Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2025
Institutional positions in Caterpillar Inc as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,902
- −53 vs. Q4 2024
- Shares held
- 330.7M
- −6.86M (−2.0%) vs. Q4 2024
- Total value
- $109.0B
- −$13.4B (−11.0%) vs. Q4 2024
- New holders
- 151
- 1,180 more added
- Sold out
- 204
- 1,120 more reduced
54 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| StoneX Group Inc. | 23,913 | $7.89M | 0.43% | +627+2.7% | Added |
| Sigma Investment Counselors Inc | 24,056 | $7.93M | 0.49% | −1,496−5.9% | Reduced |
| Signet Financial Management, LLC | 24,059 | $7.93M | 1.07% | +111+0.5% | Added |
| Investment Management Corp of Ontario | 24,075 | $7.94M | 0.16% | +24,075 | New |
| TruWealth Advisors, LLC | 24,135 | $7.96M | 0.48% | +914+3.9% | Added |
| Ronald Blue Trust, Inc. | 24,360 | $8.03M | 0.10% | +8,574+54.3% | Added |
| Goelzer Investment Management, Inc. | 24,485 | $8.08M | 0.47% | +8,846+56.6% | Added |
| Park Avenue Securities LLC | 24,490 | $8.08M | 0.10% | +1,964+8.7% | Added |
| Beacon Investment Advisory Services, Inc. | 24,493 | $8.08M | 0.38% | +1,973+8.8% | Added |
| Narwhal Capital Management | 24,602 | $8.11M | 0.72% | −207−0.8% | Reduced |
| Balyasny Asset Management LLC | 24,641 | $8.13M | 0.02% | +12,974+111.2% | Added |
| MAI Capital Management | 24,641 | $8.13M | 0.06% | +354+1.5% | Added |
| First American Trust, FSB | 24,758 | $8.17M | 0.75% | −6,432−20.6% | Reduced |
| Community Bank & Trust, Waco, Texas | 24,875 | $8.20M | 1.93% | −854−3.3% | Reduced |
| Sigma Planning Corp | 24,915 | $8.22M | 0.26% | −1,438−5.5% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $8.28M | 2.62% | 00.0% | Unchanged |
| Temasek Holdings (Private) Ltd | 25,122 | $8.29M | 0.03% | −14,325−36.3% | Reduced |
| Americana Partners, LLC | 25,168 | $8.30M | 0.32% | +1,362+5.7% | Added |
| Axxcess Wealth Management, LLC | 25,176 | $8.30M | 0.23% | +4,470+21.6% | Added |
| Securian Asset Management, Inc | 25,318 | $8.35M | 0.25% | −631−2.4% | Reduced |
| Integris Wealth Management, LLC | 25,328 | $8.35M | 2.38% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 25,387 | $8.37M | 0.18% | −590−2.3% | Reduced |
| Bowen Hanes & Co Inc | 25,409 | $8.38M | 0.23% | −13,370−34.5% | Reduced |
| Union Bancaire Privee, UBP SA | 26,844 | $8.40M | 0.16% | +5,384+25.1% | Added |
| BNP Paribas | 25,550 | $8.43M | 0.35% | +19,935+355.0% | Added |
| AIA Group Ltd | 25,562 | $8.43M | 0.21% | −11,750−31.5% | Reduced |
| Tufton Capital Management | 25,572 | $8.43M | 1.62% | +108+0.4% | Added |
| RSM US Wealth Management LLC | 25,641 | $8.46M | 0.13% | −1,523−5.6% | Reduced |
| CSM Advisors, LLC | 25,665 | $8.46M | 0.46% | −8,175−24.2% | Reduced |
| Louisiana State Employees Retirement System | 25,700 | $8.48M | 0.17% | −300−1.2% | Reduced |
| OneAscent Financial Services LLC | 25,710 | $8.49M | 0.55% | +13,734+114.7% | Added |
| Apollon Wealth Management, LLC | 25,806 | $8.51M | 0.19% | +202+0.8% | Added |
| Turtle Creek Wealth Advisors, LLC | 25,945 | $8.56M | 1.28% | +5,650+27.8% | Added |
| Addenda Capital Inc. | 26,113 | $8.61M | 0.32% | −45−0.2% | Reduced |
| Rothschild Investment LLC | 26,137 | $8.62M | 0.58% | +16,832+180.9% | Added |
| National Asset Management, Inc. | 26,167 | $8.63M | 0.26% | −2,929−10.1% | Reduced |
| American National Bank | 26,174 | $8.63M | 0.96% | +1,381+5.6% | Added |
| Hantz Financial Services, Inc. | 26,326 | $8.68M | 0.15% | −966−3.5% | Reduced |
| Citizens Financial Group Inc | 26,420 | $8.71M | 0.17% | +7,323+38.3% | Added |
| Farmers & Merchants Investments Inc | 26,463 | $8.73M | 0.28% | −343−1.3% | Reduced |
| Independent Wealth Network Inc. | 26,546 | $8.75M | 3.49% | −61−0.2% | Reduced |
| Metis Global Partners, LLC | 26,605 | $8.77M | 0.25% | +3,013+12.8% | Added |
| Atria Wealth Solutions, Inc. | 26,911 | $8.87M | 0.11% | −6,743−20.0% | Reduced |
| Brinker Capital Investments, LLC | 27,070 | $8.93M | 0.09% | +497+1.9% | Added |
| Orion Portfolio Solutions, LLC | 27,070 | $8.93M | 0.09% | +497+1.9% | Added |
| Knights of Columbus Asset Advisors LLC | 27,074 | $8.93M | 0.61% | −335−1.2% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 27,093 | $8.94M | 0.21% | 00.0% | Unchanged |
| Meiji Yasuda Asset Management Co Ltd. | 27,159 | $8.96M | 0.36% | −8,407−23.6% | Reduced |
| MainStreet Investment Advisors LLC | 27,210 | $8.97M | 1.31% | −1,318−4.6% | Reduced |
| Gulf International Bank (UK) Ltd | 27,546 | $9.08M | 0.31% | −11,056−28.6% | Reduced |
| Panagora Asset Management Inc | 27,575 | $9.09M | 0.05% | +18,376+199.8% | Added |
| Walleye Trading LLC | 27,609 | $9.11M | 0.26% | +27,609 | New |
| Drexel Morgan & Co. | 27,886 | $9.20M | 1.93% | 00.0% | Unchanged |
| LMCG Investments, LLC | 28,047 | $9.25M | 0.61% | −3,131−10.0% | Reduced |
| Simmons Bank | 28,420 | $9.37M | 0.71% | −1,463−4.9% | Reduced |
| Sienna Gestion | 29,638 | $9.50M | 0.78% | −1,773−5.6% | Reduced |
| Kanawha Capital Management LLC | 29,110 | $9.60M | 0.75% | +1,072+3.8% | Added |
| Hartford Investment Management Co | 29,160 | $9.62M | 0.33% | −685−2.3% | Reduced |
| Banque Cantonale Vaudoise | 29,201 | $9.63M | 0.42% | +29,201 | New |
| Bogart Wealth, LLC | 29,250 | $9.65M | 0.46% | +1,259+4.5% | Added |
| Schonfeld Strategic Advisors LLC | 29,395 | $9.69M | 0.07% | +27,173+1,222.9% | Added |
| James Investment Research Inc | 29,592 | $9.76M | 1.24% | −2,021−6.4% | Reduced |
| Freestone Capital Holdings, LLC | 29,630 | $9.77M | 0.37% | +527+1.8% | Added |
| U.S. Capital Wealth Advisors, LLC | 29,703 | $9.80M | 0.30% | −661−2.2% | Reduced |
| M&G Plc | 29,705 | $9.80M | 0.05% | −3,340−10.1% | Reduced |
| Paradiem, LLC | 29,893 | $9.86M | 2.72% | −946−3.1% | Reduced |
| Prime Capital Investment Advisors, LLC | 29,982 | $9.89M | 0.12% | +4,246+16.5% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 30,142 | $9.94M | 1.12% | −973−3.1% | Reduced |
| Vident Advisory, LLC | 30,405 | $10.0M | 0.15% | −748−2.4% | Reduced |
| UniSuper Management Pty Ltd | 30,458 | $10.0M | 0.07% | +1,788+6.2% | Added |
| Shelter Mutual Insurance Co | 30,780 | $10.2M | 2.45% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 30,888 | $10.2M | 0.43% | +1,581+5.4% | Added |
| CX Institutional | 30,918 | $10.2M | 0.38% | +5,523+21.7% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 30,955 | $10.2M | 0.10% | +1,105+3.7% | Added |
| NBT Bank N A | 31,087 | $10.3M | 0.74% | −12,679−29.0% | Reduced |
| Brevan Howard Capital Management LP | 31,261 | $10.3M | 0.29% | +31,261 | New |
| Group One Trading, L.P. | 31,678 | $10.4M | 0.44% | +31,678 | New |
| Omers Administration Corp | 31,741 | $10.5M | 0.09% | +1,634+5.4% | Added |
| Atria Investments LLC | 31,833 | $10.5M | 0.13% | +1,092+3.6% | Added |
| Eagle Global Advisors LLC | 32,022 | $10.6M | 0.43% | +1,880+6.2% | Added |
| Summit Financial, LLC | 32,043 | $10.6M | 0.30% | −5,694−15.1% | Reduced |
| Kentucky Retirement Systems | 32,969 | $10.9M | 0.33% | −353−1.1% | Reduced |
| Jamison Private Wealth Management, Inc. | 33,258 | $11.0M | 1.67% | −150.0% | Reduced |
| German American Bancorp, Inc. | 33,692 | $11.1M | 1.19% | +296+0.9% | Added |
| Benjamin Edwards Inc | 33,820 | $11.2M | 0.16% | +188+0.6% | Added |
| CIBC Private Wealth Group, LLC | 40,999 | $11.2M | 0.02% | −280−0.7% | Reduced |
| HighPoint Advisor Group LLC | 36,618 | $11.3M | 0.66% | +125+0.3% | Added |
| Greenwood Gearhart Inc | 34,465 | $11.4M | 0.79% | +213+0.6% | Added |
| Whittier Trust Co of Nevada Inc | 34,589 | $11.4M | 0.29% | −407−1.2% | Reduced |
| TownSquare Capital, LLC | 34,895 | $11.5M | 0.12% | +628+1.8% | Added |
| Cullinan Associates Inc | 35,022 | $11.6M | 0.82% | −21−0.1% | Reduced |
| Shelton Capital Management | 35,023 | $11.6M | 0.28% | +858+2.5% | Added |
| Braun Stacey Associates Inc | 35,232 | $11.6M | 0.48% | +395+1.1% | Added |
| Norinchukin Bank, The | 35,551 | $11.7M | 0.22% | +3,545+11.1% | Added |
| Polar Capital Holdings Plc | 35,773 | $11.8M | 0.07% | +4,448+14.2% | Added |
| Dakota Wealth Management | 35,865 | $11.8M | 0.28% | −2,716−7.0% | Reduced |
| Lyell Wealth Management, LP | 35,918 | $11.8M | 1.11% | +516+1.5% | Added |
| Rafferty Asset Management, LLC | 36,342 | $12.0M | 0.05% | −9,205−20.2% | Reduced |
| Cornerstone Advisors, LLC | 36,500 | $12.0M | 0.52% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 36,759 | $12.1M | 0.44% | −46−0.1% | Reduced |