Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,903
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,181 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Capital Investment Counsel, Inc | 13,736 | $4.53M | 0.68% | +3,256+31.1% | Added |
| Thoroughbred Financial Services, LLC | 13,730 | $4.53M | 0.28% | +266+2.0% | Added |
| CWA Asset Management Group, LLC | 13,725 | $4.53M | 0.22% | +1,695+14.1% | Added |
| Snowden Capital Advisors LLC | 13,718 | $4.52M | 0.14% | −2,807−17.0% | Reduced |
| Studio Investment Management LLC | 13,671 | $4.51M | 0.93% | −1,119−7.6% | Reduced |
| Financial Advocates Investment Management | 13,653 | $4.50M | 0.32% | −542−3.8% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 13,616 | $4.49M | 0.85% | +488+3.7% | Added |
| Truvestments Capital LLC | 13,607 | $4.49M | 0.97% | +3,411+33.5% | Added |
| Resolute Wealth Strategies, LLC | 13,536 | $4.46M | 2.49% | +22+0.2% | Added |
| Capital Asset Advisory Services LLC | 13,320 | $4.46M | 0.23% | +5,682+74.4% | Added |
| Viewpoint Capital Management LLC | 13,505 | $4.45M | 2.40% | +200+1.5% | Added |
| United Capital Management of KS, Inc. | 13,450 | $4.44M | 0.92% | −17,618−56.7% | Reduced |
| Brown Brothers Harriman & Co | 13,306 | $4.39M | 0.03% | −20.0% | Reduced |
| Webster Bank, N. A. | 13,298 | $4.39M | 0.48% | +235+1.8% | Added |
| Jericho Financial, LLP | 13,276 | $4.38M | 3.18% | +877+7.1% | Added |
| FourThought Financial Partners, LLC | 13,201 | $4.35M | 0.46% | −52−0.4% | Reduced |
| Traynor Capital Management, Inc. | 13,123 | $4.33M | 0.37% | −137−1.0% | Reduced |
| Plato Investment Management Ltd | 12,929 | $4.31M | 0.36% | −1,665−11.4% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 13,052 | $4.30M | 0.86% | +450+3.6% | Added |
| Buckingham Strategic Partners | 13,036 | $4.30M | 0.07% | +1,413+12.2% | Added |
| Tudor Investment Corp Et Al | 12,902 | $4.26M | 0.04% | −33,028−71.9% | Reduced |
| Capstone Investment Advisors, LLC | 12,877 | $4.25M | 0.04% | +12,449+2,908.6% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 12,875 | $4.25M | 0.11% | +2,383+22.7% | Added |
| Anchor Investment Management, LLC | 12,872 | $4.25M | 0.40% | −980−7.1% | Reduced |
| Ledyard National Bank | 12,822 | $4.23M | 0.42% | +148+1.2% | Added |
| Hodges Capital Management Inc. | 12,801 | $4.22M | 0.42% | −9,169−41.7% | Reduced |
| Gilliland Jeter Wealth Management LLC | 12,779 | $4.21M | 1.49% | −375−2.9% | Reduced |
| Ogorek Anthony Joseph | 12,778 | $4.21M | 1.39% | +216+1.7% | Added |
| Occidental Asset Management, LLC | 12,769 | $4.21M | 0.64% | +1,234+10.7% | Added |
| Allstate Corp | 12,700 | $4.19M | 0.12% | −1,693−11.8% | Reduced |
| IronBridge Private Wealth, LLC | 12,665 | $4.18M | 1.65% | −437−3.3% | Reduced |
| Ambassador Advisors, LLC | 12,626 | $4.16M | 0.73% | −252−2.0% | Reduced |
| Arkadios Wealth Advisors | 12,621 | $4.16M | 0.16% | +6,187+96.2% | Added |
| Smith, Salley & Associates | 12,617 | $4.16M | 0.27% | +4,093+48.0% | Added |
| Hayek Kallen Investment Management | 12,589 | $4.15M | 1.53% | −50.0% | Reduced |
| Johnson Investment Counsel Inc | 12,554 | $4.14M | 0.04% | −105−0.8% | Reduced |
| Barbara Oil Co. | 12,500 | $4.12M | 1.67% | 00.0% | Unchanged |
| Mather Group, LLC. | 12,474 | $4.11M | 0.05% | +518+4.3% | Added |
| L & S Advisors Inc | 12,473 | $4.11M | 0.51% | +12,473 | New |
| Essex Financial Services, Inc. | 12,435 | $4.10M | 0.30% | −777−5.9% | Reduced |
| Stonebridge Capital Management Inc | 12,422 | $4.10M | 1.77% | −275−2.2% | Reduced |
| Jacobi Capital Management LLC | 12,416 | $4.09M | 0.30% | +149+1.2% | Added |
| Kinneret Advisory, LLC | 12,370 | $4.08M | 0.41% | −42−0.3% | Reduced |
| Alberta Investment Management Corp | 12,300 | $4.06M | 0.03% | 00.0% | Unchanged |
| Hallmark Capital Management Inc | 12,271 | $4.05M | 0.31% | −49−0.4% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 12,236 | $4.04M | 0.01% | +8,634+239.7% | Added |
| Iowa State Bank | 12,220 | $4.03M | 0.86% | −377−3.0% | Reduced |
| Meeder Advisory Services, Inc. | 12,208 | $4.03M | 0.24% | −137−1.1% | Reduced |
| Sapient Capital LLC | 12,207 | $4.03M | 0.08% | −100−0.8% | Reduced |
| Nicholas Hoffman & Company, LLC. | 12,205 | $4.03M | 0.15% | +915+8.1% | Added |
| Modus Advisors, LLC | 12,077 | $3.98M | 1.30% | −59−0.5% | Reduced |
| Vista Investment Partners LLC | 12,071 | $3.98M | 1.21% | −135−1.1% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 11,986 | $3.95M | 0.02% | −2,733−18.6% | Reduced |
| New Hampshire Trust | 11,962 | $3.95M | 0.90% | −86−0.7% | Reduced |
| Trust Co of Vermont | 11,953 | $3.94M | 0.20% | −338−2.7% | Reduced |
| Signaturefd, LLC | 11,936 | $3.94M | 0.07% | +245+2.1% | Added |
| Applied Capital LLC | 11,928 | $3.93M | 3.16% | −438−3.5% | Reduced |
| Farther Finance Advisors, LLC | 11,843 | $3.91M | 0.10% | +3,481+41.6% | Added |
| Teamwork Financial Advisors, LLC | 11,823 | $3.90M | 0.54% | −2,045−14.7% | Reduced |
| Azimuth Capital Investment Management LLC | 11,810 | $3.89M | 0.16% | −515−4.2% | Reduced |
| Argyle Capital Management Inc. | 11,769 | $3.88M | 1.44% | +210+1.8% | Added |
| North Star Investment Management Corp. | 11,766 | $3.88M | 0.28% | −547−4.4% | Reduced |
| Regency Capital Management Inc. | 11,757 | $3.88M | 2.32% | +101+0.9% | Added |
| Quadrant Capital Group LLC | 11,739 | $3.87M | 0.14% | +5,065+75.9% | Added |
| J.P. Marvel Investment Advisors, LLC | 11,734 | $3.87M | 0.67% | −613−5.0% | Reduced |
| Raiffeisen Bank International AG | 11,735 | $3.87M | 0.06% | +2,808+31.5% | Added |
| Sound View Wealth Advisors Group, LLC | 11,715 | $3.86M | 0.32% | −212−1.8% | Reduced |
| MV Capital Management, Inc. | 11,703 | $3.86M | 0.41% | +713+6.5% | Added |
| Procyon Private Wealth Partners, LLC | 11,636 | $3.84M | 0.23% | +167+1.5% | Added |
| IHT Wealth Management, LLC | 11,636 | $3.84M | 0.12% | +1,699+17.1% | Added |
| Plimoth Trust Co LLC | 11,574 | $3.82M | 0.99% | −934−7.5% | Reduced |
| Hudson Capital Management LLC | 11,547 | $3.81M | 1.16% | +652+6.0% | Added |
| Nikko Asset Management Americas, Inc. | 11,540 | $3.81M | 0.05% | −796−6.5% | Reduced |
| Trust Co of Toledo NA | 11,491 | $3.79M | 0.50% | 00.0% | Unchanged |
| Seizert Capital Partners, LLC | 11,401 | $3.76M | 0.17% | −143−1.2% | Reduced |
| Jackson Square Capital, LLC | 11,361 | $3.75M | 1.22% | −5,528−32.7% | Reduced |
| Ameritas Investment Partners, Inc. | 11,358 | $3.75M | 0.13% | −558−4.7% | Reduced |
| MEMBERS Trust Co | 11,340 | $3.74M | 0.13% | −53−0.5% | Reduced |
| GAMMA Investing LLC | 11,311 | $3.73M | 0.28% | +2,745+32.0% | Added |
| MWA Asset Management | 11,265 | $3.72M | 2.58% | +222+2.0% | Added |
| Pure Financial Advisors, Inc. | 11,187 | $3.69M | 0.08% | +488+4.6% | Added |
| Providence Wealth Advisors, LLC | 11,178 | $3.68M | 2.79% | −111−1.0% | Reduced |
| Money Concepts Capital Corp | 11,150 | $3.68M | 0.28% | +39+0.4% | Added |
| Whitener Capital Management, Inc. | 11,103 | $3.66M | 1.04% | −251−2.2% | Reduced |
| Spirit of America Management Corp | 11,090 | $3.66M | 0.74% | −300−2.6% | Reduced |
| Kingsview Wealth Management, LLC | 11,073 | $3.65M | 0.07% | −86−0.8% | Reduced |
| CPA Asset Management LLC | 11,009 | $3.63M | 1.60% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 10,943 | $3.61M | 0.05% | −128−1.2% | Reduced |
| Stokes Capital Advisors, LLC | 10,933 | $3.61M | 0.92% | +10,933 | New |
| Creative Financial Designs Inc | 10,919 | $3.60M | 0.29% | −701−6.0% | Reduced |
| Focus Financial Network, Inc. | 10,863 | $3.58M | 0.15% | −68−0.6% | Reduced |
| Slow Capital, Inc. | 10,834 | $3.57M | 0.48% | +142+1.3% | Added |
| Smith, Moore & Co. | 10,830 | $3.57M | 0.33% | −454−4.0% | Reduced |
| Asset Management Group, Inc. | 10,806 | $3.56M | 0.66% | +35+0.3% | Added |
| BNC Wealth Management, LLC | 10,782 | $3.56M | 1.28% | +208+2.0% | Added |
| Boyd Watterson Asset Management LLC | 10,729 | $3.54M | 1.13% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 10,716 | $3.53M | 0.26% | +584+5.8% | Added |
| Old National Bancorp | 10,678 | $3.52M | 0.09% | −1,404−11.6% | Reduced |
| Tritonpoint Wealth, LLC | 10,659 | $3.52M | 0.33% | +90+0.9% | Added |
| Lifeworks Advisors, LLC | 10,625 | $3.50M | 0.58% | +1,245+13.3% | Added |