Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Security National Bank of Sioux City Iowa | 904 | $353.6K | 0.22% | 00.0% | Unchanged |
| Pettee Investors, Inc. | 908 | $355.1K | 0.17% | 00.0% | Unchanged |
| Clare Market Investments LLC | 909 | $355.5K | 0.09% | 00.0% | Unchanged |
| Heritage Financial Services, LLC | 909 | $355.5K | 0.05% | 00.0% | Unchanged |
| SeaBridge Investment Advisors LLC | 910 | $355.9K | 0.09% | 00.0% | Unchanged |
| James J. Burns & Company, LLC | 910 | $356.0K | 0.06% | +220+31.9% | Added |
| Stonebridge Financial Planning Group, LLC | 912 | $356.6K | 0.17% | 00.0% | Unchanged |
| Driehaus Capital Management LLC | 912 | $356.7K | 0.00% | +912 | New |
| Chase Investment Counsel Corp | 914 | $357.0K | 0.12% | 00.0% | Unchanged |
| Chico Wealth RIA | 915 | $357.9K | 0.31% | 00.0% | Unchanged |
| Signature Resources Capital Management, LLC | 915 | $357.9K | 0.33% | 00.0% | Unchanged |
| Verus Financial Partners, Inc. | 914 | $358.8K | 0.04% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 920 | $359.7K | 0.03% | +52+6.0% | Added |
| Van Cleef Asset Management,Inc | 920 | $359.8K | 0.04% | 00.0% | Unchanged |
| Wintrust Investments LLC | 920 | $360.0K | 0.27% | −5,801−86.3% | Reduced |
| JTC Employer Solutions Trusteee Ltd | 920 | $360.0K | 0.02% | 00.0% | Unchanged |
| Northstar Advisory Group, LLC | 924 | $361.4K | 0.19% | −32−3.3% | Reduced |
| Drake & Associates, LLC | 924 | $361.4K | 0.12% | +214+30.1% | Added |
| Citizens & Northern Corp | 925 | $361.8K | 0.11% | 00.0% | Unchanged |
| Lodestar Private Asset Management LLC | 927 | $362.6K | 0.05% | 00.0% | Unchanged |
| Manchester Financial Inc | 929 | $363.2K | 0.08% | −6−0.6% | Reduced |
| McIlrath & Eck, LLC | 932 | $364.5K | 0.05% | +4+0.4% | Added |
| Wedgewood Investors Inc | 933 | $364.9K | 0.40% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 939 | $367.1K | 0.27% | +12+1.3% | Added |
| Horan Capital Advisors, LLC. | 941 | $368.0K | 0.12% | 00.0% | Unchanged |
| Elgethun Capital Management | 942 | $368.3K | 0.09% | +2+0.2% | Added |
| Palogic Value Management, L.P. | 942 | $368.4K | 0.15% | −16−1.7% | Reduced |
| Private Capital Management LLC | 943 | $368.8K | 0.07% | +18+1.9% | Added |
| D.B. Root & Company, LLC | 944 | $369.2K | 0.12% | +76+8.8% | Added |
| Baker Boyer National Bank | 945 | $369.6K | 0.12% | 00.0% | Unchanged |
| 360 Financial, Inc. | 945 | $369.6K | 0.14% | +945 | New |
| Keystone Financial Group | 945 | $369.7K | 0.05% | 00.0% | Unchanged |
| United Advisor Group, LLC | 949 | $371.2K | 0.08% | +124+15.0% | Added |
| Abbot Financial Management, Inc. | 950 | $371.6K | 0.19% | 00.0% | Unchanged |
| Mount Vernon Associates Inc | 950 | $372.0K | 0.30% | +950 | New |
| Gallacher Capital Management LLC | 951 | $372.1K | 0.17% | +951 | New |
| Black Diamond Financial, LLC | 955 | $373.3K | 0.06% | +263+38.0% | Added |
| Precision Wealth Strategies, LLC | 963 | $376.7K | 0.35% | +85+9.7% | Added |
| Crestmont Private Wealth LLC | 964 | $377.0K | 0.16% | +9+0.9% | Added |
| Purus Wealth Management, LLC | 966 | $377.7K | 0.16% | −29−2.9% | Reduced |
| Commonwealth Financial Services, LLC | 963 | $378.0K | 0.07% | −41−4.1% | Reduced |
| First Interstate Bank | 969 | $379.0K | 0.02% | −191−16.5% | Reduced |
| Vision Capital Management, Inc. | 970 | $379.4K | 0.05% | +970 | New |
| Annex Advisory Services, LLC | 974 | $381.0K | 0.01% | +3+0.3% | Added |
| Balboa Wealth Partners | 975 | $381.4K | 0.09% | −31−3.1% | Reduced |
| Walkner Condon Financial Advisors LLC | 976 | $381.7K | 0.08% | +153+18.6% | Added |
| Bridgewealth Advisory Group, LLC | 976 | $381.9K | 0.14% | +976 | New |
| Plante Moran Financial Advisors, LLC | 978 | $382.5K | 0.03% | −82−7.7% | Reduced |
| Vestia Personal Wealth Advisors | 978 | $382.5K | 0.36% | +11+1.1% | Added |
| Kelly Lawrence W & Associates Inc | 979 | $382.9K | 0.09% | +500+104.4% | Added |
| Boston Partners | 981 | $383.5K | 0.00% | −144−12.8% | Reduced |
| First United Bank Trust | 983 | $384.5K | 0.14% | −30−3.0% | Reduced |
| Bremer Bank National Association | 985 | $385.3K | 0.07% | −266−21.3% | Reduced |
| Summit X, LLC | 1,138 | $385.5K | 0.09% | −135−10.6% | Reduced |
| Exchange Capital Management, Inc. | 986 | $385.6K | 0.06% | −30−3.0% | Reduced |
| Planning Alternatives Ltd | 987 | $386.0K | 0.06% | +2+0.2% | Added |
| Foster Dykema Cabot & Partners, LLC | 988 | $386.4K | 0.03% | +119+13.7% | Added |
| 49 Wealth Management, LLC | 988 | $386.5K | 0.06% | +250+33.9% | Added |
| MJP Associates Inc | 992 | $387.9K | 0.07% | +109+12.3% | Added |
| Centric Wealth Management | 932 | $388.6K | 0.10% | +6+0.6% | Added |
| Meridian Financial Partners LLC | 994 | $389.0K | 0.20% | −14−1.4% | Reduced |
| Tandem Wealth Advisors LLC | 995 | $389.2K | 0.20% | −11−1.1% | Reduced |
| Financial Engines Advisors L.L.C. | 996 | $389.6K | 0.00% | +253+34.1% | Added |
| PAX Financial Group, LLC | 998 | $390.4K | 0.07% | +38+4.0% | Added |
| Delta Capital Management LLC | 1,000 | $391.0K | 0.23% | 00.0% | Unchanged |
| Private Wealth Partners, LLC | 1,000 | $391.1K | 0.03% | 00.0% | Unchanged |
| Merrion Investment Management Co, LLC | 1,000 | $391.1K | 0.26% | 00.0% | Unchanged |
| Stonebrook Private Inc. | 1,003 | $392.2K | 0.10% | −184−15.5% | Reduced |
| Capstone Investment Advisors, LLC | 1,003 | $392.3K | 0.01% | −9,851−90.8% | Reduced |
| CWS Financial Advisors, LLC | 1,004 | $392.7K | 0.14% | 00.0% | Unchanged |
| American Institute for Advanced Investment Management, LLP | 1,005 | $393.1K | 0.28% | 00.0% | Unchanged |
| Kestra Investment Management, LLC | 1,005 | $393.1K | 0.02% | +1,005 | New |
| NTV Asset Management LLC | 1,005 | $393.1K | 0.05% | 00.0% | Unchanged |
| Crane Advisory, LLC | 1,014 | $393.4K | 0.07% | 00.0% | Unchanged |
| JB Capital LLC | 1,007 | $393.8K | 0.02% | +1+0.1% | Added |
| Peterson Wealth Advisors, LLC | 1,007 | $394.0K | 0.07% | −44−4.2% | Reduced |
| Miller Wealth Advisors, LLC | 1,000 | $394.5K | 0.21% | 00.0% | Unchanged |
| Western Financial Corp | 1,010 | $394.9K | 0.22% | +19+1.9% | Added |
| Interchange Capital Partners, LLC | 1,010 | $395.1K | 0.14% | +77+8.3% | Added |
| SkyOak Wealth, LLC | 1,012 | $395.9K | 0.09% | 00.0% | Unchanged |
| Private Portfolio Partners LLC | 1,013 | $396.0K | 0.07% | +1,013 | New |
| SPC Financial, Inc. | 1,015 | $397.0K | 0.03% | −106−9.5% | Reduced |
| Hutchinson Capital Management | 1,017 | $397.8K | 0.08% | 00.0% | Unchanged |
| Ledgewood Wealth Advisors, LLC | 1,017 | $397.8K | 0.27% | +17+1.7% | Added |
| Childress Capital Advisors, LLC | 1,018 | $398.2K | 0.11% | +21+2.1% | Added |
| Highview Capital Management LLC | 1,020 | $398.9K | 0.16% | 00.0% | Unchanged |
| Community Trust & Investment Co | 1,020 | $398.9K | 0.03% | +1,020 | New |
| Sugarloaf Wealth Management, LLC | 1,024 | $400.7K | 0.08% | 00.0% | Unchanged |
| AlphaCore Capital LLC | 1,026 | $401.3K | 0.09% | −58−5.4% | Reduced |
| NFP Retirement, Inc. | 1,026 | $401.5K | 0.03% | −23−2.2% | Reduced |
| Carmel Capital Partners, LLC | 1,032 | $403.6K | 0.16% | +63+6.5% | Added |
| LBMC Investment Advisors, LLC | 1,036 | $405.2K | 0.03% | 00.0% | Unchanged |
| Smallwood Wealth Investment Management, LLC | 1,037 | $405.4K | 0.29% | +26+2.6% | Added |
| Facet Wealth, Inc. | 1,069 | $405.9K | 0.01% | +445+71.3% | Added |
| Sterling Investment Counsel, LLC | 1,040 | $406.9K | 0.14% | +301+40.7% | Added |
| Legacy Financial Group, Inc. | 1,083 | $407.4K | 0.14% | +6+0.6% | Added |
| Onyx Financial Advisors, LLC | 1,043 | $407.9K | 0.22% | +4+0.4% | Added |
| DF Dent & Co Inc | 1,044 | $408.3K | 0.00% | 00.0% | Unchanged |
| Castleview Partners, LLC | 1,044 | $408.5K | 0.24% | +38+3.8% | Added |
| Brophy Wealth Management, LLC | 1,045 | $408.8K | 0.15% | +1,045 | New |