Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prudent Man Advisors, LLC | 0 | $265.7K | 0.09% | 0 | Unchanged |
| Pacific Center for Financial Services | 680 | $266.1K | 0.07% | +2+0.3% | Added |
| Seeds Investor LLC | 681 | $266.5K | 0.10% | +681 | New |
| Keebeck Wealth Management, LLC | 682 | $266.7K | 0.04% | −16−2.3% | Reduced |
| Pioneer Trust Bank N A | 683 | $267.1K | 0.07% | 00.0% | Unchanged |
| Granite FO LLC | 685 | $267.9K | 0.15% | 00.0% | Unchanged |
| Ables, Iannone, Moore & Associates, Inc. | 687 | $268.7K | 0.17% | 00.0% | Unchanged |
| W.G. Shaheen & Associates DBA Whitney & Co | 687 | $268.7K | 0.03% | +687 | New |
| Brady Family Wealth, LLC | 688 | $269.1K | 0.08% | −61−8.1% | Reduced |
| MKT Advisors LLC | 683 | $269.3K | 0.13% | +2+0.3% | Added |
| Clay Northam Wealth Management, LLC | 689 | $269.5K | 0.19% | +50+7.8% | Added |
| Gemmer Asset Management LLC | 690 | $269.9K | 0.03% | −150−17.9% | Reduced |
| Certified Advisory Corp | 694 | $271.6K | 0.03% | +5+0.7% | Added |
| Claret Asset Management Corp | 694 | $272.0K | 0.04% | +3+0.4% | Added |
| Chatham Capital Group, Inc. | 696 | $272.2K | 0.04% | 00.0% | Unchanged |
| Marotta Asset Management | 697 | $272.7K | 0.05% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 698 | $273.1K | 0.17% | −125−15.2% | Reduced |
| Core Wealth Partners LLC | 700 | $273.8K | 0.17% | −9−1.3% | Reduced |
| Stone Run Capital, LLC | 700 | $273.8K | 0.10% | 00.0% | Unchanged |
| Northside Capital Management, LLC | 700 | $273.8K | 0.04% | 00.0% | Unchanged |
| Fractal Investments LLC | 700 | $273.8K | 0.05% | 00.0% | Unchanged |
| Meritas Wealth Management, LLC | 700 | $273.8K | 0.17% | 00.0% | Unchanged |
| Knollwood Investment Advisory, LLC | 700 | $273.8K | 0.03% | 00.0% | Unchanged |
| Legacy Edge Advisors, LLC | 703 | $275.0K | 0.04% | −22−3.0% | Reduced |
| Angeles Investment Advisors, LLC | 703 | $275.0K | 0.01% | 00.0% | Unchanged |
| Eubel Brady & Suttman Asset Management Inc | 704 | $275.0K | 0.04% | −249−26.1% | Reduced |
| Westside Investment Management, Inc. | 749 | $275.2K | 0.06% | 00.0% | Unchanged |
| Jarislowsky, Fraser Ltd | 705 | $275.7K | 0.00% | 00.0% | Unchanged |
| Orgel Wealth Management, LLC | 706 | $276.1K | 0.01% | 00.0% | Unchanged |
| Geneva Partners, LLC | 707 | $276.3K | 0.12% | +1+0.1% | Added |
| Lynch & Associates | 708 | $276.9K | 0.06% | +6+0.9% | Added |
| HBW Advisory Services LLC | 709 | $277.1K | 0.04% | +88+14.2% | Added |
| First Bank & Trust | 709 | $277.3K | 0.05% | +27+4.0% | Added |
| Sageworth Trust Co | 710 | $277.7K | 0.02% | −104−12.8% | Reduced |
| Alerus Financial NA | 710 | $277.7K | 0.02% | −36−4.8% | Reduced |
| Tilia Fiduciary Partners, Inc. | 711 | $278.3K | 0.19% | −10−1.4% | Reduced |
| Enclave Advisors LLC | 712 | $278.3K | 0.05% | +712 | New |
| Dover Advisors, LLC | 712 | $278.5K | 0.16% | 00.0% | Unchanged |
| Jump Financial, LLC | 713 | $278.9K | 0.01% | −6,060−89.5% | Reduced |
| Forza Wealth Management, LLC | 713 | $278.9K | 0.13% | +713 | New |
| Roberts Glore & Co Inc | 714 | $279.3K | 0.08% | 00.0% | Unchanged |
| Kendall Capital Management | 714 | $279.3K | 0.09% | 00.0% | Unchanged |
| ROI Financial Advisors, LLC | 714 | $279.3K | 0.19% | +714 | New |
| Ulland Investment Advisors, LLC | 715 | $280.0K | 0.20% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 716 | $280.0K | 0.11% | +15+2.1% | Added |
| Fort, L.P. | 719 | $281.2K | 0.71% | −43−5.6% | Reduced |
| Moloney Securities Asset Management, LLC | 720 | $281.6K | 0.04% | −225−23.8% | Reduced |
| Hyperion Capital Advisors LP | 720 | $281.6K | 0.13% | +720 | New |
| Blake Schutter Theil Wealth Advisors, LLC | 720 | $281.6K | 0.20% | +720 | New |
| Paces Ferry Wealth Advisors, LLC | 721 | $281.9K | 0.16% | −2−0.3% | Reduced |
| Cascade Financial Partners, LLC | 730 | $283.6K | 0.04% | 00.0% | Unchanged |
| Monterey Private Wealth, Inc. | 727 | $284.3K | 0.10% | −207−22.2% | Reduced |
| Annis Gardner Whiting Capital Advisors, LLC | 729 | $284.9K | 0.08% | −268−26.9% | Reduced |
| Websterrogers Financial Advisors, LLC | 730 | $285.5K | 0.10% | 00.0% | Unchanged |
| Trilogy Capital Inc. | 732 | $286.3K | 0.01% | +34+4.9% | Added |
| BIP Wealth, LLC | 732 | $286.6K | 0.02% | +732 | New |
| Colonial River Wealth Management, LLC | 734 | $287.1K | 0.14% | −6−0.8% | Reduced |
| Edmp, Inc. | 738 | $288.6K | 0.24% | −147−16.6% | Reduced |
| Coco Enterprises, LLC | 732 | $289.1K | 0.17% | −29−3.8% | Reduced |
| HF Advisory Group, LLC | 743 | $290.3K | 0.13% | 00.0% | Unchanged |
| Leibman Financial Services, Inc. | 744 | $291.0K | 0.21% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 743 | $291.0K | 0.07% | −3−0.4% | Reduced |
| First International Bank & Trust | 745 | $291.4K | 0.09% | +20+2.8% | Added |
| ASB Consultores, LLC | 746 | $291.8K | 0.12% | +746 | New |
| Hurlow Wealth Management Group, Inc. | 747 | $292.2K | 0.09% | 00.0% | Unchanged |
| Werba Rubin Papier Wealth Management | 747 | $292.2K | 0.07% | +32+4.5% | Added |
| McLean Asset Management Corp | 736 | $292.3K | 0.09% | +13+1.8% | Added |
| WNY Asset Management, LLC | 748 | $292.6K | 0.03% | −400−34.8% | Reduced |
| Elk River Wealth Management, LLC | 750 | $293.3K | 0.05% | 00.0% | Unchanged |
| Pingora Partners LLC | 750 | $293.3K | 0.21% | 00.0% | Unchanged |
| Millennium Capital Advisors, LLC | 750 | $293.3K | 0.19% | 00.0% | Unchanged |
| General Partner, Inc. | 752 | $294.1K | 0.18% | 00.0% | Unchanged |
| Barton Investment Management | 753 | $294.5K | 0.04% | 00.0% | Unchanged |
| Maple Capital Management, Inc. | 753 | $294.6K | 0.02% | −491−39.5% | Reduced |
| Arcus Capital Partners, LLC | 753 | $294.7K | 0.11% | +1+0.1% | Added |
| Ethos Financial Group, LLC | 754 | $295.0K | 0.05% | +27+3.7% | Added |
| Cohen & Steers, Inc. | 755 | $295.0K | 0.00% | +755 | New |
| Houlihan Financial Resource Group, Ltd. | 754 | $295.0K | 0.12% | +754 | New |
| Castle Rock Wealth Management, LLC | 736 | $295.1K | 0.07% | −201−21.5% | Reduced |
| Pegasus Partners Ltd. | 756 | $295.7K | 0.03% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 756 | $295.7K | 0.06% | +408+117.2% | Added |
| Parisi Gray Wealth Management | 757 | $296.1K | 0.10% | −14−1.8% | Reduced |
| Broadleaf Partners, LLC | 760 | $297.3K | 0.07% | 00.0% | Unchanged |
| Brandywine Oak Private Wealth LLC | 760 | $297.3K | 0.03% | +100+15.2% | Added |
| MPS Loria Financial Planners, LLC | 760 | $297.3K | 0.09% | −668−46.8% | Reduced |
| Global Assets Advisory, LLC | 760 | $298.2K | 0.16% | +100+15.2% | Added |
| Intrepid Capital Management Inc | 763 | $298.4K | 0.17% | +30+4.1% | Added |
| LaSalle St. Investment Advisors, LLC | 766 | $299.0K | 0.12% | +766 | New |
| Baxter Bros Inc | 766 | $299.6K | 0.04% | −95−11.0% | Reduced |
| Hoey Investments, Inc | 902 | $300.5K | 0.06% | 00.0% | Unchanged |
| Holistic Financial Partners | 769 | $300.8K | 0.14% | +8+1.1% | Added |
| Mirador Capital Partners LP | 770 | $301.0K | 0.05% | −9−1.2% | Reduced |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | 770 | $301.2K | 0.05% | +25+3.4% | Added |
| Wallace Advisory Group, LLC | 906 | $301.8K | 0.22% | −26−2.8% | Reduced |
| Sand Hill Global Advisors, LLC | 772 | $301.9K | 0.01% | −44−5.4% | Reduced |
| Cutter & CO Brokerage, Inc. | 772 | $301.9K | 0.07% | 00.0% | Unchanged |
| Ifrah Financial Services, Inc. | 774 | $302.9K | 0.08% | −35−4.3% | Reduced |
| KFA Private Wealth Group, LLC | 776 | $303.6K | 0.14% | +776 | New |
| Jag Capital Management, LLC | 777 | $303.8K | 0.04% | +3+0.4% | Added |
| Safe Harbor Fiduciary, LLC | 777 | $303.9K | 0.28% | +777 | New |