Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Summit Wealth Partners, LLC | 1,982 | $945.7K | 0.17% | 00.0% | Unchanged |
| 3Chopt Investment Partners, LLC | 1,982 | $945.7K | 0.22% | +12+0.6% | Added |
| Breakwater Capital Group | 1,986 | $947.6K | 0.14% | +73+3.8% | Added |
| J2 Capital Management Inc | 1,986 | $947.6K | 0.71% | +96+5.1% | Added |
| Base Wealth Management LLC | 1,989 | $949.1K | 0.54% | +265+15.4% | Added |
| Lester Murray Antman dba SimplyRich | 1,996 | $952.0K | 0.26% | 00.0% | Unchanged |
| Parr McKnight Wealth Management Group, LLC | 1,995 | $952.1K | 0.12% | −30−1.5% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,999 | $953.8K | 0.26% | +9+0.5% | Added |
| Saybrook Capital | 2,000 | $954.3K | 0.25% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 2,003 | $956.1K | 0.03% | +534+36.4% | Added |
| HBW Advisory Services LLC | 2,008 | $958.2K | 0.11% | +1,121+126.4% | Added |
| Arcataur Capital Management LLC | 2,010 | $959.1K | 0.28% | +458+29.5% | Added |
| Jacksonville Wealth Management, LLC | 2,015 | $961.5K | 0.71% | +10.0% | Added |
| Tompkins Financial Corp | 2,019 | $963.4K | 0.08% | 00.0% | Unchanged |
| 626 Financial, LLC | 2,025 | $966.4K | 0.43% | −8−0.4% | Reduced |
| Cahaba Wealth Management, Inc. | 2,028 | $967.8K | 0.07% | −83−3.9% | Reduced |
| Volterra Technologies LP | 2,029 | $968.1K | 0.64% | +1,794+763.4% | Added |
| NCM Capital Management, LLC | 2,030 | $968.7K | 0.38% | 00.0% | Unchanged |
| Beacon Financial Advisory LLC | 2,033 | $970.0K | 0.22% | −31−1.5% | Reduced |
| Aprio Wealth Management, LLC | 2,040 | $973.3K | 0.10% | +240+13.3% | Added |
| Winthrop Advisory Group LLC | 2,048 | $977.0K | 0.09% | +3+0.1% | Added |
| Sovereign Financial Group, Inc. | 2,049 | $977.6K | 0.18% | +48+2.4% | Added |
| Veracity Capital LLC | 2,052 | $979.2K | 0.31% | −42−2.0% | Reduced |
| Inscription Capital, LLC | 2,053 | $979.4K | 0.11% | +112+5.8% | Added |
| Fairvoy Private Wealth, LLC | 2,053 | $979.4K | 0.22% | −18−0.9% | Reduced |
| Dudley Capital Management, LLC | 2,055 | $980.6K | 0.44% | −14−0.7% | Reduced |
| Sage Investment Counsel LLC | 2,060 | $983.1K | 1.09% | −15−0.7% | Reduced |
| AF Advisors, Inc. | 2,061 | $983.4K | 0.40% | 00.0% | Unchanged |
| Obsidian Personal Planning Solutions LLC | 1,705 | $984.2K | 0.34% | −21−1.2% | Reduced |
| Jump Financial, LLC | 2,066 | $985.8K | 0.01% | +2,066 | New |
| LaSalle St. Investment Advisors, LLC | 2,067 | $986.0K | 0.18% | +26+1.3% | Added |
| Obermeyer Wood Investment Counsel, LLLP | 2,068 | $986.7K | 0.05% | −8−0.4% | Reduced |
| First Commonwealth Financial Corp | 2,069 | $987.2K | 0.17% | 00.0% | Unchanged |
| McAdam, LLC | 2,071 | $988.2K | 0.05% | +199+10.6% | Added |
| NVWM, LLC | 2,075 | $990.1K | 0.22% | −158−7.1% | Reduced |
| Tarbox Family Office, Inc. | 2,075 | $990.1K | 0.15% | −2−0.1% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,077 | $991.1K | 0.15% | −46−2.2% | Reduced |
| Harbor Investment Advisory, LLC | 2,080 | $992.4K | 0.08% | −389−15.8% | Reduced |
| BCS Wealth Management | 2,080 | $992.7K | 0.22% | −355−14.6% | Reduced |
| Fiduciary Alliance LLC | 2,095 | $999.6K | 0.07% | −49−2.3% | Reduced |
| Future Fund LLC | 2,096 | $1.00M | 0.35% | +7+0.3% | Added |
| First American Bank | 2,097 | $1.00M | 0.06% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 2,098 | $1.00M | 0.37% | +14+0.7% | Added |
| Spirepoint Private Client, LLC | 2,099 | $1.00M | 0.11% | +632+43.1% | Added |
| Montz Harcus Wealth Management LLC | 2,101 | $1.00M | 0.44% | +121+6.1% | Added |
| W Advisors, LLC | 2,107 | $1.01M | 0.53% | +6+0.3% | Added |
| GSB Wealth Management, LLC | 2,110 | $1.01M | 0.23% | −33−1.5% | Reduced |
| Martin Capital Advisors, LLP | 2,111 | $1.01M | 0.61% | 00.0% | Unchanged |
| Hamel Associates, Inc. | 2,122 | $1.01M | 0.31% | +24+1.1% | Added |
| McElhenny Sheffield Capital Management, LLC | 2,112 | $1.01M | 0.24% | +50+2.4% | Added |
| Stableford Capital II LLC | 2,114 | $1.01M | 0.36% | −378−15.2% | Reduced |
| Cassaday & Co Wealth Management LLC | 2,125 | $1.01M | 0.02% | +22+1.0% | Added |
| Mechanics Bank Trust Department | 2,130 | $1.02M | 0.14% | −50−2.3% | Reduced |
| Cascades Capital Asset Management, LLC | 2,139 | $1.02M | 0.45% | −20−0.9% | Reduced |
| Purkiss Capital Advisors LLC | 2,145 | $1.02M | 0.49% | +279+15.0% | Added |
| Atom Investors LP | 2,146 | $1.02M | 0.08% | +2,146 | New |
| TFR Capital, LLC. | 2,151 | $1.03M | 0.34% | −85−3.8% | Reduced |
| Doliver Advisors, LP | 2,152 | $1.03M | 0.27% | −44−2.0% | Reduced |
| Mountain Pacific Investment Advisers Inc | 2,153 | $1.03M | 0.16% | 00.0% | Unchanged |
| Windsor Capital Management, LLC | 2,154 | $1.03M | 0.28% | −24−1.1% | Reduced |
| Quantitative Investment Management, LLC | 2,161 | $1.03M | 0.14% | +2,161 | New |
| GTS Securities LLC | 2,166 | $1.03M | 0.04% | +2,166 | New |
| Soltis Investment Advisors LLC | 2,170 | $1.04M | 0.07% | +127+6.2% | Added |
| LifePlan Financial, LLC | 2,171 | $1.04M | 0.82% | +1,298+148.7% | Added |
| Financial Engines Advisors L.L.C. | 2,175 | $1.04M | 0.00% | +78+3.7% | Added |
| Quadrant Private Wealth Management, LLC | 2,176 | $1.04M | 0.19% | −10−0.5% | Reduced |
| Marion Wealth Management | 2,179 | $1.04M | 0.25% | +5+0.2% | Added |
| Cercano Management LLC | 2,180 | $1.04M | 0.04% | 00.0% | Unchanged |
| Sepio Capital, LP | 2,181 | $1.04M | 0.06% | +761+53.6% | Added |
| Zions Bancorporation, National Association | 2,182 | $1.04M | 0.05% | +940+75.7% | Added |
| Patton Albertson Miller Group, LLC | 2,182 | $1.04M | 0.13% | −3,107−58.7% | Reduced |
| Aberdeen Wealth Management LLC | 2,183 | $1.04M | 0.65% | 00.0% | Unchanged |
| Austin Private Wealth, LLC | 2,185 | $1.04M | 0.08% | −20−0.9% | Reduced |
| Tower Trust & Investment Co | 2,188 | $1.04M | 0.70% | +1,631+292.8% | Added |
| RFP Financial Group LLC | 2,333 | $1.05M | 0.43% | −526−18.4% | Reduced |
| Financial Consulate, Inc | 2,191 | $1.05M | 0.15% | +2,191 | New |
| Calton & Associates, Inc. | 2,194 | $1.05M | 0.16% | −291−11.7% | Reduced |
| LVM Capital Management Ltd | 2,196 | $1.05M | 0.10% | −50−2.2% | Reduced |
| West Michigan Advisors, LLC | 2,201 | $1.05M | 0.25% | −333−13.1% | Reduced |
| Canandaigua National Trust Co of Florida | 2,204 | $1.05M | 0.83% | −71−3.1% | Reduced |
| Horizon Wealth Management, LLC | 2,206 | $1.05M | 0.15% | +3+0.1% | Added |
| Retirement Planning Group | 2,217 | $1.06M | 0.04% | +796+56.0% | Added |
| Bank of Jackson Hole Trust | 2,218 | $1.06M | 0.53% | +195+9.6% | Added |
| Oak Hill Wealth Advisors, LLC | 2,219 | $1.06M | 0.20% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 2,219 | $1.06M | 0.14% | +5+0.2% | Added |
| Prosperity Financial Group, Inc. | 2,220 | $1.06M | 0.39% | +164+8.0% | Added |
| Latitude Advisors, LLC | 2,222 | $1.06M | 0.48% | −92−4.0% | Reduced |
| Wimmer Associates 1, LLC | 2,222 | $1.06M | 0.51% | 00.0% | Unchanged |
| Cranbrook Wealth Management, LLC | 2,228 | $1.06M | 0.21% | 00.0% | Unchanged |
| Constitution Capital LLC | 2,230 | $1.06M | 0.50% | +12+0.5% | Added |
| Claris Advisors, LLC | 2,746 | $1.07M | 0.37% | 00.0% | Unchanged |
| Legacy Private Trust Co. | 2,246 | $1.07M | 0.06% | +2,246 | New |
| Sound Income Strategies, LLC | 2,142 | $1.07M | 0.06% | −84−3.8% | Reduced |
| Sienna Gestion | 2,464 | $1.07M | 0.07% | −30,174−92.5% | Reduced |
| Peoples Financial Services Corp. | 2,257 | $1.08M | 0.49% | +55+2.5% | Added |
| South Plains Financial, Inc. | 2,257 | $1.08M | 0.67% | +276+13.9% | Added |
| Adell Harriman & Carpenter Inc | 2,264 | $1.08M | 0.07% | +200+9.7% | Added |
| Goepper Burkhardt LLC | 2,267 | $1.08M | 0.37% | 00.0% | Unchanged |
| Capital Advantage, Inc. | 2,268 | $1.08M | 0.16% | +4+0.2% | Added |
| Beverly Hills Private Wealth, LLC | 2,274 | $1.08M | 0.19% | −250−9.9% | Reduced |