Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bryn Mawr Trust Co | 21,129 | $8.26M | 0.15% | +12,294+139.2% | Added |
| Tiaa Trust, National Association | 21,182 | $8.28M | 0.02% | −206−1.0% | Reduced |
| Howe & Rusling Inc | 21,200 | $8.29M | 0.71% | −2,386−10.1% | Reduced |
| CTC LLC | 21,373 | $8.36M | 0.38% | +18,039+541.1% | Added |
| Boit C F David | 21,400 | $8.43M | 4.18% | 00.0% | Unchanged |
| Citizens National Bank Trust Department | 21,598 | $8.45M | 1.78% | −75−0.3% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 21,612 | $8.45M | 0.08% | −2,856−11.7% | Reduced |
| Compagnie Lombard Odier SCmA | 21,634 | $8.46M | 0.13% | −3,193−12.9% | Reduced |
| Northwest Investment Counselors, LLC | 21,694 | $8.48M | 1.92% | −422−1.9% | Reduced |
| Crestwood Advisors Group LLC | 21,728 | $8.50M | 0.16% | +222+1.0% | Added |
| Moors & Cabot, Inc. | 21,744 | $8.50M | 0.42% | −584−2.6% | Reduced |
| Concurrent Investment Advisors, LLC | 21,826 | $8.54M | 0.25% | +2,244+11.5% | Added |
| Trexquant Investment LP | 22,135 | $8.66M | 0.11% | −50,037−69.3% | Reduced |
| City Holding Co | 22,205 | $8.68M | 1.21% | +111+0.5% | Added |
| Principle Wealth Partners LLC | 22,250 | $8.70M | 0.62% | −787−3.4% | Reduced |
| Atomi Financial Group, Inc. | 22,322 | $8.73M | 0.55% | −999−4.3% | Reduced |
| Ferguson Wellman Capital Management, Inc | 22,348 | $8.74M | 0.17% | −222−1.0% | Reduced |
| Hartford Financial Management Inc. | 22,399 | $8.76M | 1.79% | +121+0.5% | Added |
| First Financial Bank - Trust Division | 22,405 | $8.76M | 0.80% | −726−3.1% | Reduced |
| Wesbanco Bank Inc | 22,431 | $8.77M | 0.30% | −270−1.2% | Reduced |
| Silver Oak Securities, Inc | 22,524 | $8.81M | 0.93% | +2,051+10.0% | Added |
| UniSuper Management Pty Ltd | 22,525 | $8.81M | 0.07% | +229+1.0% | Added |
| Narwhal Capital Management | 22,574 | $8.83M | 0.79% | −2,892−11.4% | Reduced |
| Hodges Capital Management Inc. | 22,622 | $8.85M | 0.57% | +3,617+19.0% | Added |
| Welch & Forbes LLC | 22,654 | $8.86M | 0.11% | −849−3.6% | Reduced |
| Perigon Wealth Management, LLC | 22,659 | $8.86M | 0.24% | −52−0.2% | Reduced |
| BKD Wealth Advisors, LLC | 22,672 | $8.87M | 0.20% | +1,442+6.8% | Added |
| McGuire Investment Group, LLC | 22,832 | $8.93M | 1.26% | −90−0.4% | Reduced |
| Apollon Wealth Management, LLC | 22,841 | $8.93M | 0.25% | +180+0.8% | Added |
| Aull & Monroe Investment Management Corp | 22,854 | $8.94M | 4.15% | −617−2.6% | Reduced |
| Citadel Advisors LLC | 22,909 | $8.96M | 0.01% | −133,871−85.4% | Reduced |
| Kavar Capital Partners Group, LLC | 22,939 | $8.97M | 1.42% | +32+0.1% | Added |
| Global Retirement Partners, LLC | 22,964 | $8.98M | 0.27% | +498+2.2% | Added |
| Capital Investment Counsel, LLC | 22,984 | $8.99M | 1.56% | +263+1.2% | Added |
| Baader Bank INC | 23,030 | $9.00M | 0.76% | −1,623−6.6% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 23,040 | $9.01M | 0.23% | +2,469+12.0% | Added |
| Hixon Zuercher, LLC | 23,180 | $9.07M | 3.55% | −481−2.0% | Reduced |
| Spinnaker Trust | 23,210 | $9.08M | 0.56% | 00.0% | Unchanged |
| Fusion Capital, LLC | 23,225 | $9.08M | 3.90% | −46−0.2% | Reduced |
| TruWealth Advisors, LLC | 23,240 | $9.09M | 0.56% | +992+4.5% | Added |
| Metis Global Partners, LLC | 23,269 | $9.10M | 0.28% | −506−2.1% | Reduced |
| Kingswood Wealth Advisors, LLC | 23,339 | $9.13M | 0.65% | +3,621+18.4% | Added |
| Community Bank of Raymore | 23,353 | $9.13M | 6.90% | +290+1.3% | Added |
| Raymond James Trust N.A. | 23,678 | $9.26M | 0.20% | +224+1.0% | Added |
| Man Group plc | 23,733 | $9.28M | 0.03% | −42,224−64.0% | Reduced |
| Dynamic Advisor Solutions LLC | 23,760 | $9.29M | 0.28% | +61+0.3% | Added |
| New Mexico Educational Retirement Board | 23,902 | $9.35M | 0.32% | −1,800−7.0% | Reduced |
| Signet Financial Management, LLC | 23,919 | $9.36M | 1.19% | −568−2.3% | Reduced |
| Beach Investment Counsel Inc | 24,019 | $9.39M | 1.16% | +7,271+43.4% | Added |
| Strategic Global Advisors, LLC | 24,250 | $9.48M | 1.87% | −238−1.0% | Reduced |
| Jefferies Financial Group Inc. | 24,426 | $9.55M | 0.16% | +886+3.8% | Added |
| American National Bank | 24,660 | $9.65M | 1.14% | −1,029−4.0% | Reduced |
| Allworth Financial LP | 24,698 | $9.66M | 0.06% | −262−1.0% | Reduced |
| Madison Asset Management, LLC | 24,766 | $9.69M | 0.11% | −2,411−8.9% | Reduced |
| AE Wealth Management LLC | 24,788 | $9.70M | 0.09% | +1,763+7.7% | Added |
| Snowden Capital Advisors LLC | 24,803 | $9.70M | 0.29% | −9,881−28.5% | Reduced |
| Sigma Planning Corp | 24,845 | $9.72M | 0.30% | −495−2.0% | Reduced |
| Chartwell Investment Partners, LLC | 24,946 | $9.76M | 0.33% | 00.0% | Unchanged |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $9.82M | 3.30% | 00.0% | Unchanged |
| Central Bank & Trust Co | 25,212 | $9.86M | 1.36% | −3,076−10.9% | Reduced |
| Logan Capital Management Inc | 25,361 | $9.92M | 0.41% | −70.0% | Reduced |
| Tufton Capital Management | 25,600 | $10.0M | 1.88% | −755−2.9% | Reduced |
| Coldstream Capital Management Inc | 25,624 | $10.0M | 0.22% | +584+2.3% | Added |
| Community Bank & Trust, Waco, Texas | 25,912 | $10.1M | 2.28% | +59+0.2% | Added |
| Integris Wealth Management, LLC | 26,098 | $10.2M | 2.85% | −177−0.7% | Reduced |
| Addenda Capital Inc. | 26,232 | $10.3M | 0.37% | +10.0% | Added |
| Texas Capital Bank Wealth Management Services Inc | 26,274 | $10.3M | 1.01% | +440+1.7% | Added |
| Financial Partners Group, LLC | 26,455 | $10.3M | 3.88% | +126+0.5% | Added |
| Sigma Investment Counselors Inc | 26,503 | $10.4M | 0.61% | +10.0% | Added |
| Independent Wealth Network Inc. | 26,619 | $10.4M | 4.60% | −59−0.2% | Reduced |
| CX Institutional | 26,788 | $10.5M | 0.47% | +24,032+872.0% | Added |
| Securian Asset Management, Inc | 26,819 | $10.5M | 0.30% | −1,302−4.6% | Reduced |
| Farmers & Merchants Investments Inc | 26,992 | $10.6M | 0.33% | +141+0.5% | Added |
| Brinker Capital Investments, LLC | 27,053 | $10.6M | 0.11% | +856+3.3% | Added |
| Orion Portfolio Solutions, LLC | 27,053 | $10.6M | 0.11% | +856+3.3% | Added |
| Toroso Investments, LLC | 27,056 | $10.6M | 0.12% | −3,496−11.4% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 27,098 | $10.7M | 0.21% | +16,310+151.2% | Added |
| Louisiana State Employees Retirement System | 27,300 | $10.7M | 0.20% | −400−1.4% | Reduced |
| Vident Advisory, LLC | 27,323 | $10.7M | 0.27% | +1,602+6.2% | Added |
| TownSquare Capital, LLC | 27,438 | $10.7M | 0.13% | +1,338+5.1% | Added |
| Knights of Columbus Asset Advisors LLC | 27,445 | $10.7M | 0.71% | +7,109+35.0% | Added |
| RSM US Wealth Management LLC | 27,416 | $10.8M | 0.16% | +2,175+8.6% | Added |
| Banque Cantonale Vaudoise | 27,845 | $10.9M | 0.45% | +4,986+21.8% | Added |
| Drexel Morgan & Co. | 27,886 | $10.9M | 2.03% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 28,027 | $11.0M | 0.26% | −24,009−46.1% | Reduced |
| Maryland State Retirement & Pension System | 28,201 | $11.0M | 0.23% | −9,914−26.0% | Reduced |
| Kanawha Capital Management LLC | 28,288 | $11.1M | 0.80% | −1,412−4.8% | Reduced |
| Venture Visionary Partners LLC | 28,337 | $11.1M | 0.48% | +465+1.7% | Added |
| Ieq Capital, LLC | 28,360 | $11.1M | 0.14% | +4,718+20.0% | Added |
| APG Asset Management N.V. | 31,963 | $11.2M | 0.07% | −353,404−91.7% | Reduced |
| Hantz Financial Services, Inc. | 28,986 | $11.3M | 0.20% | −2,425−7.7% | Reduced |
| Prime Capital Investment Advisors, LLC | 29,069 | $11.4M | 0.16% | +2,128+7.9% | Added |
| Philadelphia Trust Co | 29,241 | $11.4M | 0.83% | −1,277−4.2% | Reduced |
| Freestone Capital Holdings, LLC | 29,296 | $11.5M | 0.40% | +1,049+3.7% | Added |
| Adviser Investments LLC | 29,362 | $11.5M | 0.14% | −874−2.9% | Reduced |
| MainStreet Investment Advisors LLC | 29,382 | $11.5M | 1.53% | −1,896−6.1% | Reduced |
| Eagle Global Advisors LLC | 29,767 | $11.6M | 0.58% | +678+2.3% | Added |
| Illinois Municipal Retirement Fund | 29,985 | $11.7M | 0.17% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 30,067 | $11.8M | 0.27% | −70,081−70.0% | Reduced |
| First American Trust, FSB | 30,115 | $11.8M | 1.17% | −3,157−9.5% | Reduced |