 00.0% | Unchanged |
| MBL Wealth, LLC | 3,235 | $1.54M | 0.13% | +1,164+56.2% | Added |
| Alexander Labrunerie & Co., Inc. | 3,240 | $1.55M | 0.57% | −18−0.6% | Reduced |
| Kathmere Capital Management, LLC | 3,243 | $1.55M | 0.11% | +279+9.4% | Added |
| Capital Advisors Inc | 3,244 | $1.55M | 0.03% | +35+1.1% | Added |
| Traphagen Investment Advisors LLC | 3,247 | $1.55M | 0.13% | −25−0.8% | Reduced |
| Cherokee Insurance Co | 3,250 | $1.55M | 0.66% | −400−11.0% | Reduced |
| Beech Hill Advisors, Inc. | 3,250 | $1.55M | 0.72% | 00.0% | Unchanged |
| Telos Capital Management, Inc. | 3,250 | $1.55M | 0.15% | −201−5.8% | Reduced |
| Providence Financial Advisors, LLC | 3,272 | $1.56M | 1.49% | +3,272 | New |
| Douglas Lane & Associates, LLC | 3,275 | $1.56M | 0.02% | −435−11.7% | Reduced |
| AA Financial Advisors, LLC | 3,278 | $1.56M | 0.31% | +255+8.4% | Added |
| Affinity Investment Advisors, LLC | 3,283 | $1.57M | 1.06% | −105−3.1% | Reduced |
| LexAurum Advisors, LLC | 3,286 | $1.57M | 0.22% | +36+1.1% | Added |
| Orca Wealth Management, LLC | 3,296 | $1.57M | 1.19% | +11+0.3% | Added |
| Mendel Money Management | 3,299 | $1.57M | 0.66% | −20−0.6% | Reduced |
| Fortress Wealth Group, LLC | 2,690 | $1.57M | 0.68% | +82+3.1% | Added |
| PFC Capital Group, Inc. | 3,301 | $1.57M | 0.66% | +200+6.4% | Added |
| First Citizens Bank & Trust Co | 3,302 | $1.58M | 0.03% | −31−0.9% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 3,308 | $1.58M | 0.05% | +4+0.1% | Added |
| Corundum Group, Inc. | 3,312 | $1.58M | 0.65% | −33−1.0% | Reduced |
| Boston Private Wealth LLC | 3,318 | $1.58M | 0.09% | −102−3.0% | Reduced |
| Venturi Wealth Management, LLC | 3,326 | $1.59M | 0.07% | −426−11.4% | Reduced |
| NewSquare Capital LLC | 3,332 | $1.59M | 0.11% | +2,916+701.0% | Added |
| Lantern Wealth Advisors, LLC | 3,339 | $1.59M | 0.84% | −297−8.2% | Reduced |
| Bath Savings Trust Co | 3,340 | $1.59M | 0.16% | −9−0.3% | Reduced |
| DRW Securities, LLC | 3,347 | $1.60M | 0.08% | +762+29.5% | Added |
| Montecito Bank & Trust | 3,345 | $1.60M | 0.25% | +3,345 | New |
| Marble Harbor Investment Counsel, LLC | 3,347 | $1.60M | 0.17% | −35−1.0% | Reduced |
| Chicago Partners Investment Group LLC | 3,051 | $1.60M | 0.04% | +473+18.3% | Added |
| Legacy Financial Strategies, LLC | 3,354 | $1.60M | 0.29% | −74−2.2% | Reduced |
| Agf Management Ltd | 3,358 | $1.60M | 0.01% | +284+9.2% | Added |
| Vista Private Wealth Partners. LLC | 4,150 | $1.61M | 0.50% | 00.0% | Unchanged |
| Stiles Financial Services Inc | 3,379 | $1.61M | 0.51% | +162+5.0% | Added |
| Sovran Advisors, LLC | 2,768 | $1.61M | 0.14% | +306+12.4% | Added |
| Total Investment Management Inc | 3,390 | $1.62M | 0.21% | −10−0.3% | Reduced |
| Magnus Financial Group LLC | 3,391 | $1.62M | 0.13% | +28+0.8% | Added |
| SBI Securities Co., Ltd. | 3,397 | $1.62M | 0.04% | −389−10.3% | Reduced |
| Bullock Wealth Management Group | 3,373 | $1.62M | 0.81% | −59−1.7% | Reduced |
| Brucke Financial, Inc. | 2,810 | $1.62M | 0.95% | −340−10.8% | Reduced |
| Shell Asset Management Co | 3,405 | $1.63M | 0.16% | −7,609−69.1% | Reduced |
| EverSource Wealth Advisors, LLC | 3,413 | $1.63M | 0.06% | −57−1.6% | Reduced |
| Rossby Financial, LCC | 3,392 | $1.63M | 0.54% | −49−1.4% | Reduced |
| Sender Co & Partners, Inc. | 3,419 | $1.63M | 0.63% | +1,341+64.5% | Added |
| Uncommon Cents Investing LLC | 3,436 | $1.64M | 0.41% | +26+0.8% | Added |
| Quintet Private Bank (Europe) S.A. | 3,436 | $1.64M | 0.09% | +28+0.8% | Added |
| Sage Mountain Advisors LLC | 3,454 | $1.65M | 0.09% | +317+10.1% | Added |
| CRA Financial Services, LLC | 3,473 | $1.66M | 0.23% | +25+0.7% | Added |
| First Heartland Consultants, Inc. | 3,474 | $1.66M | 0.13% | +437+14.4% | Added |
| Sequent Asset Management, LLC | 3,483 | $1.66M | 0.79% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 3,483 | $1.66M | 0.04% | +165+5.0% | Added |
| King Wealth | 3,486 | $1.66M | 0.21% | +9+0.3% | Added |
| Rooted Wealth Advisors, Inc. | 3,346 | $1.67M | 0.51% | +99+3.0% | Added |
| Spreng Capital Management, Inc. | 3,495 | $1.67M | 0.67% | −255−6.8% | Reduced |
| First Foundation Advisors | 3,495 | $1.67M | 0.06% | +22+0.6% | Added |
| 1858 Wealth Management, LLC | 3,497 | $1.67M | 1.17% | −244−6.5% | Reduced |
| Loomis Sayles & Co L P | 3,503 | $1.67M | 0.00% | +10.0% | Added |
| SS&H Financial Advisors, Inc. | 3,525 | $1.68M | 0.51% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 3,525 | $1.68M | 0.23% | +23+0.7% | Added |
| Canopy Partners, LLC | 3,527 | $1.68M | 0.56% | −366−9.4% | Reduced |
| Fox Hill Wealth Management | 3,529 | $1.68M | 0.79% | +259+7.9% | Added |
| Armis Advisers, LLC | 3,270 | $1.69M | 0.16% | +416+14.6% | Added |
| Boston Research & Management Inc | 3,542 | $1.69M | 0.37% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 3,578 | $1.71M | 1.37% | +3+0.1% | Added |
| Root Financial Partners, LLC | 3,582 | $1.71M | 0.11% | +468+15.0% | Added |
| Alexis Investment Partners, LLC | 3,626 | $1.71M | 0.69% | +508+16.3% | Added |
| Keel Point, LLC | 3,591 | $1.71M | 0.11% | −31−0.9% | Reduced |
| Security Financial Services, INC. | 3,593 | $1.71M | 0.28% | +74+2.1% | Added |
| Perfromance Wealth Partners, LLC | 3,595 | $1.72M | 0.05% | +14+0.4% | Added |