Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2025
Institutional positions in Caterpillar Inc as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,150
- +181 vs. Q2 2025
- Shares held
- 333.3M
- +9.20M (+2.8%) vs. Q2 2025
- Total value
- $159.0B
- +$33.4B (+26.6%) vs. Q2 2025
- New holders
- 300
- 1,150 more added
- Sold out
- 119
- 1,200 more reduced
53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Finivi Inc. | 1,321 | $630.5K | 0.40% | +19+1.5% | Added |
| Clarion Wealth Managment Partners, LLC | 1,322 | $630.7K | 0.62% | +44+3.4% | Added |
| Wealth Management Associates, Inc. | 1,324 | $631.6K | 0.22% | −16−1.2% | Reduced |
| McMill Wealth Management | 1,331 | $635.1K | 0.18% | 00.0% | Unchanged |
| Accel Wealth Management | 1,333 | $635.9K | 0.18% | +2+0.2% | Added |
| Acorns Advisers, LLC | 1,334 | $637.0K | 0.01% | +139+11.6% | Added |
| VeraBank, N.A. | 1,336 | $637.5K | 0.12% | 00.0% | Unchanged |
| Fi3 FINANCIAL ADVISORS, LLC | 1,342 | $640.3K | 0.22% | +1+0.1% | Added |
| Lazari Capital Management, Inc. | 1,343 | $641.0K | 0.22% | −134−9.1% | Reduced |
| Baron Wealth Management LLC | 1,346 | $642.3K | 0.21% | +49+3.8% | Added |
| Versant Capital Management, Inc | 1,349 | $643.8K | 0.09% | +276+25.7% | Added |
| Thomas Story & Son LLC | 1,350 | $644.2K | 0.24% | 00.0% | Unchanged |
| Foster Group, Inc. | 1,352 | $645.2K | 0.02% | +210+18.4% | Added |
| First Pacific Financial | 1,354 | $646.0K | 0.09% | +5+0.4% | Added |
| Onefund, LLC | 1,354 | $646.1K | 0.42% | +52+4.0% | Added |
| Oversea-Chinese Banking CORP Ltd | 1,389 | $646.9K | 0.02% | −417−23.1% | Reduced |
| Coyle Financial Counsel LLC | 1,356 | $647.0K | 0.15% | +9+0.7% | Added |
| Sendero Wealth Management, LLC | 1,357 | $647.5K | 0.08% | 00.0% | Unchanged |
| Millington Financial Advisors, LLC | 1,284 | $647.9K | 0.31% | +10+0.8% | Added |
| Orrstown Financial Services Inc | 1,361 | $649.4K | 0.11% | −250−15.5% | Reduced |
| 44 Wealth Management LLC | 1,366 | $651.8K | 0.22% | −4,627−77.2% | Reduced |
| Planning Center, Inc. | 1,367 | $652.3K | 0.07% | 00.0% | Unchanged |
| Elser Financial Planning, Inc | 1,330 | $652.5K | 0.79% | +39+3.0% | Added |
| Tumwater Wealth Management, LLC | 1,369 | $653.1K | 0.29% | +1+0.1% | Added |
| Charter Oak Capital Management, LLC | 1,370 | $653.8K | 0.05% | −211−13.3% | Reduced |
| Victory Financial Group, LLC | 1,371 | $654.4K | 0.09% | −190−12.2% | Reduced |
| Basepoint Wealth LLC | 1,372 | $654.9K | 0.46% | +13+1.0% | Added |
| RMR Wealth Builders | 1,373 | $655.1K | 0.05% | +81+6.3% | Added |
| Masso Torrence Wealth Management Inc. | 1,375 | $656.1K | 0.27% | +1,375 | New |
| Capital Advisors Wealth Management, LLC | 1,377 | $657.2K | 0.09% | +4+0.3% | Added |
| Traveka Wealth, LLC | 1,379 | $658.1K | 0.29% | +16+1.2% | Added |
| Optas, LLC | 1,380 | $658.5K | 0.11% | +206+17.5% | Added |
| Hollencrest Capital Management | 1,380 | $658.5K | 0.02% | +62+4.7% | Added |
| Carrera Capital Advisors | 1,382 | $659.7K | 0.12% | +11+0.8% | Added |
| Morris Retirement Advisors, LLC | 1,383 | $660.1K | 0.29% | 00.0% | Unchanged |
| Gillespie Robinson & Grimm Inc | 1,385 | $660.9K | 0.05% | −15−1.1% | Reduced |
| Ellevest, Inc. | 1,385 | $660.9K | 0.09% | +1,385 | New |
| Mengis Capital Management, Inc. | 1,386 | $661.3K | 0.13% | +1+0.1% | Added |
| WJ Financial Advisors LLC | 1,387 | $661.8K | 0.64% | +1,387 | New |
| JB Capital LLC | 1,388 | $662.1K | 0.03% | +8+0.6% | Added |
| apricus wealth, LLC | 1,394 | $665.1K | 0.36% | +5+0.4% | Added |
| Silver Coast Investments LLC | 1,394 | $665.1K | 0.23% | −74−5.0% | Reduced |
| Grant Street Asset Management, Inc. | 1,394 | $665.1K | 0.14% | 00.0% | Unchanged |
| Comprehensive Financial Consultants Institutional, Inc. | 1,397 | $666.6K | 0.21% | −99−6.6% | Reduced |
| Clark Asset Management, LLC | 1,398 | $667.1K | 0.08% | +1,398 | New |
| First National Corp | 1,388 | $667.6K | 0.13% | −6−0.4% | Reduced |
| Acima Private Wealth, LLC | 1,400 | $668.0K | 0.21% | −73−5.0% | Reduced |
| Ironwood Investment Management LLC | 1,400 | $668.0K | 0.29% | 00.0% | Unchanged |
| QVR LLC | 1,400 | $668.0K | 0.81% | +666+90.7% | Added |
| McCollum Christoferson Group LLC | 1,400 | $668.0K | 0.19% | +1,400 | New |
| Grant Private Wealth Management Inc | 1,405 | $670.4K | 0.41% | +571+68.5% | Added |
| Palogic Value Management, L.P. | 1,408 | $671.8K | 0.28% | +2+0.1% | Added |
| BankPlus Wealth Management LLC | 1,409 | $673.3K | 0.40% | +16+1.1% | Added |
| West Paces Advisors Inc. | 1,417 | $676.1K | 0.13% | −50−3.4% | Reduced |
| STAR Financial Bank | 1,422 | $678.5K | 0.40% | +323+29.4% | Added |
| Blankinship & Foster, LLC | 1,426 | $680.4K | 0.15% | +15+1.1% | Added |
| Planning Alternatives Ltd | 1,427 | $680.9K | 0.09% | +53+3.9% | Added |
| Global X Japan Co., Ltd. | 1,429 | $681.8K | 0.06% | −566−28.4% | Reduced |
| Watts Gwilliam & Co., LLC | 1,429 | $682.1K | 0.11% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 1,432 | $683.5K | 0.04% | −238−14.3% | Reduced |
| Empirical Asset Management, LLC | 2,670 | $684.0K | 0.19% | +1,185+79.8% | Added |
| CarsonAllaria Wealth Management, Ltd. | 1,435 | $684.7K | 0.36% | +1+0.1% | Added |
| Kaizen Financial Strategies | 1,202 | $684.9K | 0.31% | +11+0.9% | Added |
| Channel Wealth LLC | 1,441 | $687.6K | 0.18% | 00.0% | Unchanged |
| Liberty Wealth Management LLC | 1,442 | $688.2K | 0.10% | +22+1.5% | Added |
| Next Level Private LLC | 1,390 | $688.6K | 0.20% | +70+5.3% | Added |
| Sanchez Wealth Management Group | 1,444 | $688.8K | 0.15% | +6+0.4% | Added |
| Wendell David Associates Inc | 1,443 | $689.0K | 0.07% | 00.0% | Unchanged |
| Orser Capital Management, LLC | 1,444 | $689.0K | 0.38% | +1,444 | New |
| Fca Corp | 1,445 | $689.5K | 0.19% | +63+4.6% | Added |
| Gradient Investments LLC | 1,447 | $690.3K | 0.01% | +355+32.5% | Added |
| Smart Portfolios, LLC | 1,447 | $690.4K | 0.67% | −141−8.9% | Reduced |
| Insight Advisors, LLC | 1,449 | $692.6K | 0.11% | +1+0.1% | Added |
| Pinnacle Financial Group, LLC | 1,454 | $693.6K | 0.21% | +3+0.2% | Added |
| Range Financial Group LLC | 1,454 | $693.9K | 0.25% | +42+3.0% | Added |
| Mirador Capital Partners LP | 1,456 | $694.9K | 0.10% | −4−0.3% | Reduced |
| Hara Capital LLC | 1,465 | $699.0K | 0.41% | 00.0% | Unchanged |
| Leisure Capital Management | 1,474 | $703.5K | 0.24% | −4−0.3% | Reduced |
| Cromwell Holdings LLC | 1,476 | $704.3K | 0.38% | 00.0% | Unchanged |
| Keystone Wealth Services, LLC | 1,476 | $704.3K | 0.15% | −105−6.6% | Reduced |
| Daner Wealth Management, LLC | 1,339 | $706.0K | 0.46% | +118+9.7% | Added |
| Petros Family Wealth, LLC | 1,481 | $706.7K | 0.59% | −61−4.0% | Reduced |
| PBMares Wealth Management LLC | 1,482 | $707.3K | 0.11% | 00.0% | Unchanged |
| Oliver Luxxe Assets LLC | 1,486 | $709.0K | 0.11% | +206+16.1% | Added |
| Affinity Capital Advisors, LLC | 1,447 | $709.7K | 0.11% | −93−6.0% | Reduced |
| Athena Investment Management | 1,489 | $710.5K | 0.37% | −195−11.6% | Reduced |
| TFB Advisors LLC | 1,352 | $713.1K | 0.21% | −255−15.9% | Reduced |
| Atlantic Trust, LLC | 1,495 | $713.3K | 0.12% | 00.0% | Unchanged |
| Uniting Wealth Partners, LLC | 1,498 | $714.8K | 0.17% | +529+54.6% | Added |
| Center For Asset Management LLC | 1,499 | $715.4K | 0.38% | +2+0.1% | Added |
| FSM Wealth Advisors, LLC | 1,500 | $715.5K | 0.10% | +331+28.3% | Added |
| Rbo & Co LLC | 1,500 | $715.7K | 0.11% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $716.0K | 0.03% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 1,510 | $720.3K | 0.06% | +274+22.2% | Added |
| Trust Co of Virginia | 1,515 | $722.9K | 0.06% | −510−25.2% | Reduced |
| Congress Park Capital LLC | 1,520 | $725.3K | 0.23% | −75−4.7% | Reduced |
| Precision Wealth Strategies, LLC | 1,520 | $725.3K | 0.24% | −1,930−55.9% | Reduced |
| Lion Street Advisors, LLC | 3,558 | $725.8K | 0.25% | +637+21.8% | Added |
| SFMG, LLC | 1,528 | $729.0K | 0.05% | +27+1.8% | Added |
| Everpar Advisors LLC | 1,528 | $729.1K | 0.29% | −66−4.1% | Reduced |