Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Strategic Equity Management | 1,536 | $732.9K | 0.27% | +10+0.7% | Added |
| Sunpointe, LLC | 1,538 | $733.9K | 0.26% | −3,248−67.9% | Reduced |
| SAM Advisors, LLC | 1,540 | $734.8K | 0.24% | 00.0% | Unchanged |
| Foster Dykema Cabot & Partners, LLC | 1,540 | $734.8K | 0.05% | +556+56.5% | Added |
| Tectonic Advisors LLC | 1,541 | $735.5K | 0.04% | +5+0.3% | Added |
| Signature Estate & Investment Advisors LLC | 1,544 | $736.6K | 0.02% | −3−0.2% | Reduced |
| Infrastructure Capital Advisors, LLC | 1,277 | $737.2K | 0.09% | +1,277 | New |
| New Republic Capital, LLC | 1,545 | $737.4K | 0.23% | −64−4.0% | Reduced |
| GWN Securities Inc. | 1,532 | $737.9K | 0.17% | +51+3.4% | Added |
| MFA Wealth Services | 1,548 | $738.7K | 0.51% | +25+1.6% | Added |
| Quantum Financial Advisors, LLC | 1,550 | $739.8K | 0.09% | 00.0% | Unchanged |
| Alteri Wealth LLC | 1,551 | $740.2K | 0.25% | +29+1.9% | Added |
| Regent Peak Wealth Advisors LLC | 1,558 | $743.4K | 0.15% | +1,558 | New |
| Linscomb & Williams, Inc. | 1,564 | $746.3K | 0.03% | +12+0.8% | Added |
| SeaBridge Investment Advisors LLC | 1,565 | $746.7K | 0.12% | 00.0% | Unchanged |
| Nadler Financial Group, Inc. | 1,571 | $749.6K | 0.07% | +125+8.6% | Added |
| Burton Enright Welch | 1,574 | $751.0K | 0.11% | +28+1.8% | Added |
| Financial Partners Group, Inc | 1,576 | $751.8K | 0.09% | +140+9.7% | Added |
| Apollon Financial, LLC | 1,579 | $753.6K | 0.13% | +192+13.8% | Added |
| KG&L Capital Management,LLC | 1,632 | $754.9K | 0.21% | −397−19.6% | Reduced |
| Valley National Advisers Inc | 1,583 | $755.0K | 0.12% | −5,358−77.2% | Reduced |
| Vertex Planning Partners, LLC | 1,587 | $757.2K | 0.15% | +23+1.5% | Added |
| Investment Advisory Services Inc | 1,589 | $758.3K | 0.24% | −92−5.5% | Reduced |
| Interchange Capital Partners, LLC | 1,591 | $759.0K | 0.15% | +275+20.9% | Added |
| Mustard Seed Financial, LLC | 1,592 | $759.7K | 0.49% | 00.0% | Unchanged |
| McGowan Group Asset Management, Inc. | 1,592 | $759.7K | 0.09% | +1+0.1% | Added |
| Peoples Bank | 1,593 | $760.1K | 0.76% | −10−0.6% | Reduced |
| Wagner Wealth Management, LLC | 1,594 | $760.8K | 0.18% | −21−1.3% | Reduced |
| WealthTrust Axiom LLC | 1,595 | $761.0K | 0.20% | 00.0% | Unchanged |
| Crewe Advisors LLC | 1,595 | $761.1K | 0.07% | +1,595 | New |
| Raab & Moskowitz Asset Management LLC | 1,595 | $761.1K | 0.17% | −151−8.6% | Reduced |
| United Advisor Group, LLC | 1,596 | $761.5K | 0.10% | +688+75.8% | Added |
| Elwood & Goetz Wealth Advisory Group, LLC | 1,597 | $762.0K | 0.15% | +196+14.0% | Added |
| Andra AP-fonden | 1,600 | $763.4K | 0.01% | −3,600−69.2% | Reduced |
| WESCAP Management Group, Inc. | 1,600 | $763.4K | 0.16% | 00.0% | Unchanged |
| Militia Capital Partners, LP | 1,600 | $763.4K | 0.36% | 00.0% | Unchanged |
| Icapital Wealth LLC | 1,600 | $763.4K | 0.42% | 00.0% | Unchanged |
| Pacific Point Advisors, LLC | 1,600 | $763.4K | 0.45% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,600 | $763.4K | 0.17% | +49+3.2% | Added |
| Capital Square, LLC | 1,600 | $763.7K | 0.39% | −53−3.2% | Reduced |
| Cooper/Haims Advisors, LLC | 1,601 | $764.1K | 0.36% | 00.0% | Unchanged |
| Transcendent Capital Group LLC | 1,604 | $765.3K | 0.34% | +26+1.6% | Added |
| Baker Ellis Asset Management LLC | 1,608 | $767.4K | 0.09% | +11+0.7% | Added |
| Vishria Bird Financial Group, LLC | 1,609 | $767.7K | 0.15% | +2+0.1% | Added |
| Relyea Zuckerberg Hanson LLC | 1,615 | $770.4K | 0.08% | −18−1.1% | Reduced |
| Diversify Wealth Management, LLC | 1,350 | $770.5K | 0.04% | −244−15.3% | Reduced |
| Woodstock Corp | 1,617 | $771.6K | 0.07% | −70−4.1% | Reduced |
| Jeppson Wealth Management, LLC | 1,617 | $771.6K | 0.25% | 00.0% | Unchanged |
| Gibbs Wealth Management | 1,618 | $772.1K | 0.17% | −1,044−39.2% | Reduced |
| Denali Advisors LLC | 1,619 | $772.5K | 0.09% | −1,150−41.5% | Reduced |
| Harbour Trust & Investment Management Co | 1,619 | $772.5K | 0.08% | −55−3.3% | Reduced |
| Advisory Resource Group | 1,619 | $772.5K | 0.14% | +2+0.1% | Added |
| VisionPoint Advisory Group, LLC | 1,622 | $773.9K | 0.15% | +46+2.9% | Added |
| Astoria Portfolio Advisors LLC. | 1,543 | $774.8K | 0.20% | −1,615−51.1% | Reduced |
| Gould Asset Management LLC | 1,625 | $775.4K | 0.14% | 00.0% | Unchanged |
| Quent Capital, LLC | 1,630 | $777.6K | 0.07% | +39+2.5% | Added |
| Frisch Financial Group, Inc. | 1,633 | $778.9K | 0.18% | +6+0.4% | Added |
| BancorpSouth Bank | 1,634 | $779.7K | 0.05% | −427−20.7% | Reduced |
| Liberty Square Wealth Partners LLC | 1,636 | $780.6K | 0.24% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 1,639 | $782.1K | 0.06% | −50−3.0% | Reduced |
| Strategies Wealth Advisors, LLC | 1,642 | $783.7K | 0.08% | +768+87.9% | Added |
| Redhawk Wealth Advisors, Inc. | 1,643 | $784.0K | 0.09% | −20−1.2% | Reduced |
| Kaydan Wealth Management, Inc. | 1,643 | $784.0K | 0.22% | 00.0% | Unchanged |
| LVW Advisors, LLC | 1,644 | $784.4K | 0.08% | +106+6.9% | Added |
| Camden National Bank | 1,647 | $785.9K | 0.11% | +47+2.9% | Added |
| Barr E S & Co | 1,650 | $787.3K | 0.04% | −25−1.5% | Reduced |
| WealthPLAN Partners, LLC | 1,651 | $787.8K | 0.12% | +549+49.8% | Added |
| Appleton Partners Inc | 1,652 | $788.0K | 0.05% | −35−2.1% | Reduced |
| Red Door Wealth Management, LLC | 1,652 | $788.4K | 0.08% | +3+0.2% | Added |
| GM Advisory Group, Inc. | 1,654 | $789.3K | 0.03% | +350+26.8% | Added |
| Perpetual Ltd | 1,657 | $790.6K | 0.01% | +357+27.5% | Added |
| Tripletail Wealth Management, LLC | 1,592 | $790.8K | 0.94% | +25+1.6% | Added |
| Stokes Family Office, LLC | 1,659 | $791.6K | 0.08% | +16+1.0% | Added |
| LCNB Corp | 1,659 | $791.6K | 0.28% | +47+2.9% | Added |
| Pacitti Group Inc. | 1,661 | $792.7K | 0.31% | +1+0.1% | Added |
| Hilton Capital Management, LLC | 1,663 | $793.5K | 0.06% | 00.0% | Unchanged |
| Novem Group | 1,664 | $794.2K | 0.09% | −3−0.2% | Reduced |
| L.M. Kohn & Company | 1,665 | $794.5K | 0.95% | −490−22.7% | Reduced |
| Citizens Business Bank | 1,666 | $794.9K | 0.13% | −20−1.2% | Reduced |
| Charis Legacy Partners, LLC | 1,670 | $796.8K | 1.19% | 00.0% | Unchanged |
| Worth Financial Advisory Group, LLC | 1,678 | $800.8K | 0.45% | −125−6.9% | Reduced |
| Disciplined Investors, L.L.C. | 1,682 | $802.5K | 0.57% | +1+0.1% | Added |
| Sweeney & Michel, LLC | 1,638 | $804.8K | 0.27% | +51+3.2% | Added |
| Arvest Bank Trust Division | 1,691 | $806.9K | 0.04% | +10+0.6% | Added |
| Taylor Hoffman Capital Management LLC | 1,691 | $806.9K | 0.25% | −20−1.2% | Reduced |
| Raleigh Capital Management Inc. | 1,692 | $807.3K | 0.31% | −145−7.9% | Reduced |
| Ofc Financial Planning, LLC | 1,695 | $808.8K | 0.80% | 00.0% | Unchanged |
| YHB Investment Advisors, Inc. | 1,695 | $808.8K | 0.06% | +1+0.1% | Added |
| Icon Wealth Advisors, LLC | 1,696 | $809.0K | 0.05% | −249−12.8% | Reduced |
| Silvia McColl Wealth Management, LLC | 1,697 | $809.7K | 0.55% | −20−1.2% | Reduced |
| PSI Advisors, LLC | 1,698 | $810.2K | 0.21% | +45+2.7% | Added |
| Penn Davis McFarland Inc | 1,700 | $811.2K | 0.08% | −300−15.0% | Reduced |
| Trinity Financial Advisors LLC | 1,700 | $811.2K | 0.23% | 00.0% | Unchanged |
| Meadow Creek Wealth Advisors LLC | 1,503 | $813.1K | 0.54% | −70−4.5% | Reduced |
| Kohmann Bosshard Financial Services, LLC | 1,706 | $814.0K | 0.08% | +124+7.8% | Added |
| Reliant Investment Partners, LLC | 1,636 | $814.5K | 0.64% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 1,708 | $815.2K | 0.32% | +3+0.2% | Added |
| Gries Financial LLC | 1,710 | $815.9K | 0.13% | +493+40.5% | Added |
| NJ State Employees Deferred Compensation Plan | 1,710 | $815.9K | 0.09% | +1,710 | New |
| Close Asset Management Ltd | 1,713 | $817.0K | 0.02% | −244−12.5% | Reduced |