Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2024
Institutional positions in Caterpillar Inc as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,009
- +225 vs. Q3 2024
- Shares held
- 340.2M
- −2.50M (−0.7%) vs. Q3 2024
- Total value
- $123.4B
- −$9.74B (−7.3%) vs. Q3 2024
- New holders
- 385
- 1,094 more added
- Sold out
- 160
- 1,050 more reduced
53 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sunflower Bank, N.A. | 1,271 | $461.1K | 0.13% | +116+10.0% | Added |
| MCF Advisors LLC | 1,270 | $460.8K | 0.03% | +6+0.5% | Added |
| AdvisorShares Investments LLC | 1,270 | $460.7K | 0.09% | −65−4.9% | Reduced |
| Alpha Family Trust | 1,270 | $460.7K | 0.26% | 00.0% | Unchanged |
| Next Level Private LLC | 1,270 | $460.7K | 0.19% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 1,263 | $460.4K | 0.06% | +509+67.5% | Added |
| Capital Advisors Wealth Management, LLC | 1,267 | $459.5K | 0.08% | +103+8.8% | Added |
| Tumwater Wealth Management, LLC | 1,266 | $459.2K | 0.24% | +1,266 | New |
| Monte Financial Group, LLC | 1,266 | $459.1K | 0.20% | −10−0.8% | Reduced |
| Quadcap Wealth Management, LLC | 1,263 | $458.2K | 0.07% | −1,320−51.1% | Reduced |
| Penserra Capital Management LLC | 1,265 | $458.0K | 0.01% | +1,223+2,911.9% | Added |
| W.H. Cornerstone Investments Inc. | 1,262 | $458.0K | 0.31% | +1,262 | New |
| Crowley Wealth Management, Inc. | 1,262 | $457.9K | 0.40% | +1,262 | New |
| Davidson Trust Co | 1,262 | $457.8K | 0.24% | −60−4.5% | Reduced |
| Northwest Bancshares, Inc. | 1,260 | $457.1K | 0.08% | −50−3.8% | Reduced |
| Core Alternative Capital | 1,260 | $457.1K | 0.10% | +13+1.0% | Added |
| Jupiter Wealth Management LLC | 1,258 | $456.4K | 0.23% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 1,252 | $455.1K | 0.14% | +106+9.2% | Added |
| Fox Hill Wealth Management | 1,253 | $454.6K | 0.26% | −5,820−82.3% | Reduced |
| Traveka Wealth, LLC | 1,251 | $453.9K | 0.25% | +73+6.2% | Added |
| LFA - Lugano Financial Advisors SA | 1,250 | $453.4K | 0.30% | 00.0% | Unchanged |
| Millington Financial Advisors, LLC | 1,253 | $453.0K | 0.26% | +4+0.3% | Added |
| Tennessee Valley Asset Management Partners | 1,246 | $452.1K | 0.08% | −204−14.1% | Reduced |
| Intellus Advisors LLC | 1,246 | $452.1K | 0.08% | +1,246 | New |
| Balboa Wealth Partners | 1,246 | $452.1K | 0.10% | +271+27.8% | Added |
| Braun-Bostich & Associates Inc. | 1,242 | $450.5K | 0.32% | +8+0.6% | Added |
| Old Second National Bank of Aurora | 1,241 | $450.2K | 0.10% | +2+0.2% | Added |
| Philip James Wealth Mangement, LLC | 1,240 | $449.6K | 0.06% | +9+0.7% | Added |
| Carrera Capital Advisors | 1,238 | $449.1K | 0.11% | +30+2.5% | Added |
| Monarch Capital Management Inc | 1,237 | $448.7K | 0.12% | −80−6.1% | Reduced |
| CoreFirst Bank & Trust | 1,236 | $448.4K | 0.27% | 00.0% | Unchanged |
| Cordatus Wealth Management LLC | 1,235 | $448.0K | 0.12% | 00.0% | Unchanged |
| Beacon Financial Group | 1,233 | $447.3K | 0.05% | −112−8.3% | Reduced |
| Pinnacle Financial Group, LLC | 1,231 | $446.6K | 0.17% | +1+0.1% | Added |
| S.A. Mason LLC | 1,231 | $446.6K | 0.23% | +45+3.8% | Added |
| Trustco Bank Corp N Y | 1,231 | $446.6K | 0.48% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 1,230 | $446.1K | 0.06% | +1+0.1% | Added |
| Bangor Savings Bank | 1,226 | $444.8K | 0.04% | +57+4.9% | Added |
| Indie Asset Partners, LLC | 1,223 | $443.7K | 0.35% | +2+0.2% | Added |
| Congress Park Capital LLC | 1,220 | $442.6K | 0.16% | −250−17.0% | Reduced |
| Regatta Capital Group, LLC | 1,218 | $441.9K | 0.09% | −41−3.3% | Reduced |
| Old Point Trust & Financial Services N A | 1,217 | $441.5K | 0.15% | 00.0% | Unchanged |
| TCFG Wealth Management, LLC | 1,213 | $440.1K | 0.22% | −25−2.0% | Reduced |
| Pines Wealth Management, LLC | 1,251 | $439.1K | 0.19% | +1,251 | New |
| Moss Adams Wealth Advisors LLC | 1,208 | $438.2K | 0.05% | +106+9.6% | Added |
| Greenline Partners, LLC | 1,205 | $437.1K | 0.06% | 00.0% | Unchanged |
| Prentice Wealth Management LLC | 1,205 | $437.1K | 0.13% | +114+10.4% | Added |
| Boston Trust Walden Corp | 1,204 | $436.8K | 0.00% | −30−2.4% | Reduced |
| CJM Wealth Advisers, Ltd. | 1,201 | $435.5K | 0.15% | +1+0.1% | Added |
| Mindset Wealth Management, LLC | 1,201 | $435.5K | 0.16% | +83+7.4% | Added |
| Mogy Joel R Investment Counsel Inc | 1,200 | $435.3K | 0.03% | −104−8.0% | Reduced |
| Hollencrest Capital Management | 1,199 | $435.1K | 0.02% | −4−0.3% | Reduced |
| Integrated Investment Consultants, LLC | 1,199 | $434.9K | 0.09% | −16,988−93.4% | Reduced |
| Gilman Hill Asset Management, LLC | 1,199 | $434.9K | 0.08% | 00.0% | Unchanged |
| Davidson Investment Advisors | 1,197 | $434.2K | 0.02% | −73−5.7% | Reduced |
| Vega Investment Solutions | 1,197 | $434.2K | 0.36% | +1,197 | New |
| Western Financial Corp | 1,194 | $433.1K | 0.24% | +184+18.2% | Added |
| Baron Wealth Management LLC | 1,193 | $432.8K | 0.20% | +72+6.4% | Added |
| Five Oceans Advisors | 1,193 | $432.8K | 0.20% | +10+0.8% | Added |
| Strategic Wealth Partners, Ltd. | 1,223 | $432.7K | 0.04% | −29−2.3% | Reduced |
| Trust Co of Kansas | 1,185 | $430.0K | 0.21% | −15−1.3% | Reduced |
| Armstrong, Fleming & Moore, Inc | 1,184 | $429.4K | 0.26% | +1+0.1% | Added |
| Rossby Financial, LCC | 1,183 | $429.1K | 0.27% | +1,183 | New |
| Laurel Wealth Advisors LLC | 1,182 | $428.8K | 0.07% | −50−4.1% | Reduced |
| Legacy Financial Group LLC | 1,182 | $428.7K | 0.07% | +1,182 | New |
| Sutton Place Investors LLC | 1,181 | $428.4K | 0.25% | +23+2.0% | Added |
| Meredith Wealth Planning | 1,180 | $428.1K | 0.19% | 00.0% | Unchanged |
| Keb Asset Management, LLC | 1,179 | $427.7K | 0.12% | 00.0% | Unchanged |
| United Advisor Group, LLC | 1,177 | $426.8K | 0.08% | +228+24.0% | Added |
| Hanlon Investment Management, Inc. | 1,171 | $424.8K | 0.12% | −91−7.2% | Reduced |
| Aua Capital Management, LLC | 1,170 | $424.7K | 0.27% | 00.0% | Unchanged |
| STAR Financial Bank | 1,169 | $424.1K | 0.31% | −215−15.5% | Reduced |
| Archford Capital Strategies, LLC | 1,169 | $424.1K | 0.06% | +8+0.7% | Added |
| Gradient Investments LLC | 1,168 | $423.7K | 0.01% | −174−13.0% | Reduced |
| Mowery & Schoenfeld Wealth Management, LLC | 1,167 | $423.3K | 0.82% | +1,166+116,600.0% | Added |
| Eagle Wealth Strategies LLC | 1,166 | $423.1K | 0.31% | 00.0% | Unchanged |
| Claris Financial LLC | 1,162 | $421.6K | 0.28% | +1,162 | New |
| Migdal Insurance & Financial Holdings Ltd. | 1,160 | $421.0K | 0.01% | 00.0% | Unchanged |
| Catalytic Wealth RIA, LLC | 1,160 | $420.8K | 0.07% | +40+3.6% | Added |
| Versant Capital Management, Inc | 1,156 | $419.4K | 0.09% | +331+40.1% | Added |
| First Nebraska Trust Co | 1,156 | $419.4K | 0.04% | 00.0% | Unchanged |
| Joule Financial, LLC | 1,154 | $418.6K | 0.15% | −3−0.3% | Reduced |
| Perennial Investment Advisors, LLC | 1,152 | $417.8K | 0.05% | +99+9.4% | Added |
| Alan B. Lancz & Associates, Inc. | 1,150 | $417.2K | 0.42% | 00.0% | Unchanged |
| Finivi Inc. | 1,149 | $416.8K | 0.33% | +34+3.0% | Added |
| ICW Investment Advisors LLC | 1,148 | $416.5K | 0.17% | +1,148 | New |
| Hills Bank & Trust Co | 1,147 | $416.1K | 0.03% | −8−0.7% | Reduced |
| Facet Wealth, Inc. | 1,143 | $416.1K | 0.01% | +74+6.9% | Added |
| Full Sail Capital, LLC | 1,146 | $415.7K | 0.03% | −16−1.4% | Reduced |
| LJI Wealth Management, LLC | 1,145 | $415.4K | 0.08% | 00.0% | Unchanged |
| Winslow Asset Management Inc | 1,140 | $414.0K | 0.08% | 00.0% | Unchanged |
| Brogan Financial, Inc. | 1,141 | $413.8K | 0.20% | +2+0.2% | Added |
| Clear Creek Financial Management, LLC | 1,139 | $413.1K | 0.04% | −100−8.1% | Reduced |
| Interchange Capital Partners, LLC | 1,137 | $412.6K | 0.15% | +127+12.6% | Added |
| Warwick Investment Management, Inc. | 1,137 | $412.5K | 0.08% | +2+0.2% | Added |
| SRS Capital Advisors, Inc. | 1,136 | $412.1K | 0.03% | +216+23.5% | Added |
| Verity & Verity, LLC | 1,134 | $411.4K | 0.04% | +355+45.6% | Added |
| WealthBridge Capital Management, LLC | 1,133 | $410.8K | 0.11% | +1+0.1% | Added |
| Sherbrooke Park Advisers LLC | 1,131 | $410.3K | 0.13% | +1,131 | New |
| First Western Trust Bank | 1,128 | $409.2K | 0.02% | −17−1.5% | Reduced |