Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sompo Asset Management Co., Ltd. | 2,650 | $1.04M | 0.16% | −60−2.2% | Reduced |
| Marcum Wealth, LLC | 2,649 | $1.04M | 0.10% | +87+3.4% | Added |
| Hilltop National Bank | 2,646 | $1.03M | 0.31% | +10+0.4% | Added |
| Van Strum & Towne Inc. | 2,645 | $1.03M | 0.36% | 00.0% | Unchanged |
| Klingenstein Fields & Co LP | 2,643 | $1.03M | 0.04% | 00.0% | Unchanged |
| Pine Haven Investment Counsel, Inc | 2,641 | $1.03M | 0.84% | +44+1.7% | Added |
| Redwood Wealth Management Group, LLC | 2,640 | $1.03M | 0.51% | −13−0.5% | Reduced |
| Sonora Investment Management Group, LLC | 2,639 | $1.03M | 0.08% | −2,338−47.0% | Reduced |
| Keel Point, LLC | 2,616 | $1.02M | 0.09% | −41−1.5% | Reduced |
| LVW Advisors, LLC | 2,614 | $1.02M | 0.13% | −628−19.4% | Reduced |
| Hancock Whitney Corp | 2,613 | $1.02M | 0.03% | −57−2.1% | Reduced |
| Hudson Valley Investment Advisors Inc | 2,609 | $1.02M | 0.11% | −552−17.5% | Reduced |
| Harbor Investment Advisory, LLC | 2,607 | $1.02M | 0.10% | −40−1.5% | Reduced |
| Epoch Investment Partners, Inc. | 2,597 | $1.02M | 0.00% | −108−4.0% | Reduced |
| Stableford Capital II LLC | 2,521 | $1.01M | 0.40% | −136−5.1% | Reduced |
| Herold Advisors, Inc. | 2,591 | $1.01M | 0.22% | −68−2.6% | Reduced |
| Northstar Group, Inc. | 2,586 | $1.01M | 0.18% | 00.0% | Unchanged |
| Quadrant Private Wealth Management, LLC | 2,585 | $1.01M | 0.25% | −40−1.5% | Reduced |
| Allen Mooney & Barnes Investment Advisors LLC | 2,583 | $1.01M | 0.17% | −212−7.6% | Reduced |
| Quadcap Wealth Management, LLC | 2,583 | $1.01M | 0.16% | +8+0.3% | Added |
| Westmount Partners, LLC | 2,581 | $1.01M | 0.30% | +4+0.2% | Added |
| White Lighthouse Investment Management Inc. | 2,571 | $1.01M | 0.18% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 2,568 | $1.00M | 0.05% | +12+0.5% | Added |
| Cahill Financial Advisors Inc | 2,566 | $1.00M | 0.14% | −29−1.1% | Reduced |
| BOS Asset Management, LLC | 2,563 | $1.00M | 0.37% | 00.0% | Unchanged |
| Lakeview Capital Partners, LLC | 2,559 | $1.00M | 0.16% | −486−16.0% | Reduced |
| Palumbo Wealth Management LLC | 2,557 | $1.00M | 0.39% | −22−0.9% | Reduced |
| Titleist Asset Management, LLC | 2,551 | $997.6K | 0.14% | −26−1.0% | Reduced |
| Heck Capital Advisors, LLC | 2,546 | $995.8K | 0.11% | −16−0.6% | Reduced |
| Cortland Associates Inc | 2,544 | $995.0K | 0.12% | +1,198+89.0% | Added |
| Disciplined Equity Management, Inc. | 2,540 | $993.4K | 0.63% | −210−7.6% | Reduced |
| Woodmont Investment Counsel LLC | 2,538 | $992.7K | 0.07% | +29+1.2% | Added |
| Live Oak Investment Partners | – | $992.3K | 0.77% | – | – |
| Verity Asset Management, Inc. | 2,560 | $991.7K | 0.37% | −694−21.3% | Reduced |
| Fortem Financial Group, LLC | 2,535 | $991.5K | 0.40% | +115+4.8% | Added |
| Carson Advisory Inc. | 2,535 | $991.4K | 0.62% | +74+3.0% | Added |
| Ted Buchan & Co | 2,527 | $988.4K | 0.47% | +15+0.6% | Added |
| Virtus ETF Advisers LLC | 2,526 | $988.0K | 0.46% | +195+8.4% | Added |
| Claris Advisors, LLC | 2,525 | $987.6K | 0.43% | +93+3.8% | Added |
| Aspiriant, LLC | 2,520 | $985.5K | 0.04% | −100−3.8% | Reduced |
| Measured Wealth Private Client Group, LLC | 2,512 | $982.5K | 0.33% | −163−6.1% | Reduced |
| Burns J W & Co Inc | 2,505 | $979.8K | 0.13% | +610+32.2% | Added |
| Monetta Financial Services Inc | 2,500 | $977.8K | 0.83% | 00.0% | Unchanged |
| Sippican Capital Advisors | 2,500 | $977.8K | 0.68% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 2,500 | $977.8K | 0.41% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 2,490 | $973.9K | 0.30% | +150+6.4% | Added |
| Richwood Investment Advisors, LLC | 2,485 | $971.9K | 0.80% | 00.0% | Unchanged |
| Canopy Partners, LLC | 2,485 | $971.9K | 0.42% | +189+8.2% | Added |
| Chesapeake Wealth Management | 2,480 | $970.0K | 0.33% | +177+7.7% | Added |
| Sax Wealth Advisors, LLC | 2,478 | $969.3K | 0.09% | −60−2.4% | Reduced |
| Tradition Wealth Management, LLC | 2,478 | $969.3K | 0.09% | +140+6.0% | Added |
| Hamel Associates, Inc. | 2,478 | $968.7K | 0.30% | +68+2.8% | Added |
| Evoke Wealth, LLC | 2,472 | $967.0K | 0.03% | +2,472 | New |
| Cidel Asset Management Inc | 2,471 | $966.5K | 0.07% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 2,467 | $964.8K | 0.54% | 00.0% | Unchanged |
| BluePath Capital Management, LLC | 2,464 | $963.8K | 0.60% | +448+22.2% | Added |
| Bill Few Associates, Inc. | 2,462 | $962.9K | 0.34% | −28−1.1% | Reduced |
| Carret Asset Management, LLC | 2,461 | $962.4K | 0.10% | +10.0% | Added |
| Sienna Gestion | 2,464 | $961.4K | 0.06% | +2,464 | New |
| Windsor Capital Management, LLC | 2,454 | $959.8K | 0.28% | −121−4.7% | Reduced |
| Seelaus Asset Management LLC | 2,453 | $959.4K | 0.88% | +15+0.6% | Added |
| Coastal Investment Advisors, Inc. | 2,429 | $956.9K | 0.44% | −2,118−46.6% | Reduced |
| E&G Advisors, LP | 2,442 | $955.1K | 0.26% | −100−3.9% | Reduced |
| Beverly Hills Private Wealth, LLC | 2,440 | $954.5K | 0.19% | +176+7.8% | Added |
| Morningstar Investment Services LLC | 2,439 | $954.0K | 0.01% | +440+22.0% | Added |
| Armstrong Advisory Group, Inc | 2,436 | $952.8K | 0.08% | −94−3.7% | Reduced |
| Trillium Asset Management, LLC | 2,434 | $952.0K | 0.02% | 00.0% | Unchanged |
| Fortress Wealth Group, LLC | 2,436 | $951.6K | 0.47% | −205−7.8% | Reduced |
| Veracity Capital LLC | 2,427 | $949.2K | 0.36% | +2+0.1% | Added |
| Prestige Wealth Management Group LLC | 2,425 | $948.5K | 0.20% | −38−1.5% | Reduced |
| Park Edge Advisors, LLC | 2,421 | $946.9K | 0.27% | +402+19.9% | Added |
| Sage Mountain Advisors LLC | 2,420 | $946.4K | 0.08% | +187+8.4% | Added |
| Marex Group plc | 2,418 | $945.7K | 0.02% | −216−8.2% | Reduced |
| Greenwich Wealth Management LLC | 2,413 | $944.0K | 0.06% | +66+2.8% | Added |
| PDS Planning, Inc | 2,402 | $939.6K | 0.08% | +159+7.1% | Added |
| Wimmer Associates 1, LLC | 2,385 | $932.8K | 0.46% | 00.0% | Unchanged |
| Elyxium Wealth, LLC | 2,381 | $931.3K | 0.51% | +2,381 | New |
| Retirement Planning Co of New England, Inc. | 2,373 | $928.1K | 0.46% | +152+6.8% | Added |
| CVA Family Office, LLC | 2,372 | $927.7K | 0.15% | −93−3.8% | Reduced |
| Sentry Investment Management LLC | 2,367 | $926.0K | 0.39% | +147+6.6% | Added |
| Reynders McVeigh Capital Management, LLC | 2,356 | $922.0K | 0.05% | +199+9.2% | Added |
| Simplicity Wealth,LLC | 2,357 | $922.0K | 0.09% | −18,317−88.6% | Reduced |
| Washington Trust Bank | 2,349 | $918.7K | 0.09% | +27+1.2% | Added |
| BCJ Capital Management, LLC | 2,349 | $918.7K | 0.07% | +237+11.2% | Added |
| Addison Capital Co | 2,344 | $916.7K | 0.37% | +10.0% | Added |
| Guardian Wealth Management, Inc. | 2,343 | $916.4K | 0.65% | −59−2.5% | Reduced |
| Central Pacific Bank - Trust Division | 2,340 | $915.2K | 0.12% | +1,290+122.9% | Added |
| Arbor Wealth Advisors LLC | 2,337 | $914.0K | 0.82% | 00.0% | Unchanged |
| PSI Advisors, LLC | 2,337 | $913.8K | 0.27% | +86+3.8% | Added |
| Accredited Investors Inc. | 2,326 | $909.6K | 0.05% | −19−0.8% | Reduced |
| Worth Financial Advisory Group, LLC | 2,321 | $908.0K | 0.53% | +36+1.6% | Added |
| WFA of San Diego, LLC | 2,318 | $906.6K | 0.76% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 2,400 | $903.6K | 0.34% | 00.0% | Unchanged |
| InTrack Investment Management Inc | 2,306 | $901.9K | 0.64% | +82+3.7% | Added |
| Archer Investment Corp | 2,305 | $901.4K | 0.24% | −870−27.4% | Reduced |
| Hunter Associates Investment Management LLC | 2,305 | $901.0K | 0.14% | −123−5.1% | Reduced |
| Tidemark, LLC | 2,293 | $897.0K | 0.37% | +2+0.1% | Added |
| Mechanics Bank Trust Department | 2,292 | $896.4K | 0.12% | −47−2.0% | Reduced |
| Platform Technology Partners | 2,292 | $896.4K | 0.28% | −100−4.2% | Reduced |
| Centaurus Financial, Inc. | 2,286 | $894.0K | 0.06% | −2,249−49.6% | Reduced |